Investment adviser · CRD 170313
ARENA CAPITAL ADVISORS
ARENA CAPITAL ADVISORS LLC
LOS ANGELES, CA, United States · Form ADV filed Apr 7, 2025
- Regulatory AUM
- $5.68B Form ADV · Item 5.F
- Client accounts
- 38 Accounts, not individual clients
- Employees
- 24 Reported in this filing
- Advisory professionals
- 9 Investment advisory functions
How this adviser has changed
Annual filingsRegulatory assets under management
Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.
| Fiscal year | Regulatory AUM | Employees | Filed |
|---|---|---|---|
| 2021 | $3,452,765,178 | 21 | Mar 30, 2022 |
| 2022 | $3,423,507,467 | 20 | Mar 29, 2023 |
| 2023 | $4,907,916,673 | 23 | Mar 31, 2024 |
| 2024 | $5,678,347,329 | 24 | Mar 31, 2025 |
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 29 | $4,436,410,164 | 78.1% |
| Retirement plans | 4 | $640,418,220 | 11.3% |
| Insurance companies | 4 | $552,408,094 | 9.7% |
| Investment companies | 1 | $49,110,851 | 0.9% |
Filing source
Form ADV 1977117 · Apr 7, 2025 · Item 5.D
Reported by ARENA CAPITAL ADVISORS LLC (CRD 170313).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Private funds & service providers
26 detailed fund recordsLargest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.
ARENA OPPORTUNITIES FUND, L.P. - SERIES 3Other Private Fund$6.5MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
KPMG
PCAOB 185
Fund details & source
- Fund ID
- 805-1683835817
- Reported beneficial owners
- 1
- Minimum commitment
- $2M
- Form D file number
- 021-486374
Form ADV 1977117 · Apr 7, 2025 · Schedule D 7.B.(1)
Reported by ARENA CAPITAL ADVISORS LLC (CRD 170313).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
ARENA CAPITAL FUND, L.P.- SERIES 5Other Private Fund$4.77MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
KPMG
PCAOB 185
Fund details & source
- Fund ID
- 805-2981179605
- Reported beneficial owners
- 4
- Minimum commitment
- $500K
- Form D file number
- 021-377060
Form ADV 1977117 · Apr 7, 2025 · Schedule D 7.B.(1)
Reported by ARENA CAPITAL ADVISORS LLC (CRD 170313).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
ARENA CAPITAL FUND, L.P.- SERIES 3Other Private Fund$1.8MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
KPMG
PCAOB 185
Fund details & source
- Fund ID
- 805-9863799431
- Reported beneficial owners
- 7
- Minimum commitment
- $500K
- Form D file number
- 021-373527
Form ADV 1977117 · Apr 7, 2025 · Schedule D 7.B.(1)
Reported by ARENA CAPITAL ADVISORS LLC (CRD 170313).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
ARENA CAPITAL FUND, L.P. - SERIES 10Other Private Fund$0Gross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
KPMG
PCAOB 185
Fund details & source
- Fund ID
- 805-5337259748
- Reported beneficial owners
- 0
- Minimum commitment
- $500K
- Form D file number
- 021-388142
Form ADV 1977117 · Apr 7, 2025 · Schedule D 7.B.(1)
Reported by ARENA CAPITAL ADVISORS LLC (CRD 170313).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
ARENA CAPITAL FUND L.P. - SERIES 11Other Private Fund$0Gross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
KPMG
PCAOB 185
Fund details & source
- Fund ID
- 805-8833342752
- Reported beneficial owners
- 0
- Minimum commitment
- $500K
- Form D file number
- 021-388966
Form ADV 1977117 · Apr 7, 2025 · Schedule D 7.B.(1)
Reported by ARENA CAPITAL ADVISORS LLC (CRD 170313).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
ARENA CAPITAL FUND, L.P.- SERIES 12Other Private Fund$0Gross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
KPMG
PCAOB 185
Fund details & source
- Fund ID
- 805-5388961466
- Reported beneficial owners
- 0
- Minimum commitment
- $500K
- Form D file number
- 021-429584
Form ADV 1977117 · Apr 7, 2025 · Schedule D 7.B.(1)
Reported by ARENA CAPITAL ADVISORS LLC (CRD 170313).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
ARENA CAPITAL FUND, L.P.- SERIES 14Other Private Fund$0Gross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
KPMG
PCAOB 185
Fund details & source
- Fund ID
- 805-1767570649
- Reported beneficial owners
- 0
- Minimum commitment
- $500K
- Form D file number
- 021-408785
Form ADV 1977117 · Apr 7, 2025 · Schedule D 7.B.(1)
Reported by ARENA CAPITAL ADVISORS LLC (CRD 170313).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Services & filing details
Showing values from the selected filing. Latest observed filing does not establish current registration status.
What changed?
Since Mar 31, 2025 · previous imported filing
No comparable changes in the displayed metrics.
Filing source
Form ADV 1977117 · Apr 7, 2025 · Items 1 & 5
Reported by ARENA CAPITAL ADVISORS LLC (CRD 170313).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Management of assets
- Discretionary
- $5.68B
- Non-discretionary
- $0
Reported services
Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management
Compensation
Percentage of assets · Fixed · Performance-based
Principal office
12121 WILSHIRE BLVD, SUITE 1010LOS ANGELES, CA, 90025, United States
CRD 170313
Filing source
Form ADV 1977117 · Apr 7, 2025 · Items 1 & 5
Reported by ARENA CAPITAL ADVISORS LLC (CRD 170313).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.