Investment adviser · CRD 288220
SAX CAPITAL LLC
WASHINGTON, DC, United States · Form ADV filed Oct 11, 2024
Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →
How this adviser has changed
Annual filingsRegulatory assets under management
Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.
| Fiscal year | Regulatory AUM | Employees | Filed |
|---|---|---|---|
| 2021 | $1,194,773,210 | 9 | Mar 31, 2022 |
| 2022 | $949,727,991 | 4 | Mar 31, 2023 |
| 2023 | $724,725,722 | 4 | Mar 29, 2024 |
Private funds & service providers
131 detailed fund recordsLargest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.
OVR 099, A SERIES OF SAX CAPITAL SERIES FUND III, LPPrivate Equity Fund$270KGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
SENSIBA SAN FILIPPO LLP
PCAOB 854
Fund details & source
- Fund ID
- 805-8332387186
- Reported beneficial owners
- 54
- Minimum commitment
- $1K
- Form D file number
- 021-412496
Form ADV 1906791 · Oct 11, 2024 · Schedule D 7.B.(1)
Reported by SAX CAPITAL LLC (CRD 288220).
Initial SEC ERA Report; Initial State ERA Report.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
20VC SPV1, A SERIES OF SAX CAPITAL SERIES FUND III, LPPrivate Equity Fund$258KGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
SENSIBA SAN FILIPPO LLP
PCAOB 854
Fund details & source
- Fund ID
- 805-7507632665
- Reported beneficial owners
- 5
- Minimum commitment
- $3K
- Form D file number
- 021-424345
Form ADV 1906791 · Oct 11, 2024 · Schedule D 7.B.(1)
Reported by SAX CAPITAL LLC (CRD 288220).
Initial SEC ERA Report; Initial State ERA Report.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
OMN 133, A SERIES OF SAX CAPITAL SERIES FUND III, LPPrivate Equity Fund$250KGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
SENSIBA SAN FILIPPO LLP
PCAOB 854
Fund details & source
- Fund ID
- 805-1003734617
- Reported beneficial owners
- 32
- Minimum commitment
- $1K
- Form D file number
- 021-414226
Form ADV 1906791 · Oct 11, 2024 · Schedule D 7.B.(1)
Reported by SAX CAPITAL LLC (CRD 288220).
Initial SEC ERA Report; Initial State ERA Report.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
WBF 230, A SERIES OF SAX CAPITAL SERIES FUND III, LPPrivate Equity Fund$250KGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
SENSIBA SAN FILIPPO LLP
PCAOB 854
Fund details & source
- Fund ID
- 805-8416769620
- Reported beneficial owners
- 54
- Minimum commitment
- $5K
- Form D file number
- 021-446606
Form ADV 1906791 · Oct 11, 2024 · Schedule D 7.B.(1)
Reported by SAX CAPITAL LLC (CRD 288220).
Initial SEC ERA Report; Initial State ERA Report.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
SPC 125, A SERIES OF SAX CAPITAL SERIES FUND III, LPPrivate Equity Fund$250KGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
SENSIBA SAN FILIPPO LLP
PCAOB 854
Fund details & source
- Fund ID
- 805-7362060805
- Reported beneficial owners
- 58
- Minimum commitment
- $2.5K
- Form D file number
- 021-413121
Form ADV 1906791 · Oct 11, 2024 · Schedule D 7.B.(1)
Reported by SAX CAPITAL LLC (CRD 288220).
Initial SEC ERA Report; Initial State ERA Report.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
PG 091, A SERIES OF SAX CAPITAL SERIES FUND III, LPPrivate Equity Fund$227KGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
SENSIBA SAN FILIPPO LLP
PCAOB 854
Fund details & source
- Fund ID
- 805-9224597509
- Reported beneficial owners
- 37
- Minimum commitment
- $4K
- Form D file number
- 021-414393
Form ADV 1906791 · Oct 11, 2024 · Schedule D 7.B.(1)
Reported by SAX CAPITAL LLC (CRD 288220).
Initial SEC ERA Report; Initial State ERA Report.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
KTB 208, A SERIES OF SAX CAPITAL SERIES FUND III, LPPrivate Equity Fund$225KGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
SENSIBA SAN FILIPPO LLP
PCAOB 854
Fund details & source
- Fund ID
- 805-5983278357
- Reported beneficial owners
- 42
- Minimum commitment
- $2.5K
- Form D file number
- 021-436449
Form ADV 1906791 · Oct 11, 2024 · Schedule D 7.B.(1)
Reported by SAX CAPITAL LLC (CRD 288220).
Initial SEC ERA Report; Initial State ERA Report.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Services & filing details
Showing values from the selected filing. Latest observed filing does not establish current registration status.
What changed?
Since Apr 30, 2024 · previous imported filing
No comparable changes in the displayed metrics.
Filing source
Form ADV 1906791 · Oct 11, 2024 · Items 1 & 5
Reported by SAX CAPITAL LLC (CRD 288220).
Initial SEC ERA Report; Initial State ERA Report.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Reported services
Not reported in these imported fields
Compensation
Not reported in these imported fields
Principal office
1140 3RD STREET NE, 2ND FLOORWASHINGTON, DC, 20002, United States
CRD 288220
Filing source
Form ADV 1906791 · Oct 11, 2024 · Items 1 & 5
Reported by SAX CAPITAL LLC (CRD 288220).
Initial SEC ERA Report; Initial State ERA Report.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.