Investment adviser · CRD 167354

MEDLEY CAPITAL LLC

NEW YORK, NY, United States · Form ADV filed Jan 4, 2022

Regulatory AUM
$1.83B
Form ADV · Item 5.F
Client accounts
23
Accounts, not individual clients
Employees
42
Reported in this filing
Advisory professionals
19
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Insurance companies14$1,468,562,23280.2%
Pooled investment vehicles8$362,597,27819.8%
Corporations & businesses1$189,0990.0%
Filing source

Form ADV 1579791 · Jan 4, 2022 · Item 5.D

Reported by MEDLEY CAPITAL LLC (CRD 167354).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Private funds & service providers

1 selected fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

View all funds in this filing

MEDLEY REAL D (ANNUITY) LLCPrivate Equity Fund$14.9KGross asset value
Search Form D filings →
Auditor RSM US LLP NEW YORK, New York, United States Other funds reporting this name →
Custodian KEYBANK NATIONAL ASSOCIATION CLEVELAND, Ohio, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

RSM US LLP
PCAOB 49

Fund details & source
Fund ID
805-7226757735
Reported beneficial owners
3
Minimum commitment
$0

Form ADV 1579791 · Jan 4, 2022 · Schedule D 7.B.(1)

Reported by MEDLEY CAPITAL LLC (CRD 167354).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

No comparable changes in the displayed metrics.

Filing source

Form ADV 1579791 · Jan 4, 2022 · Items 1 & 5

Reported by MEDLEY CAPITAL LLC (CRD 167354).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary
$763M
Non-discretionary
$1.07B
Filing history · 0 annual filings

Adviser-level financial and staffing figures are unavailable in these annual filings. Select a filing to view its reported funds and providers.

    Reported services

    Pooled investment vehicle management · Business portfolio management

    Compensation

    Percentage of assets · Performance-based

    Principal office

    100 PARK AVENUE, 16TH FLOOR
    NEW YORK, NY, 10017, United States

    CRD 167354

    Filing source

    Form ADV 1579791 · Jan 4, 2022 · Items 1 & 5

    Reported by MEDLEY CAPITAL LLC (CRD 167354).

    Other-Than Anual Amendment For Registered Adviser.

    Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.