Investment adviser · CRD 288220
SAX CAPITAL LLC
WASHINGTON, DC, United States · Form ADV filed Mar 29, 2024
- Regulatory AUM
- $725M Form ADV · Item 5.F
- Client accounts
- 213 Accounts, not individual clients
- Employees
- 4 Reported in this filing
- Advisory professionals
- 4 Investment advisory functions
How this adviser has changed
Annual filingsRegulatory assets under management
Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.
| Fiscal year | Regulatory AUM | Employees | Filed |
|---|---|---|---|
| 2021 | $1,194,773,210 | 9 | Mar 31, 2022 |
| 2022 | $949,727,991 | 4 | Mar 31, 2023 |
| 2023 | $724,725,722 | 4 | Mar 29, 2024 |
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 213 | $724,725,722 | 100.0% |
Filing source
Form ADV 1826494 · Mar 29, 2024 · Item 5.D
Reported by SAX CAPITAL LLC (CRD 288220).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Private funds & service providers
213 detailed fund recordsLargest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.
BTR 062, A SERIES OF SAX CAPITAL SERIES FUND III, LPPrivate Equity Fund$0Gross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
SENSIBA SAN FILIPPO LLP
PCAOB 854
Fund details & source
- Fund ID
- 805-8839678394
- Reported beneficial owners
- 70
- Minimum commitment
- $5K
- Form D file number
- 021-432025
Form ADV 1826494 · Mar 29, 2024 · Schedule D 7.B.(1)
Reported by SAX CAPITAL LLC (CRD 288220).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
BTX 058, A SERIES OF SAX CAPITAL SERIES FUND III, LPPrivate Equity Fund$0Gross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
SENSIBA SAN FILIPPO LLP
PCAOB 854
Fund details & source
- Fund ID
- 805-5372484405
- Reported beneficial owners
- 4
- Minimum commitment
- $10K
- Form D file number
- 021-380442
Form ADV 1826494 · Mar 29, 2024 · Schedule D 7.B.(1)
Reported by SAX CAPITAL LLC (CRD 288220).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
BTX 076, A SERIES OF SAX CAPITAL SERIES FUND V, LPPrivate Equity Fund$0Gross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
SENSIBA SAN FILIPPO LLP
PCAOB 854
Fund details & source
- Fund ID
- 805-9079818802
- Reported beneficial owners
- 99
- Minimum commitment
- $10K
- Form D file number
- 021-403832
Form ADV 1826494 · Mar 29, 2024 · Schedule D 7.B.(1)
Reported by SAX CAPITAL LLC (CRD 288220).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
BTX 076-QP, A SERIES OF SAX CAPITAL SERIES FUND V, LPPrivate Equity Fund$0Gross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
SENSIBA SAN FILIPPO LLP
PCAOB 854
Fund details & source
- Fund ID
- 805-9413213079
- Reported beneficial owners
- 173
- Minimum commitment
- $10K
- Form D file number
- 021-403834
Form ADV 1826494 · Mar 29, 2024 · Schedule D 7.B.(1)
Reported by SAX CAPITAL LLC (CRD 288220).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
DURO BR-05, A SERIES OF SAX CAPITAL SERIES FUND III, LPPrivate Equity Fund$0Gross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
SENSIBA SAN FILIPPO LLP
PCAOB 854
Fund details & source
- Fund ID
- 805-5718788802
- Reported beneficial owners
- 51
- Minimum commitment
- $1K
- Form D file number
- 021-377897
Form ADV 1826494 · Mar 29, 2024 · Schedule D 7.B.(1)
Reported by SAX CAPITAL LLC (CRD 288220).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
FLEX VENTURES SAX M1-001, A SERIES OF SAX CAPITAL SERIES FUND, LPPrivate Equity Fund$0Gross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
SENSIBA SAN FILIPPO LLP
PCAOB 854
Fund details & source
- Fund ID
- 805-4058231948
- Reported beneficial owners
- 21
- Minimum commitment
- $10K
- Form D file number
- 021-310001
Form ADV 1826494 · Mar 29, 2024 · Schedule D 7.B.(1)
Reported by SAX CAPITAL LLC (CRD 288220).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
GTP-SAX PLTR 028, A SERIES OF SAX CAPITAL SERIES FUND V, LPPrivate Equity Fund$0Gross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
SENSIBA SAN FILIPPO LLP
PCAOB 854
Fund details & source
- Fund ID
- 805-6131983179
- Reported beneficial owners
- 89
- Minimum commitment
- $2.5K
- Form D file number
- 021-357830
Form ADV 1826494 · Mar 29, 2024 · Schedule D 7.B.(1)
Reported by SAX CAPITAL LLC (CRD 288220).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Services & filing details
Showing values from the selected filing. Latest observed filing does not establish current registration status.
What changed?
Since Jun 30, 2023 · previous imported filing
- Regulatory AUM$802,592,037 → $724,725,722
- Client accounts237 → 213
Filing source
Form ADV 1826494 · Mar 29, 2024 · Items 1 & 5
Reported by SAX CAPITAL LLC (CRD 288220).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Management of assets
- Discretionary
- $725M
- Non-discretionary
- $0
Reported services
Pooled investment vehicle management
Compensation
Percentage of assets · Performance-based
Principal office
1140 3RD STREET NE, 2ND FLOORWASHINGTON, DC, 20002, United States
CRD 288220
Filing source
Form ADV 1826494 · Mar 29, 2024 · Items 1 & 5
Reported by SAX CAPITAL LLC (CRD 288220).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.