Carolina Institutional Short Duration Fund

Industry: Pooled Investment Fund (See others in industry)

Amundi Smith Breeden Llc 280 South Mangum Street, Suite 301
Durham, NC, 27701
Phone: 919-967-7221


Date Type Sold Raw Filing
2017-05-19 Amended $165,005,665 SEC link
2016-05-24 Amended $159,605,665 SEC link
2015-12-07 Amended $159,605,665 SEC link
2014-12-04 Amended $154,605,665 SEC link
2014-01-27 Amended $49,000,000 SEC link
2013-07-02 Amended $44,000,000 SEC link
2012-07-03 Amended $120,000,000 SEC link
2011-06-16 Amended $40,000,000 SEC link
2010-06-18 New $40,000,000 SEC link

Directors and Executives (Current and Past)

Name Role
Daniel R. Adler Executive
N/A Amundi Smith Breeden Llc Promoter
Amundi Smith Breeden Llc Executive
Timothy J. Cunneen Executive
Daniel Dektar Executive
Stephen A. Eason Executive
Eugene Flood Executive
Michael J. Giarla Executive
Stanley J. Kon Executive
N/A Smith Breeden Associates, Inc. Promoter
U.S. Bank Trust National Association Director