Investment adviser · CRD 130074

ARES MANAGEMENT LLC

LOS ANGELES, CA, United States · Form ADV filed Mar 31, 2023

Regulatory AUM: $253B
Client accounts: 450
Employees: 2,378
Advisory professionals: 934

How this adviser has changed

Annual filings

Regulatory assets under management

Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.

Annual adviser history and sources
Fiscal year	Regulatory AUM	Employees	Filed
2021	$203,424,579,297	1,769	Mar 31, 2022
2022	$253,185,903,529	2,378	Mar 31, 2023

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	391	$226,937,077,807	89.6%
Insurance companies	23	$12,984,851,701	5.1%
Sovereign wealth & foreign institutions	9	$4,173,920,986	1.6%
Retirement plans	12	$3,466,267,831	1.4%
Other clients	6	$3,386,841,300	1.3%
Corporations & businesses	Fewer than 5	$1,286,862,363	0.5%
Banks & thrifts	Fewer than 5	$727,516,548	0.3%
Other investment advisers	Fewer than 5	$222,564,993	0.1%

Filing source

Form ADV 1709312 · Mar 31, 2023 · Item 5.D

Reported by ARES MANAGEMENT LLC (CRD 130074).

Annual Updating Amendment for Registered Adviser · fiscal year 2022.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Private funds & service providers

394 detailed fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

ARES LXII CLO LTD.Securitized Asset Fund$589MGross asset value

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Fund administrator COMPUTERSHARE TRUST COMPANY, N.A. COLUMBIA, Maryland, United States Investor statements: No (provided to no investors) Related to adviser: No Other funds reporting this name →

Custodian COMPUTERSHARE TRUST COMPANY, N.A. COLUMBIA, Maryland, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-3679672167
Reported beneficial owners: 20
Minimum commitment: $250K

Form ADV 1709312 · Mar 31, 2023 · Schedule D 7.B.(1)

Reported by ARES MANAGEMENT LLC (CRD 130074).

Annual Updating Amendment for Registered Adviser · fiscal year 2022.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

ARES U.S. REAL ESTATE FUND X, L.P.Hedge Fund · Master$589MGross asset value

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Fund administrator SEI INVESTMENTS COMPANY OAKS, Pennsylvania, United States Investor statements: No (provided to no investors) Related to adviser: No Other funds reporting this name →

Auditor ERNST & YOUNG LOS ANGELES, California, United States Other funds reporting this name →

Custodian U.S. BANK MINNEAPOLIS, Minnesota, United States Related to adviser: No Other funds reporting this name →

Marketer ARES MANAGEMENT CAPITAL MARKETS LLC LOS ANGELES, California, United States Related to adviser: Yes Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ERNST & YOUNG
PCAOB 42

ARES MANAGEMENT CAPITAL MARKETS LLC
CRD 166219 · SEC 8-69194

Fund details & source

Fund ID: 805-3457123699
Reported beneficial owners: 21
Minimum commitment: $10M

Form ADV 1709312 · Mar 31, 2023 · Schedule D 7.B.(1)

Reported by ARES MANAGEMENT LLC (CRD 130074).

Annual Updating Amendment for Registered Adviser · fiscal year 2022.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

ARES XLVI CLO LTDSecuritized Asset Fund$586MGross asset value

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Fund administrator US BANK CORPORATE TRUST SERVICES BOSTON, Massachusetts, United States Investor statements: No (provided to no investors) Related to adviser: No Other funds reporting this name →

Custodian U.S. BANK, N.A. BOSTON, Massachusetts, United States Related to adviser: No Other funds reporting this name →

Marketer MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Fund details & source

Fund ID: 805-5543263585
Reported beneficial owners: 16
Minimum commitment: $250K

Form ADV 1709312 · Mar 31, 2023 · Schedule D 7.B.(1)

Reported by ARES MANAGEMENT LLC (CRD 130074).

Annual Updating Amendment for Registered Adviser · fiscal year 2022.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

ARES LXVII CLO LTD.Securitized Asset Fund$584MGross asset value

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Fund administrator THE BANK OF NEW YORK MELLON TRUST COMPANY, NATIONAL ASSOCIATION HOUSTON, Texas, United States Investor statements: No (provided to no investors) Related to adviser: No Other funds reporting this name →

Custodian THE BANK OF NEW YORK MELLON TRUST COMPANY, NATIONAL ASSOCIATION HOUSTON, Texas, United States Related to adviser: No Other funds reporting this name →

Marketer NOMURA SECURITIES INTERNATIONAL, INC. NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

NOMURA SECURITIES INTERNATIONAL, INC.
CRD 4297 · SEC 801-72991

Fund details & source

Fund ID: 805-4380693633
Reported beneficial owners: 13
Minimum commitment: $250K

Form ADV 1709312 · Mar 31, 2023 · Schedule D 7.B.(1)

Reported by ARES MANAGEMENT LLC (CRD 130074).

