Investment adviser · CRD 287980
AWM CAPITAL, LLC
PHEOENIX, AZ, United States · Form ADV filed Jun 30, 2022
- Regulatory AUM
- $433M Form ADV · Item 5.F
- Client accounts
- 1,385 Accounts, not individual clients
- Employees
- 24 Reported in this filing
- Advisory professionals
- 13 Investment advisory functions
How this adviser has changed
Annual filingsRegulatory assets under management
Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.
| Fiscal year | Regulatory AUM | Employees | Filed |
|---|---|---|---|
| 2021 | $432,604,263 | 24 | Mar 23, 2022 |
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 140 | $388,590,853 | 89.8% |
| Individuals | 152 | $35,930,824 | 8.3% |
| Pooled investment vehicles | 3 | $8,062,347 | 1.9% |
| Charities | 1 | $20,239 | 0.0% |
Filing source
Form ADV 1661291 · Jun 30, 2022 · Item 5.D
Reported by AWM CAPITAL, LLC (CRD 287980).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Private funds & service providers
1 selected fund recordsLargest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.
AWM VENTURE FUND II, LLCVenture Capital Fund$3.51MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
Fund details & source
- Fund ID
- 805-4140123649
- Reported beneficial owners
- 35
- Minimum commitment
- $5K
- Form D file number
- 021-406686
Form ADV 1661291 · Jun 30, 2022 · Schedule D 7.B.(1)
Reported by AWM CAPITAL, LLC (CRD 287980).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Services & filing details
Showing values from the selected filing. Latest observed filing does not establish current registration status.
What changed?
Since Jun 21, 2022 · previous imported filing
No comparable changes in the displayed metrics.
Filing source
Form ADV 1661291 · Jun 30, 2022 · Items 1 & 5
Reported by AWM CAPITAL, LLC (CRD 287980).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Management of assets
- Discretionary
- $433M
- Non-discretionary
- $0
Reported services
Financial planning · Individual portfolio management · Pooled investment vehicle management
Compensation
Percentage of assets · Hourly · Fixed
Principal office
1 N. 1ST STREET, SUITE 700PHEOENIX, AZ, 85004, United States
CRD 287980
Filing source
Form ADV 1661291 · Jun 30, 2022 · Items 1 & 5
Reported by AWM CAPITAL, LLC (CRD 287980).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.