Investment adviser · CRD 130074

ARES MANAGEMENT LLC

LOS ANGELES, CA, United States · Form ADV filed Mar 31, 2022

Regulatory AUM: $203B
Client accounts: 341
Employees: 1,769
Advisory professionals: 721

How this adviser has changed

Annual filings

Regulatory assets under management

Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.

Annual adviser history and sources
Fiscal year	Regulatory AUM	Employees	Filed
2021	$203,424,579,297	1,769	Mar 31, 2022

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	289	$181,407,724,315	89.2%
Insurance companies	22	$12,025,972,300	5.9%
Retirement plans	11	$3,470,501,948	1.7%
Sovereign wealth & foreign institutions	8	$3,145,570,284	1.5%
Other clients	Fewer than 5	$1,479,133,846	0.7%
Banks & thrifts	Fewer than 5	$867,397,693	0.4%
Other investment advisers	Fewer than 5	$570,188,945	0.3%
Corporations & businesses	Fewer than 5	$458,089,966	0.2%

Filing source

Form ADV 1605142 · Mar 31, 2022 · Item 5.D

Reported by ARES MANAGEMENT LLC (CRD 130074).

Annual Updating Amendment for Registered Adviser · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Private funds & service providers

289 detailed fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

ARES EUROPEAN CLO XI DESIGNATED ACTIVITY COMPANYSecuritized Asset Fund$547MGross asset value

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Fund administrator THE BANK OF NEW YORK MELLON LONDON, United Kingdom Investor statements: No (provided to no investors) Related to adviser: No Other funds reporting this name →

Custodian THE BANK OF NEW YORK MELLON LONDON, United Kingdom Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-2081326399
Reported beneficial owners: 23
Minimum commitment: $114K

Form ADV 1605142 · Mar 31, 2022 · Schedule D 7.B.(1)

Reported by ARES MANAGEMENT LLC (CRD 130074).

Annual Updating Amendment for Registered Adviser · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

ARES LI CLO LTD.Securitized Asset Fund$546MGross asset value

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Fund administrator U.S. BANK, N.A. BOSTON, Massachusetts, United States Investor statements: No (provided to no investors) Related to adviser: No Other funds reporting this name →

Custodian US BANK NATIONAL ASSOCIATION BOSTON, Massachusetts, United States Related to adviser: No Other funds reporting this name →

Marketer BNP PARIBAS SECURITIES CORP. NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

BNP PARIBAS SECURITIES CORP.
CRD 15794 · SEC 8-32682

Fund details & source

Fund ID: 805-7631590417
Reported beneficial owners: 19
Minimum commitment: $250K

Form ADV 1605142 · Mar 31, 2022 · Schedule D 7.B.(1)

Reported by ARES MANAGEMENT LLC (CRD 130074).

Annual Updating Amendment for Registered Adviser · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

ARES XLIX CLO LTDSecuritized Asset Fund$544MGross asset value

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Fund administrator US BANK CORPORATE TRUST SERVICES BOSTON, Massachusetts, United States Investor statements: No (provided to no investors) Related to adviser: No Other funds reporting this name →

Custodian U.S. BANK, N.A. BOSTON, Massachusetts, United States Related to adviser: No Other funds reporting this name →

Marketer NATIXIS SECURITIES AMERICAS LLC NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

NATIXIS SECURITIES AMERICAS LLC
CRD 1101 · SEC 8-719

Fund details & source

Fund ID: 805-5120169369
Reported beneficial owners: 18
Minimum commitment: $250K

Form ADV 1605142 · Mar 31, 2022 · Schedule D 7.B.(1)

Reported by ARES MANAGEMENT LLC (CRD 130074).

Annual Updating Amendment for Registered Adviser · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

ARES EUROPEAN CLO XII DESIGNATED ACTIVITY COMPANYSecuritized Asset Fund$544MGross asset value

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Fund administrator THE BANK OF NEW YORK MELLON LONDON, United Kingdom Investor statements: No (provided to no investors) Related to adviser: No Other funds reporting this name →

Custodian THE BANK OF NEW YORK MELLON LONDON, United Kingdom Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-8667864284
Reported beneficial owners: 21
Minimum commitment: $114K

Form ADV 1605142 · Mar 31, 2022 · Schedule D 7.B.(1)

Reported by ARES MANAGEMENT LLC (CRD 130074).

Annual Updating Amendment for Registered Adviser · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

ARES EUROPEAN CLO X DESIGNATED ACTIVITY COMPANYSecuritized Asset Fund$544MGross asset value

Search Form D filings →

Fund administrator THE BANK OF NEW YORK MELLON LONDON, United Kingdom Investor statements: No (provided to no investors) Related to adviser: No Other funds reporting this name →

Custodian THE BANK OF NEW YORK MELLON LONDON, United Kingdom Related to adviser: No Other funds reporting this name →

Marketer MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CRD 7691 · SEC 801-14235

Fund details & source

Fund ID: 805-6171768617
Reported beneficial owners: 20
Minimum commitment: $114K

Form ADV 1605142 · Mar 31, 2022 · Schedule D 7.B.(1)

Reported by ARES MANAGEMENT LLC (CRD 130074).

Annual Updating Amendment for Registered Adviser · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

ARES EUROPEAN CLO VIII DESIGNATED ACTIVITY COMPANYSecuritized Asset Fund$542MGross asset value

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Fund administrator CITIBANK, N.A. LONDON, United Kingdom Investor statements: No (provided to no investors) Related to adviser: No Other funds reporting this name →

Custodian CITIBANK, N.A., LONDON, United Kingdom Related to adviser: No Other funds reporting this name →

Marketer GOLDMAN SACHS INTERNATIONAL LOS ANGELES, California, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

Fund details & source

Fund ID: 805-4274745142
Reported beneficial owners: 31
Minimum commitment: $114K

Form ADV 1605142 · Mar 31, 2022 · Schedule D 7.B.(1)

Reported by ARES MANAGEMENT LLC (CRD 130074).

Annual Updating Amendment for Registered Adviser · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

ARES L CLO LTD.Securitized Asset Fund$537MGross asset value

Search Form D filings →

Fund administrator U.S. BANK, N.A. BOSTON, Massachusetts, United States Investor statements: No (provided to no investors) Related to adviser: No Other funds reporting this name →

Custodian U.S. BANK, N.A. BOSTON, Massachusetts, United States Related to adviser: No Other funds reporting this name →

Marketer GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 801-16048

Fund details & source

Fund ID: 805-2670829171
Reported beneficial owners: 19
Minimum commitment: $250K

Form ADV 1605142 · Mar 31, 2022 · Schedule D 7.B.(1)

Reported by ARES MANAGEMENT LLC (CRD 130074).

Annual Updating Amendment for Registered Adviser · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

View a filing

Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

Since Feb 15, 2022 · previous imported filing

Regulatory AUM$137,588,899,684 → $203,424,579,297
Client accounts298 → 341
Employees1,418 → 1,769

Filing source

Form ADV 1605142 · Mar 31, 2022 · Items 1 & 5

Reported by ARES MANAGEMENT LLC (CRD 130074).

Annual Updating Amendment for Registered Adviser · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary: $194B
Non-discretionary: $9.75B

Reported services

Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

2000 AVENUE OF THE STARS, 12TH FLOOR
LOS ANGELES, CA, 90067, United States

CRD 130074

Filing source

Form ADV 1605142 · Mar 31, 2022 · Items 1 & 5

Reported by ARES MANAGEMENT LLC (CRD 130074).

Annual Updating Amendment for Registered Adviser · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.