Investment adviser · CRD 170313
ARENA CAPITAL ADVISORS
ARENA CAPITAL ADVISORS LLC
LOS ANGELES, CA, United States · Form ADV filed Mar 29, 2023
- Regulatory AUM
- $3.42B Form ADV · Item 5.F
- Client accounts
- 33 Accounts, not individual clients
- Employees
- 20 Reported in this filing
- Advisory professionals
- 9 Investment advisory functions
How this adviser has changed
Annual filingsRegulatory assets under management
Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.
| Fiscal year | Regulatory AUM | Employees | Filed |
|---|---|---|---|
| 2021 | $3,452,765,178 | 21 | Mar 30, 2022 |
| 2022 | $3,423,507,467 | 20 | Mar 29, 2023 |
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 24 | $2,411,395,482 | 70.4% |
| Retirement plans | 4 | $570,618,826 | 16.7% |
| Insurance companies | 4 | $441,338,814 | 12.9% |
| Investment companies | 1 | $154,345 | 0.0% |
Filing source
Form ADV 1732161 · Mar 29, 2023 · Item 5.D
Reported by ARENA CAPITAL ADVISORS LLC (CRD 170313).
Annual Updating Amendment for Registered Adviser · fiscal year 2022.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Private funds & service providers
1 selected fund recordsLargest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.
ARENA SHORT DURATION HIGH YIELD FUND, L.P. - SERIES DOther Private Fund$185MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
KPMG
PCAOB 185
Fund details & source
- Fund ID
- 805-5344221108
- Reported beneficial owners
- 1
- Minimum commitment
- $200K
- Form D file number
- 021-21758703
Form ADV 1732161 · Mar 29, 2023 · Schedule D 7.B.(1)
Reported by ARENA CAPITAL ADVISORS LLC (CRD 170313).
Annual Updating Amendment for Registered Adviser · fiscal year 2022.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Services & filing details
Showing values from the selected filing. Latest observed filing does not establish current registration status.
What changed?
Since Mar 30, 2022 · previous imported filing
- Regulatory AUM$3,452,765,178 → $3,423,507,467
- Employees21 → 20
Filing source
Form ADV 1732161 · Mar 29, 2023 · Items 1 & 5
Reported by ARENA CAPITAL ADVISORS LLC (CRD 170313).
Annual Updating Amendment for Registered Adviser · fiscal year 2022.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Management of assets
- Discretionary
- $3.42B
- Non-discretionary
- $0
Reported services
Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management
Compensation
Percentage of assets · Fixed · Performance-based
Principal office
12121 WILSHIRE BLVD, SUITE 1010LOS ANGELES, CA, 90025, United States
CRD 170313
Filing source
Form ADV 1732161 · Mar 29, 2023 · Items 1 & 5
Reported by ARENA CAPITAL ADVISORS LLC (CRD 170313).
Annual Updating Amendment for Registered Adviser · fiscal year 2022.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.