Investment adviser · CRD 165300

COMPOUND ADVISORS, LLC

NEW YORK, NY, United States · Form ADV filed Jun 4, 2026

Regulatory AUM
$732M
Form ADV · Item 5.F
Client accounts
15
Accounts, not individual clients
Employees
7
Reported in this filing
Advisory professionals
6
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles15$732,278,497100.0%
Filing source

Form ADV 2107017 · Jun 4, 2026 · Item 5.D

Reported by COMPOUND ADVISORS, LLC (CRD 165300).

Final SEC ERA Report; Final State ERA Report; Initial SEC Registration Request.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

FIRST-CITIZENS BANK & TRUST COMPANY

Custodian · funds reporting this exact name in the selected filing

These are reported-name connections within this adviser's filing, not a verified global provider identity or market-wide client count.

Private funds & service providers

15 detailed fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

COMPOUND III, LPVenture Capital Fund$402MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Fund administrator TMF FUND SERVICES NORTH AMERICA LLC CARY, North Carolina, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor WEAVER AND TIDWELL, L.L.P. NEW YORK, New York, United States Other funds reporting this name →
Custodian BITGO TRUST COMPANY INC. SIOUX FALLS, Delaware, United States Related to adviser: No Other funds reporting this name →
Custodian COINBASE CUSTODY TRUST COMPANY, LLC OAKLAND, California, United States Related to adviser: No Other funds reporting this name →
Custodian FIRST-CITIZENS BANK & TRUST COMPANY SANTA CLARA, California, United States Related to adviser: No Other funds reporting this name →
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

WEAVER AND TIDWELL, L.L.P.
PCAOB 410

FIRST-CITIZENS BANK & TRUST COMPANY
LEI L9VVX1KT5TFTKS0MLF66

MORGAN STANLEY & CO. LLC
SEC 8-15869

Fund details & source
Fund ID
805-6814005354
Reported beneficial owners
69
Minimum commitment
$1M
Form D file number
021-180698

Form ADV 2107017 · Jun 4, 2026 · Schedule D 7.B.(1)

Reported by COMPOUND ADVISORS, LLC (CRD 165300).

Final SEC ERA Report; Final State ERA Report; Initial SEC Registration Request.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

COMPOUND 2026, L.P.Venture Capital Fund$116MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Auditor WEAVER AND TIDWELL, L.L.P. NEW YORK, New York, United States Other funds reporting this name →
Custodian BITGO TRUST COMPANY INC. SIOUX FALLS, South Dakota, United States Related to adviser: No Other funds reporting this name →
Custodian COINBASE CUSTODY TRUST COMPANY, LLC OAKLAND, California, United States Related to adviser: No Other funds reporting this name →
Custodian FIRST-CITIZENS BANK & TRUST COMPANY SANTA CLARA, California, United States Related to adviser: No Other funds reporting this name →
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

WEAVER AND TIDWELL, L.L.P.
PCAOB 410

FIRST-CITIZENS BANK & TRUST COMPANY
LEI L9VVX1KT5TFTKSOMLF66

MORGAN STANLEY & CO. LLC
SEC 8-15869

Fund details & source
Fund ID
805-7501784409
Reported beneficial owners
58
Minimum commitment
$1.5M
Form D file number
021-576209

Form ADV 2107017 · Jun 4, 2026 · Schedule D 7.B.(1)

Reported by COMPOUND ADVISORS, LLC (CRD 165300).

Final SEC ERA Report; Final State ERA Report; Initial SEC Registration Request.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

COMPOUND II, L.P.Venture Capital Fund$102MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Fund administrator TMF FUND SERVICES NORTH AMERICA LLC CARY, North Carolina, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor WEAVER AND TIDWELL, L.L.P. NEW YORK, New York, United States Other funds reporting this name →
Custodian FIRST-CITIZENS BANK & TRUST COMPANY SANTA CLARA, California, United States Related to adviser: No Other funds reporting this name →
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

WEAVER AND TIDWELL, L.L.P.
PCAOB 410

FIRST-CITIZENS BANK & TRUST COMPANY
LEI L9VVX1KT5TFTKS0MLF66

MORGAN STANLEY & CO. LLC
SEC 8-15869

Fund details & source
Fund ID
805-1675849892
Reported beneficial owners
133
Minimum commitment
$1M
Form D file number
021-180698

Form ADV 2107017 · Jun 4, 2026 · Schedule D 7.B.(1)

Reported by COMPOUND ADVISORS, LLC (CRD 165300).

