Investment adviser · CRD 108204

DB INVESTMENT MANAGERS, INC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Nov 15, 2018

Regulatory AUM: $5.2M
Client accounts: 4
Employees: 3
Advisory professionals: 1

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	4	$5,196,420	100.0%

Filing source

Form ADV 1251792 · Nov 15, 2018 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

50+ Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

Browse the first 49 funds across 7 pages.

DBX-CTA 2 FUNDHedge Fund · Last reported Mar 31, 2014$18.5MGross asset value

Form D fundraising filings

dbX-CTA 2 Fund

Feeder funds

DBX-CTA 2 FEEDER FUND

Fund administrator DB FUND SERVICES LLC SANTA ANA, California, United States Investor statements: Yes (provided to all investors) Related to adviser: Yes

Auditor KPMG DUBLIN, Ireland

Custodian DEUTSCHE BANK AG, LONDON BRANCH LONDON, United Kingdom Related to adviser: Yes

Custodian DEUTSCHE BANK TRUST COMPANY AMERICAS NEW YORK, New York, United States Related to adviser: Yes

Marketer DEUTSCHE BANK AG, LONDON BRANCH LONDON, United Kingdom Related to adviser: Yes

Marketer DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: Yes

Prime broker DEUTSCHE BANK AG, LONDON BRANCH LONDON, United Kingdom

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 801-9638

Fund details & source

Fund ID: 805-6520948830
Reported beneficial owners: 7
Minimum commitment: $250K
Form D file number: 021-178573

Form ADV 813520 · Mar 31, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

DBX-CTA 16 FUNDHedge Fund · Last reported Mar 31, 2014$17.6MGross asset value

Form D fundraising filings

dbX-CTA 16 Fund

Feeder funds

DBX-CTA 16 FEEDER FUND

Fund administrator DB FUND SERVICES LLC SANTA ANA, California, United States Investor statements: No (provided to no investors) Related to adviser: Yes

Auditor KPMG DUBLIN, Ireland

Custodian DEUTSCHE BANK AG, LONDON BRANCH LONDON, United Kingdom Related to adviser: Yes

Custodian DEUTSCHE BANK TRUST COMPANY AMERICAS NEW YORK, New York, United States Related to adviser: Yes

Marketer DEUTSCHE BANK AG, LONDON BRANCH LONDON, United Kingdom Related to adviser: Yes

Marketer DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: Yes

Prime broker DEUTSCHE BANK AG, LONDON BRANCH LONDON, United Kingdom

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 801-9638

Fund details & source

Fund ID: 805-4726234684
Reported beneficial owners: 6
Minimum commitment: $250K
Form D file number: 021-152069

Form ADV 813520 · Mar 31, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

DBX-CREDIT 3 FUNDHedge Fund · Last reported Mar 31, 2014$16.9MGross asset value

Form D fundraising filings

dbX-Credit 3 Fund

Feeder funds

DBX-CREDIT 3 FEEDER FUND

Fund administrator DB FUND SERVICES LLC SANTA ANA, California, United States Investor statements: No (provided to no investors) Related to adviser: Yes

Auditor KPMG DUBLIN, Ireland

Custodian DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: Yes

Custodian DEUTSCHE BANK TRUST COMPANY AMERICAS NEW YORK, New York, United States Related to adviser: Yes

Marketer DEUTSCHE BANK AG, LONDON BRANCH LONDON, United Kingdom Related to adviser: Yes

Marketer DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: Yes

Prime broker DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

DEUTSCHE BANK SECURITIES INC.
SEC 8-17822

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 801-9638

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 8-17822

Fund details & source

Fund ID: 805-3598892943
Reported beneficial owners: 9
Minimum commitment: $250K
Form D file number: 021-149812

Form ADV 813520 · Mar 31, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

DBX-GLOBAL LONG/SHORT EQUITY 10 FUNDHedge Fund · Last reported Mar 31, 2014$16.8MGross asset value

Form D fundraising filings

dbX-Global Long/Short Equity 10 Fund

Feeder funds

DBX-GLOBAL LONG/SHORT EQUITY 10 FEEDER FUND

Fund administrator DB FUND SERVICES LLC SANTA ANA, California, United States Investor statements: No (provided to no investors) Related to adviser: Yes