Annual Updating Amendment for Registered Adviser · fiscal year 2022.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

ARES PRIVATE OPPORTUNITIES 2020 (C), LPHedge Fund$579MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Ares Private Opportunities 2020 (C), LP

Fund administrator SEI INVESTMENTS COMPANY OAKS, Pennsylvania, United States Investor statements: No (provided to no investors) Related to adviser: No Other funds reporting this name →

Auditor ERNST & YOUNG LLP LOS ANGELES, California, United States Other funds reporting this name →

Custodian U.S. BANK NATIONAL ASSOCIATION BOSTON, Massachusetts, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LLP
PCAOB 42

Fund details & source

Fund ID: 805-5012198720
Reported beneficial owners: 2
Minimum commitment: $250K
Form D file number: 021-368446

Form ADV 1709312 · Mar 31, 2023 · Schedule D 7.B.(1)

Reported by ARES MANAGEMENT LLC (CRD 130074).

Annual Updating Amendment for Registered Adviser · fiscal year 2022.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

ARES LIII CLO LTD.Securitized Asset Fund$577MGross asset value

Search Form D filings →

Fund administrator U.S. BANK, N.A. BOSTON, Massachusetts, United States Investor statements: No (provided to no investors) Related to adviser: No Other funds reporting this name →

Custodian U.S. BANK, N.A. BOSTON, Massachusetts, United States Related to adviser: No Other funds reporting this name →

Marketer J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 801-3702

Fund details & source

Fund ID: 805-2480363331
Reported beneficial owners: 16
Minimum commitment: $250K

Form ADV 1709312 · Mar 31, 2023 · Schedule D 7.B.(1)

Reported by ARES MANAGEMENT LLC (CRD 130074).

Annual Updating Amendment for Registered Adviser · fiscal year 2022.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

LANDMARK EQUITY PARTNERS XVI CO-INVESTMENT FUND, L.P.Private Equity Fund · Master$576MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

LANDMARK EQUITY PARTNERS XVI CO-INVESTMENT FUND, L.P.

Auditor ERNST & YOUNG LOS ANGELES, California, United States Other funds reporting this name →

Custodian BANK OF AMERICA SIMSBURY, Connecticut, United States Related to adviser: No Other funds reporting this name →

Marketer ICAPITAL ALTERNATIVE INVESTMENTS, LLC NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Marketer KB INVESTMENT & SECURITIES CO., LTD. YEOUIDO-DONG, Korea, South Related to adviser: No Other funds reporting this name →

Marketer LARRAINVIAL SECURITIES US LLC LAS CONDES, SANTIAGO, Chile Related to adviser: No Other funds reporting this name →

Marketer MVISION PRIVATE EQUITY ADVISERS USA LLC NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: Yes

ERNST & YOUNG
PCAOB 42

ICAPITAL ALTERNATIVE INVESTMENTS, LLC
CRD 105067

LARRAINVIAL SECURITIES US LLC
CRD 152424 · SEC 8-68452

MVISION PRIVATE EQUITY ADVISERS USA LLC
CRD 122242 · SEC 8-65479

Fund details & source

Fund ID: 805-6914807984
Reported beneficial owners: 2
Minimum commitment: $0
Form D file number: 021-281591

Form ADV 1709312 · Mar 31, 2023 · Schedule D 7.B.(1)

Reported by ARES MANAGEMENT LLC (CRD 130074).

Annual Updating Amendment for Registered Adviser · fiscal year 2022.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

View a filing

Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

Since Jan 31, 2023 · previous imported filing

Regulatory AUM$203,424,579,297 → $253,185,903,529
Client accounts341 → 450
Employees1,769 → 2,378

Filing source

Form ADV 1709312 · Mar 31, 2023 · Items 1 & 5

Reported by ARES MANAGEMENT LLC (CRD 130074).

Annual Updating Amendment for Registered Adviser · fiscal year 2022.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary: $240B
Non-discretionary: $13.5B

Reported services

Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

2000 AVENUE OF THE STARS, 12TH FLOOR
LOS ANGELES, CA, 90067, United States

CRD 130074

Filing source

Form ADV 1709312 · Mar 31, 2023 · Items 1 & 5

Reported by ARES MANAGEMENT LLC (CRD 130074).

Annual Updating Amendment for Registered Adviser · fiscal year 2022.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.