Investment adviser · CRD 169525
ARK INVEST
ARK INVESTMENT MANAGEMENT LLC
ST. PETERSBURG, FL, United States · Form ADV filed Nov 5, 2021
- Regulatory AUM
- $55.1B Form ADV · Item 5.F
- Client accounts
- 3,637 Accounts, not individual clients
- Employees
- 33 Reported in this filing
- Advisory professionals
- 18 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Investment companies | 21 | $52,765,993,611 | 95.8% |
| Other investment advisers | 22 | $1,235,830,948 | 2.2% |
| Government entities | Fewer than 5 | $792,905,104 | 1.4% |
| High-net-worth individuals | 6 | $138,579,812 | 0.3% |
| Individuals | 230 | $101,617,458 | 0.2% |
| Charities | Fewer than 5 | $33,099,074 | 0.1% |
| Pooled investment vehicles | 1 | $26,562,747 | 0.0% |
Filing source
Form ADV 1576178 · Nov 5, 2021 · Item 5.D
Reported by ARK INVESTMENT MANAGEMENT LLC (CRD 169525).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
RESOLUTE INVESTMENT DISTRIBUTORS, INC.
Marketer · funds reporting this exact name in the selected filing
These are reported-name connections within this adviser's filing, not a verified global provider identity or market-wide client count.
Private funds & service providers
1 detailed fund recordsLargest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.
ARK CRYPTOCURRENCY MASTER FUND LLCHedge Fund · Master$26.5MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
BDO USA LLP
PCAOB 243
RESOLUTE INVESTMENT DISTRIBUTORS, INC.
CRD 287788 · SEC 8-69912
Fund details & source
- Fund ID
- 805-9131469368
- Reported beneficial owners
- 9
- Minimum commitment
- $1M
Form ADV 1576178 · Nov 5, 2021 · Schedule D 7.B.(1)
Reported by ARK INVESTMENT MANAGEMENT LLC (CRD 169525).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Services & filing details
Showing values from the selected filing. Latest observed filing does not establish current registration status.
What changed?
Since Nov 5, 2021 · previous imported filing
No comparable changes in the displayed metrics.
Filing source
Form ADV 1576178 · Nov 5, 2021 · Items 1 & 5
Reported by ARK INVESTMENT MANAGEMENT LLC (CRD 169525).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Management of assets
- Discretionary
- $55.1B
- Non-discretionary
- $0
Filing history · 0 annual filings
Adviser-level financial and staffing figures are unavailable in these annual filings. Select a filing to view its reported funds and providers.
Reported services
Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management · Publication of newsletters
Compensation
Percentage of assets · Performance-based
Principal office
200 CENTRAL AVENUE, SUITE 1850ST. PETERSBURG, FL, 33701, United States
CRD 169525
Filing source
Form ADV 1576178 · Nov 5, 2021 · Items 1 & 5
Reported by ARK INVESTMENT MANAGEMENT LLC (CRD 169525).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.