Investment adviser · CRD 288220

SAX CAPITAL LLC

WASHINGTON, DC, United States · Form ADV filed Oct 27, 2022

Regulatory AUM
$1.19B
Form ADV · Item 5.F
Client accounts
198
Accounts, not individual clients
Employees
6
Reported in this filing
Advisory professionals
6
Investment advisory functions

How this adviser has changed

Annual filings

Regulatory assets under management

Reported regulatory AUM by annual filing$0$597M$1.19BFY 2021: $1,194,773,210.00FY 2021

Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.

Annual adviser history and sources
Fiscal yearRegulatory AUMEmployeesFiled
2021$1,194,773,2109Mar 31, 2022

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles198$1,194,773,210100.0%
Filing source

Form ADV 1684095 · Oct 27, 2022 · Item 5.D

Reported by SAX CAPITAL LLC (CRD 288220).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Private funds & service providers

1 selected fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

View all funds in this filing

ANGELLIST ACCESS FUND QP, LP - A4Private Equity Fund$4.22MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Fund administrator BELLTOWER FUND MANAGEMENT, LTD. SEATTLE, Washington, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor SENSIBA SAN FILIPPO LLP PLEASANTON, California, United States Other funds reporting this name →
Custodian SILICON VALLEY BANK SANTA CLARA, California, United States Related to adviser: No Other funds reporting this name →
Marketer ANGELLIST, LLC SAN FRANCISCO, California, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

SENSIBA SAN FILIPPO LLP
PCAOB 854

Fund details & source
Fund ID
805-7025871558
Reported beneficial owners
91
Minimum commitment
$20K
Form D file number
021-399047

Form ADV 1684095 · Oct 27, 2022 · Schedule D 7.B.(1)

Reported by SAX CAPITAL LLC (CRD 288220).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

Since Mar 31, 2022 · previous imported filing

  • Employees9 → 6
Filing source

Form ADV 1684095 · Oct 27, 2022 · Items 1 & 5

Reported by SAX CAPITAL LLC (CRD 288220).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary
$1.19B
Non-discretionary
$0

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

1140 3RD STREET NE, 2ND FLOOR
WASHINGTON, DC, 20002, United States

CRD 288220

Filing source

Form ADV 1684095 · Oct 27, 2022 · Items 1 & 5

Reported by SAX CAPITAL LLC (CRD 288220).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.