Investment adviser · CRD 169525
ARK INVEST
ARK INVESTMENT MANAGEMENT LLC
ST. PETERSBURG, FL, United States · Form ADV filed Nov 5, 2021
- Regulatory AUM
- $55.1B Form ADV · Item 5.F
- Client accounts
- 3,637 Accounts, not individual clients
- Employees
- 33 Reported in this filing
- Advisory professionals
- 18 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Investment companies | 21 | $52,765,993,611 | 95.8% |
| Other investment advisers | 22 | $1,235,830,948 | 2.2% |
| Government entities | Fewer than 5 | $792,905,104 | 1.4% |
| High-net-worth individuals | 6 | $138,579,812 | 0.3% |
| Individuals | 230 | $101,617,458 | 0.2% |
| Charities | Fewer than 5 | $33,099,074 | 0.1% |
| Pooled investment vehicles | 1 | $26,562,747 | 0.0% |
Filing source
Form ADV 1575205 · Nov 5, 2021 · Item 5.D
Reported by ARK INVESTMENT MANAGEMENT LLC (CRD 169525).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
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Marketer · funds reporting this exact name in the selected filing
These are reported-name connections within this adviser's filing, not a verified global provider identity or market-wide client count.
Private funds & service providers
1 detailed fund recordsLargest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.
ARK CRYPTOCURRENCY MASTER FUND LLCHedge Fund · Master$26.5MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
BDO USA LLP
PCAOB 243
RESOLUTE INVESTMENT DISTRIBUTORS, INC.
CRD 287788 · SEC 8-69912
Fund details & source
- Fund ID
- 805-9131469368
- Reported beneficial owners
- 9
- Minimum commitment
- $1M
Form ADV 1575205 · Nov 5, 2021 · Schedule D 7.B.(1)
Reported by ARK INVESTMENT MANAGEMENT LLC (CRD 169525).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Services & filing details
Showing values from the selected filing. Latest observed filing does not establish current registration status.
What changed?
No comparable changes in the displayed metrics.
Filing source
Form ADV 1575205 · Nov 5, 2021 · Items 1 & 5
Reported by ARK INVESTMENT MANAGEMENT LLC (CRD 169525).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Management of assets
- Discretionary
- $55.1B
- Non-discretionary
- $0
Filing history · 0 annual filings
Adviser-level financial and staffing figures are unavailable in these annual filings. Select a filing to view its reported funds and providers.
Reported services
Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management · Publication of newsletters
Compensation
Percentage of assets · Performance-based
Principal office
200 CENTRAL AVENUE, SUITE 1850ST. PETERSBURG, FL, 33701, United States
CRD 169525
Filing source
Form ADV 1575205 · Nov 5, 2021 · Items 1 & 5
Reported by ARK INVESTMENT MANAGEMENT LLC (CRD 169525).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.