Investment adviser · CRD 287980
AWM CAPITAL, LLC
PHOENIX, AZ, United States · Form ADV filed Mar 13, 2026
- Regulatory AUM
- $1.49B Form ADV · Item 5.F
- Client accounts
- 2,885 Accounts, not individual clients
- Employees
- 38 Reported in this filing
- Advisory professionals
- 28 Investment advisory functions
How this adviser has changed
Annual filingsRegulatory assets under management
Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.
| Fiscal year | Regulatory AUM | Employees | Filed |
|---|---|---|---|
| 2021 | $432,604,263 | 24 | Mar 23, 2022 |
| 2022 | $530,893,901 | 21 | Mar 28, 2023 |
| 2023 | $860,648,664 | 30 | Mar 28, 2024 |
| 2024 | $1,152,024,220 | 27 | Mar 31, 2025 |
| 2025 | $1,487,239,767 | 38 | Mar 13, 2026 |
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 236 | $1,294,206,494 | 87.0% |
| Pooled investment vehicles | 12 | $110,636,803 | 7.4% |
| Individuals | 219 | $75,151,469 | 5.1% |
| Charities | Fewer than 5 | $6,172,433 | 0.4% |
| Retirement plans | Fewer than 5 | $1,072,568 | 0.1% |
Filing source
Form ADV 2051604 · Mar 13, 2026 · Item 5.D
Reported by AWM CAPITAL, LLC (CRD 287980).
Annual Updating Amendment for Registered Adviser · fiscal year 2025.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
CITY NATIONAL BANK
Custodian · funds reporting this exact name in the selected filing
These are reported-name connections within this adviser's filing, not a verified global provider identity or market-wide client count.
Private funds & service providers
10 detailed fund recordsLargest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.
AWM VENTURES REAL ESTATE FUND I LPVenture Capital Fund$31MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
FRANK, RIMERMAN + CO. LLP
PCAOB 1596
CHARLES SCHWAB & CO., INC.
SEC 8-16514
Fund details & source
- Fund ID
- 805-8052786224
- Reported beneficial owners
- 50
- Minimum commitment
- $50K
- Form D file number
- 021-519209
Form ADV 2051604 · Mar 13, 2026 · Schedule D 7.B.(1)
Reported by AWM CAPITAL, LLC (CRD 287980).
Annual Updating Amendment for Registered Adviser · fiscal year 2025.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
AWM VENTURE FUND VI LPVenture Capital Fund$21.6MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
FRANK, RIMERMAN + CO. LLP
PCAOB 1596
CHARLES SCHWAB & CO., INC.
SEC 8-16514
Fund details & source
- Fund ID
- 805-9346191569
- Reported beneficial owners
- 70
- Minimum commitment
- $50K
- Form D file number
- 021-54758
Form ADV 2051604 · Mar 13, 2026 · Schedule D 7.B.(1)
Reported by AWM CAPITAL, LLC (CRD 287980).
Annual Updating Amendment for Registered Adviser · fiscal year 2025.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
AWM VENTURE FUND V LPVenture Capital Fund$20.9MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
FRANK, RIMERMAN + CO. LLP
PCAOB 1596
CHARLES SCHWAB & CO., INC.
SEC 8-16514
Fund details & source
- Fund ID
- 805-8895621532
- Reported beneficial owners
- 55
- Minimum commitment
- $50K
- Form D file number
- 021-516054
Form ADV 2051604 · Mar 13, 2026 · Schedule D 7.B.(1)
Reported by AWM CAPITAL, LLC (CRD 287980).
Annual Updating Amendment for Registered Adviser · fiscal year 2025.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
AWM VENTURE FUND IV, LPVenture Capital Fund$17.2MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
FRANK, RIMERMAN + CO. LLP
PCAOB 1596
CHARLES SCHWAB & CO., INC.
SEC 8-16514
Fund details & source
- Fund ID
- 805-9518457062
- Reported beneficial owners
- 52
- Minimum commitment
- $100K
- Form D file number
- 021-486398
Form ADV 2051604 · Mar 13, 2026 · Schedule D 7.B.(1)
Reported by AWM CAPITAL, LLC (CRD 287980).
Annual Updating Amendment for Registered Adviser · fiscal year 2025.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
AWM VENTURE FUND III, LLCVenture Capital Fund$8.14MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
FRANK, RIMERMAN + CO. LLP
PCAOB 1596
CHARLES SCHWAB & CO., INC.
SEC 8-16514
Fund details & source
- Fund ID
- 805-1814933481
- Reported beneficial owners
- 31
- Minimum commitment
- $10K
- Form D file number
- 021-442828
Form ADV 2051604 · Mar 13, 2026 · Schedule D 7.B.(1)
Reported by AWM CAPITAL, LLC (CRD 287980).
Annual Updating Amendment for Registered Adviser · fiscal year 2025.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
AWM VENTURE FUND II, LLCVenture Capital Fund$3.55MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
FRANK, RIMERMAN + CO. LLP
PCAOB 1596
CHARLES SCHWAB & CO., INC.
SEC 8-16514
Fund details & source
- Fund ID
- 805-4140123649
- Reported beneficial owners
- 35
- Minimum commitment
- $10K
- Form D file number
- 021-406686
Form ADV 2051604 · Mar 13, 2026 · Schedule D 7.B.(1)
Reported by AWM CAPITAL, LLC (CRD 287980).
Annual Updating Amendment for Registered Adviser · fiscal year 2025.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
AWM VENTURE FUND I LLCVenture Capital Fund$3MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
FRANK RIMMERMAN + CO. LLP
PCAOB 1596
CHARLES SCHWAB & CO., INC.
SEC 8-16514
Fund details & source
- Fund ID
- 805-2018289244
- Reported beneficial owners
- 16
- Minimum commitment
- $10K
- Form D file number
- 021-349856
Form ADV 2051604 · Mar 13, 2026 · Schedule D 7.B.(1)
Reported by AWM CAPITAL, LLC (CRD 287980).
Annual Updating Amendment for Registered Adviser · fiscal year 2025.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Services & filing details
Showing values from the selected filing. Latest observed filing does not establish current registration status.
What changed?
Since Nov 3, 2025 · previous imported filing
- Regulatory AUM$1,152,024,220 → $1,487,239,767
- Client accounts2,586 → 2,885
- Employees27 → 38
Filing source
Form ADV 2051604 · Mar 13, 2026 · Items 1 & 5
Reported by AWM CAPITAL, LLC (CRD 287980).
Annual Updating Amendment for Registered Adviser · fiscal year 2025.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Management of assets
- Discretionary
- $1.49B
- Non-discretionary
- $0
Reported services
Financial planning · Individual portfolio management · Pooled investment vehicle management
Compensation
Percentage of assets · Hourly · Fixed
Principal office
1 N. 1ST STREET, SUITE 525PHOENIX, AZ, 85004, United States
CRD 287980
Filing source
Form ADV 2051604 · Mar 13, 2026 · Items 1 & 5
Reported by AWM CAPITAL, LLC (CRD 287980).
Annual Updating Amendment for Registered Adviser · fiscal year 2025.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.