Investment adviser · CRD 130074

ARES MANAGEMENT LLC

LOS ANGELES, CA, United States · Form ADV filed Nov 19, 2021

Regulatory AUM: $139B
Client accounts: 305
Employees: 1,418
Advisory professionals: 766

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	256	$124,546,479,832	89.5%
Insurance companies	17	$5,682,397,605	4.1%
Retirement plans	9	$2,990,965,492	2.1%
Sovereign wealth & foreign institutions	9	$1,865,830,350	1.3%
Other clients	Fewer than 5	$1,391,106,270	1.0%
Investment companies	5	$1,244,874,789	0.9%
Other investment advisers	4	$879,976,052	0.6%
Banks & thrifts	Fewer than 5	$582,476,666	0.4%

Filing source

Form ADV 1563763 · Nov 19, 2021 · Item 5.D

Reported by ARES MANAGEMENT LLC (CRD 130074).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Private funds & service providers

276 detailed fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

ARES XXXIX CLO LTD.Securitized Asset Fund$514MGross asset value

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Fund administrator U.S. BANK CORPORATE TRUST SERVICES BOSTON, Massachusetts, United States Investor statements: No (provided to no investors) Related to adviser: No Other funds reporting this name →

Custodian U.S. BANK, N.A. BOSTON, Massachusetts, United States Related to adviser: No Other funds reporting this name →

Marketer MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CRD 7691 · SEC 801-14235

Fund details & source

Fund ID: 805-1216748641
Reported beneficial owners: 17
Minimum commitment: $250K

Form ADV 1563763 · Nov 19, 2021 · Schedule D 7.B.(1)

Reported by ARES MANAGEMENT LLC (CRD 130074).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

ARES CORPORATE OPPORTUNITIES FUND III, L.P.Hedge Fund$513MGross asset value

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Fund administrator SS&C TECHNOLOGIES, INC. UNION, New Jersey, United States Investor statements: No (provided to no investors) Related to adviser: No Other funds reporting this name →

Auditor ERNST & YOUNG LLP LOS ANGELES, California, United States Other funds reporting this name →

Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LLP
PCAOB 42

Fund details & source

Fund ID: 805-8718885590
Reported beneficial owners: 92
Minimum commitment: $500K
Form D file number: 021-115444

Form ADV 1563763 · Nov 19, 2021 · Schedule D 7.B.(1)

Reported by ARES MANAGEMENT LLC (CRD 130074).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

ARES XXXIIR CLO LTD.Securitized Asset Fund$507MGross asset value

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Custodian U.S. BANK, N.A. BOSTON, Massachusetts, United States Related to adviser: No Other funds reporting this name →

Marketer BARCLAYS CAPITAL INC. NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

BARCLAYS CAPITAL INC.
CRD 19714 · SEC 8-41342

Fund details & source

Fund ID: 805-6466698511
Reported beneficial owners: 13
Minimum commitment: $250K

Form ADV 1563763 · Nov 19, 2021 · Schedule D 7.B.(1)

Reported by ARES MANAGEMENT LLC (CRD 130074).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

ARES PRIVATE OPPORTUNITIES 2020 (C), LPHedge Fund$503MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Ares Private Opportunities 2020 (C), LP

Fund administrator SEI INVESTMENTS COMPANY OAKS, Pennsylvania, United States Investor statements: No (provided to no investors) Related to adviser: No Other funds reporting this name →

Auditor ERNST & YOUNG LLP LOS ANGELES, California, United States Other funds reporting this name →

Custodian U.S. BANK NATIONAL ASSOCIATION BOSTON, Massachusetts, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LLP
PCAOB 42

Fund details & source

Fund ID: 805-5012198720
Reported beneficial owners: 2
Minimum commitment: $0
Form D file number: 021-368446

Form ADV 1563763 · Nov 19, 2021 · Schedule D 7.B.(1)

Reported by ARES MANAGEMENT LLC (CRD 130074).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

ARES EUROPEAN CLO XIII DESIGNATED ACTIVITY COMPANYSecuritized Asset Fund$498MGross asset value

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Fund administrator US BANK LONDON, United Kingdom Investor statements: No (provided to no investors) Related to adviser: No Other funds reporting this name →

Custodian US BANK LONDON, United Kingdom Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-6053178705
Reported beneficial owners: 26
Minimum commitment: $122K

Form ADV 1563763 · Nov 19, 2021 · Schedule D 7.B.(1)

Reported by ARES MANAGEMENT LLC (CRD 130074).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

ARES EUROPEAN CREDIT STRATEGIES FUND XI (S), L.P.Hedge Fund$493MGross asset value

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Fund administrator SS&C TECHNOLOGIES LONDON, United Kingdom Investor statements: No (provided to no investors) Related to adviser: No Other funds reporting this name →

Auditor ERNST & YOUNG LLP LONDON, United Kingdom Other funds reporting this name →

Custodian BANK OF NEW YORK DUBLIN, Ireland Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LLP
PCAOB 1438

Fund details & source

Fund ID: 805-6117893105
Reported beneficial owners: 1
Minimum commitment: $0

Form ADV 1563763 · Nov 19, 2021 · Schedule D 7.B.(1)

Reported by ARES MANAGEMENT LLC (CRD 130074).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

ARES EUROPEAN CLO IX DESIGNATED ACTIVITY COMPANYSecuritized Asset Fund$488MGross asset value

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Fund administrator CITIBANK, N.A., LONDON, United Kingdom Investor statements: No (provided to no investors) Related to adviser: No Other funds reporting this name →

Custodian CITIBANK, N.A., LONDON, United Kingdom Related to adviser: No Other funds reporting this name →

Marketer GOLDMAN SACHS INTERNATIONAL LOS ANGELES, California, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

Fund details & source

Fund ID: 805-8957031390
Reported beneficial owners: 18
Minimum commitment: $122K

Form ADV 1563763 · Nov 19, 2021 · Schedule D 7.B.(1)

Reported by ARES MANAGEMENT LLC (CRD 130074).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

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Filing source

Form ADV 1563763 · Nov 19, 2021 · Items 1 & 5

Reported by ARES MANAGEMENT LLC (CRD 130074).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary: $135B
Non-discretionary: $3.74B

Filing history · 0 annual filings

Adviser-level financial and staffing figures are unavailable in these annual filings. Select a filing to view its reported funds and providers.

Reported services

Investment company portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

2000 AVENUE OF THE STARS, 12TH FLOOR
LOS ANGELES, CA, 90067, United States

CRD 130074

Filing source

Form ADV 1563763 · Nov 19, 2021 · Items 1 & 5

Reported by ARES MANAGEMENT LLC (CRD 130074).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.