Final SEC ERA Report; Final State ERA Report; Initial SEC Registration Request.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

COMPOUND 2021, LPVenture Capital Fund$82.6MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Fund administrator TMF FUND SERVICES NORTH AMERICA LLC CARY, North Carolina, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor WEAVER AND TIDWELL, L.L.P. NEW YORK, New York, United States Other funds reporting this name →
Custodian BITGO TRUST COMPANY INC. SIOUX FALLS, Delaware, United States Related to adviser: No Other funds reporting this name →
Custodian COINBASE CUSTODY TRUST COMPANY, LLC OAKLAND, California, United States Related to adviser: No Other funds reporting this name →
Custodian FIRST-CITIZENS BANK & TRUST COMPANY SANTA CLARA, California, United States Related to adviser: No Other funds reporting this name →
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

WEAVER AND TIDWELL, L.L.P.
PCAOB 410

FIRST-CITIZENS BANK & TRUST COMPANY
LEI L9VVX1KT5TFTKS0MLF66

MORGAN STANLEY & CO. LLC
SEC 8-15869

Fund details & source
Fund ID
805-2826430274
Reported beneficial owners
66
Minimum commitment
$1M
Form D file number
021-385893

Form ADV 2107017 · Jun 4, 2026 · Schedule D 7.B.(1)

Reported by COMPOUND ADVISORS, LLC (CRD 165300).

Final SEC ERA Report; Final State ERA Report; Initial SEC Registration Request.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

COMPOUND WV 1 A SERIES OF COMPOUND FUNDS LLCVenture Capital Fund$10MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Fund administrator SYDECAR, LLC CLAYMONT, Delaware, United States Investor statements: No (provided to no investors) Related to adviser: No Other funds reporting this name →
Custodian GRASSHOPPER BANK, NA NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →
Custodian INSPIRA FINANCIAL TRUST, LLC OAK BROOK, California, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

INSPIRA FINANCIAL TRUST, LLC
LEI 254900F92503EUQLR051

Fund details & source
Fund ID
805-6787526270
Reported beneficial owners
17
Minimum commitment
$0
Form D file number
021-429967

Form ADV 2107017 · Jun 4, 2026 · Schedule D 7.B.(1)

Reported by COMPOUND ADVISORS, LLC (CRD 165300).

Final SEC ERA Report; Final State ERA Report; Initial SEC Registration Request.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

METAMORPHIC VENTURES FD, LLCVenture Capital Fund$7.97MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Fund administrator TMF FUND SERVICES NORTH AMERICA LLC CARY, North Carolina, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Custodian FIRST-CITIZENS BANK & TRUST COMPANY SANTA CLARA, California, United States Related to adviser: No Other funds reporting this name →
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

FIRST-CITIZENS BANK & TRUST COMPANY
LEI L9VVX1KT5TFTKS0MLF66

MORGAN STANLEY & CO. LLC
SEC 8-15869

Fund details & source
Fund ID
805-9636053631
Reported beneficial owners
28
Minimum commitment
$0
Form D file number
021-250787

Form ADV 2107017 · Jun 4, 2026 · Schedule D 7.B.(1)

Reported by COMPOUND ADVISORS, LLC (CRD 165300).

Final SEC ERA Report; Final State ERA Report; Initial SEC Registration Request.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

COMPOUND AI 1 A SERIES OF COMPOUND FUNDS LLCVenture Capital Fund$3.36MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Fund administrator SYDECAR, LLC CLAYMONT, Delaware, United States Investor statements: No (provided to no investors) Related to adviser: No Other funds reporting this name →
Custodian GRASSHOPPER BANK, NA NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →
Custodian INSPIRA FINANCIAL TRUST, LLC OAK BROOK, Illinois, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

INSPIRA FINANCIAL TRUST, LLC
LEI 254900F92503EUQLR051

Fund details & source
Fund ID
805-8153087242
Reported beneficial owners
16
Minimum commitment
$0
Form D file number
021-512094

Form ADV 2107017 · Jun 4, 2026 · Schedule D 7.B.(1)

Reported by COMPOUND ADVISORS, LLC (CRD 165300).

Final SEC ERA Report; Final State ERA Report; Initial SEC Registration Request.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

Since Mar 23, 2026 · previous imported filing

No comparable changes in the displayed metrics.

Filing source

Form ADV 2107017 · Jun 4, 2026 · Items 1 & 5

Reported by COMPOUND ADVISORS, LLC (CRD 165300).

Final SEC ERA Report; Final State ERA Report; Initial SEC Registration Request.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary
$732M
Non-discretionary
$0
Filing history · 5 annual filings

Adviser-level financial and staffing figures are unavailable in these annual filings. Select a filing to view its reported funds and providers.

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

414 BROADWAY, 7TH FLOOR
NEW YORK, NY, 10013, United States

CRD 165300

Filing source

Form ADV 2107017 · Jun 4, 2026 · Items 1 & 5

Reported by COMPOUND ADVISORS, LLC (CRD 165300).

Final SEC ERA Report; Final State ERA Report; Initial SEC Registration Request.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.