Investment adviser · CRD 165300

COMPOUND ADVISOR, LLC

NEW YORK, NY, United States · Form ADV filed Mar 31, 2022

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

TMF FUND SERVICES NORTH AMERICA LLC

Fund administrator · funds reporting this exact name in the selected filing

These are reported-name connections within this adviser's filing, not a verified global provider identity or market-wide client count.

Private funds & service providers

8 detailed fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

COMPOUND III, LPVenture Capital Fund$180MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Fund administrator TMF FUND SERVICES NORTH AMERICA LLC CARY, North Carolina, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor RSM US LLP BLUE BELL, Pennsylvania, United States Other funds reporting this name →
Custodian SILICON VALLEY BANK SANTA CLARA, California, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

RSM US LLP
PCAOB 49

Fund details & source
Fund ID
805-6814005354
Reported beneficial owners
67
Minimum commitment
$1M
Form D file number
021-180698

Form ADV 1637303 · Mar 31, 2022 · Schedule D 7.B.(1)

Reported by COMPOUND ADVISOR, LLC (CRD 165300).

Annual Updating Amendment ERA Report · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

COMPOUND II, L.P.Venture Capital Fund$114MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Fund administrator TMF FUND SERVICES NORTH AMERICA LLC CARY, North Carolina, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor RSM US LLP BLUE BELL, Pennsylvania, United States Other funds reporting this name →
Custodian SILICON VALLEY BANK SANTA CLARA, California, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

RSM US LLP
PCAOB 49

Fund details & source
Fund ID
805-1675849892
Reported beneficial owners
132
Minimum commitment
$1M
Form D file number
021-180698

Form ADV 1637303 · Mar 31, 2022 · Schedule D 7.B.(1)

Reported by COMPOUND ADVISOR, LLC (CRD 165300).

Annual Updating Amendment ERA Report · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

COMPOUND 2021, LPVenture Capital Fund$57.9MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Fund administrator TMF FUND SERVICES NORTH AMERICA LLC CARY, North Carolina, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Custodian SILICON VALLEY BANK SANTA CLARA, California, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-2826430274
Reported beneficial owners
60
Minimum commitment
$1M
Form D file number
021-385893

Form ADV 1637303 · Mar 31, 2022 · Schedule D 7.B.(1)

Reported by COMPOUND ADVISOR, LLC (CRD 165300).

Annual Updating Amendment ERA Report · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

COMPOUND, LLCVenture Capital Fund$37.4MGross asset value
Search Form D filings →
Fund administrator TMF FUND SERVICES NORTH AMERICA LLC CARY, North Carolina, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor RSM US LLP BLUE BELL, Pennsylvania, United States Other funds reporting this name →
Custodian SILICON VALLEY BANK SANTA CLARA, California, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

RSM US LLP
PCAOB 49

Fund details & source
Fund ID
805-7706662032
Reported beneficial owners
79
Minimum commitment
$250K
Form D file number
021-122138

Form ADV 1637303 · Mar 31, 2022 · Schedule D 7.B.(1)

Reported by COMPOUND ADVISOR, LLC (CRD 165300).

Annual Updating Amendment ERA Report · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

METAMORPHIC VENTURES FD, LLCVenture Capital Fund$18.6MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Fund administrator TMF FUND SERVICES NORTH AMERICA LLC CARY, North Carolina, United States Investor statements: No (provided to no investors) Related to adviser: No Other funds reporting this name →
Custodian SILICON VALLEY BANK SANTA CLARA, California, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-9636053631
Reported beneficial owners
28
Minimum commitment
$0
Form D file number
021-250787

Form ADV 1637303 · Mar 31, 2022 · Schedule D 7.B.(1)

Reported by COMPOUND ADVISOR, LLC (CRD 165300).

Annual Updating Amendment ERA Report · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

COMPOUND WV 1, A SERIES OF COMPOUND FUNDS, LLCVenture Capital Fund$10MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Fund administrator SYDECAR, LLC CLAYMONT, Delaware, United States Investor statements: No (provided to no investors) Related to adviser: No Other funds reporting this name →
Custodian GRASSHOPPER BANK, NA NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-6787526270
Reported beneficial owners
17
Minimum commitment
$0
Form D file number
021-429967

Form ADV 1637303 · Mar 31, 2022 · Schedule D 7.B.(1)

Reported by COMPOUND ADVISOR, LLC (CRD 165300).

Annual Updating Amendment ERA Report · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

COMPOUND II-A, LPVenture Capital Fund$3.63MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Fund administrator TMF FUND SERVICES NORTH AMERICA LLC CARY, North Carolina, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor RSM US, LLP BLUE BELL, Pennsylvania, United States Other funds reporting this name →
Custodian SILICON VALLEY BANK SANTA CLARA, California, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

RSM US, LLP
PCAOB 49

Fund details & source
Fund ID
805-6460204961
Reported beneficial owners
6
Minimum commitment
$25K
Form D file number
021-180698

Form ADV 1637303 · Mar 31, 2022 · Schedule D 7.B.(1)

Reported by COMPOUND ADVISOR, LLC (CRD 165300).

Annual Updating Amendment ERA Report · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

Showing values from the selected filing. Latest observed filing does not establish current registration status.

Filing history · 1 annual filing

Adviser-level financial and staffing figures are unavailable in these annual filings. Select a filing to view its reported funds and providers.

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

19 WEST 21ST STREET, ROOM 1102
NEW YORK, NY, 10010, United States

CRD 165300

Filing source

Form ADV 1637303 · Mar 31, 2022 · Items 1 & 5

Reported by COMPOUND ADVISOR, LLC (CRD 165300).

Annual Updating Amendment ERA Report · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.