Investment adviser · CRD 170313
ARENA CAPITAL ADVISORS
ARENA CAPITAL ADVISORS LLC
LOS ANGELES, CA, United States · Form ADV filed Mar 30, 2022
- Regulatory AUM
- $3.45B Form ADV · Item 5.F
- Client accounts
- 33 Accounts, not individual clients
- Employees
- 21 Reported in this filing
- Advisory professionals
- 10 Investment advisory functions
How this adviser has changed
Annual filingsRegulatory assets under management
Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.
| Fiscal year | Regulatory AUM | Employees | Filed |
|---|---|---|---|
| 2021 | $3,452,765,178 | 21 | Mar 30, 2022 |
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 25 | $2,430,645,802 | 70.4% |
| Retirement plans | 4 | $576,983,234 | 16.7% |
| Insurance companies | 4 | $445,136,142 | 12.9% |
Filing source
Form ADV 1632090 · Mar 30, 2022 · Item 5.D
Reported by ARENA CAPITAL ADVISORS LLC (CRD 170313).
Annual Updating Amendment for Registered Adviser · fiscal year 2021.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
BBD LLP
Auditor · funds reporting this exact name in the selected filing
These are reported-name connections within this adviser's filing, not a verified global provider identity or market-wide client count.
Private funds & service providers
23 detailed fund recordsLargest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.
ARENA SHORT DURATION HIGH YIELD FUND, L.P. - SERIES AOther Private Fund · Master$660MGross asset value
Form D fundraising filings
View filings for the issuers linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
KPMG
PCAOB 185
Fund details & source
- Fund ID
- 805-9188521940
- Reported beneficial owners
- 82
- Minimum commitment
- $200K
- Form D file number
- 021-217587
- Form D file number
- 021-282198
Form ADV 1632090 · Mar 30, 2022 · Schedule D 7.B.(1)
Reported by ARENA CAPITAL ADVISORS LLC (CRD 170313).
Annual Updating Amendment for Registered Adviser · fiscal year 2021.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
ARENA SHORT DURATION HIGH YIELD FUND, L.P. - SERIES COther Private Fund · Master$308MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
KPMG
PCAOB 185
Fund details & source
- Fund ID
- 805-2012546346
- Reported beneficial owners
- 3
- Minimum commitment
- $200K
- Form D file number
- 021-21758702
- Form D file number
- 021-28219801
Form ADV 1632090 · Mar 30, 2022 · Schedule D 7.B.(1)
Reported by ARENA CAPITAL ADVISORS LLC (CRD 170313).
Annual Updating Amendment for Registered Adviser · fiscal year 2021.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
ARENA CAPITAL FUND, L.P.- SERIES 2Other Private Fund$189MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
KPMG
PCAOB 185
Fund details & source
- Fund ID
- 805-5658260332
- Reported beneficial owners
- 6
- Minimum commitment
- $500K
- Form D file number
- 021-373514
Form ADV 1632090 · Mar 30, 2022 · Schedule D 7.B.(1)
Reported by ARENA CAPITAL ADVISORS LLC (CRD 170313).
Annual Updating Amendment for Registered Adviser · fiscal year 2021.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
ARENA CAPITAL FUND, L.P.- SERIES 5Other Private Fund$160MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
KPMG
PCAOB 185
Fund details & source
- Fund ID
- 805-2981179605
- Reported beneficial owners
- 4
- Minimum commitment
- $500K
- Form D file number
- 021-377060
Form ADV 1632090 · Mar 30, 2022 · Schedule D 7.B.(1)
Reported by ARENA CAPITAL ADVISORS LLC (CRD 170313).
Annual Updating Amendment for Registered Adviser · fiscal year 2021.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
ARENA CAPITAL FUND, L.P.- SERIES 1Other Private Fund$130MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
KPMG
PCAOB 185
Fund details & source
- Fund ID
- 805-2960746534
- Reported beneficial owners
- 12
- Minimum commitment
- $500K
- Form D file number
- 021-373516
Form ADV 1632090 · Mar 30, 2022 · Schedule D 7.B.(1)
Reported by ARENA CAPITAL ADVISORS LLC (CRD 170313).
Annual Updating Amendment for Registered Adviser · fiscal year 2021.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
ARENA CAPITAL FUND, L.P.- SERIES 3Other Private Fund$122MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
KPMG
PCAOB 185
Fund details & source
- Fund ID
- 805-9863799431
- Reported beneficial owners
- 6
- Minimum commitment
- $500K
- Form D file number
- 021-373527
Form ADV 1632090 · Mar 30, 2022 · Schedule D 7.B.(1)
Reported by ARENA CAPITAL ADVISORS LLC (CRD 170313).
Annual Updating Amendment for Registered Adviser · fiscal year 2021.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
ARENA CAPITAL FUND, L.P. - SERIES 10Other Private Fund$90.7MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
KPMG
PCAOB 185
Fund details & source
- Fund ID
- 805-5337259748
- Reported beneficial owners
- 2
- Minimum commitment
- $500K
- Form D file number
- 021-388142
Form ADV 1632090 · Mar 30, 2022 · Schedule D 7.B.(1)
Reported by ARENA CAPITAL ADVISORS LLC (CRD 170313).
Annual Updating Amendment for Registered Adviser · fiscal year 2021.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Services & filing details
Showing values from the selected filing. Latest observed filing does not establish current registration status.
What changed?
No comparable changes in the displayed metrics.
Filing source
Form ADV 1632090 · Mar 30, 2022 · Items 1 & 5
Reported by ARENA CAPITAL ADVISORS LLC (CRD 170313).
Annual Updating Amendment for Registered Adviser · fiscal year 2021.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Management of assets
- Discretionary
- $3.45B
- Non-discretionary
- $0
Reported services
Individual portfolio management · Pooled investment vehicle management · Business portfolio management
Compensation
Percentage of assets · Fixed · Performance-based
Principal office
12121 WILSHIRE BLVD, SUITE 1010LOS ANGELES, CA, 90025, United States
CRD 170313
Filing source
Form ADV 1632090 · Mar 30, 2022 · Items 1 & 5
Reported by ARENA CAPITAL ADVISORS LLC (CRD 170313).
Annual Updating Amendment for Registered Adviser · fiscal year 2021.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.