Auditor KPMG DUBLIN, Ireland

Custodian DEUTSCHE BANK AG, LONDON BRANCH LONDON, United Kingdom Related to adviser: Yes

Custodian DEUTSCHE BANK TRUST COMPANY AMERICAS NEW YORK, New York, United States Related to adviser: Yes

Marketer DEUTSCHE BANK AG, LONDON BRANCH LONDON, United Kingdom Related to adviser: Yes

Marketer DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: Yes

Prime broker DEUTSCHE BANK AG, LONDON BRANCH LONDON, United Kingdom

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 801-9638

Fund details & source

Fund ID: 805-3193995237
Reported beneficial owners: 5
Minimum commitment: $250K
Form D file number: 021-149780

Form ADV 813520 · Mar 31, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

DBX-US LONG/SHORT EQUITY 8 FUNDHedge Fund · Last reported Nov 19, 2012$16.6MGross asset value

Form D fundraising filings

dbX-US Long/Short Equity 8 Fund

Feeder funds

DBX-US LONG/SHORT EQUITY 8 FEEDER FUND

Fund administrator DB HEDGEWORKS, LLC SANTA ANA, California, United States Investor statements: No (provided to no investors) Related to adviser: Yes

Auditor KPMG LLP NEW YORK, New York, United States

Custodian DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: Yes

Custodian DEUTSCHE BANK TRUST COMPANY AMERICAS NEW YORK, New York, United States Related to adviser: Yes

Marketer DEUTSCHE BANK AG, LONDON BRANCH LONDON, United Kingdom Related to adviser: Yes

Marketer DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: Yes

Prime broker DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

DEUTSCHE BANK SECURITIES INC.
SEC 8-17822

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 801-9638

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 8-17822

Fund details & source

Fund ID: 805-7135880026
Reported beneficial owners: 5
Minimum commitment: $250K
Form D file number: 021-159644

Form ADV 681015 · Nov 19, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

DBX-CTA 14 FUNDHedge Fund · Last reported Jul 11, 2014$16MGross asset value

Feeder funds

DBX-CTA 14 FEEDER FUND

Fund administrator CITCO FUND SERVICES (IRELAND) LIMITED DUBLIN 1, Ireland Investor statements: No (provided to no investors) Related to adviser: No

Auditor KPMG DUBLIN, Ireland

Custodian DEUTSCHE BANK TRUST COMPANY AMERICAS NEW YORK, New York, United States Related to adviser: Yes

Custodian JP MORGAN CHASE BANK, NATIONAL ASSOCIATION DALLAS, Texas, United States Related to adviser: No

Marketer DEUTSCHE BANK AG, LONDON BRANCH LONDON, United Kingdom Related to adviser: Yes

Marketer DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 801-9638

Fund details & source

Fund ID: 805-4134127665
Reported beneficial owners: 6
Minimum commitment: $250K
Form D file number: 021-167035

Form ADV 834050 · Jul 11, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

DBX-GLOBAL MACRO 9 FUNDHedge Fund · Last reported Mar 31, 2014$15.5MGross asset value

Feeder funds

DBX-GLOBAL MACRO 9 FEEDER FUND

Fund administrator CITCO FUND SERVICES (IRELAND) LIMITED DUBLIN 1, Ireland Investor statements: No (provided to no investors) Related to adviser: No

Auditor KPMG DUBLIN, Ireland

Custodian DEUTSCHE BANK AG, LONDON BRANCH LONDON, United Kingdom Related to adviser: Yes

Custodian DEUTSCHE BANK TRUST COMPANY AMERICAS NEW YORK, New York, United States Related to adviser: Yes

Marketer DEUTSCHE BANK AG, LONDON BRANCH LONDON, United Kingdom Related to adviser: Yes

Marketer DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: Yes

Prime broker DEUTSCHE BANK AG, LONDON BRANCH LONDON, United Kingdom

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 801-9638

Fund details & source

Fund ID: 805-9170836505
Reported beneficial owners: 7
Minimum commitment: $250K

Form ADV 813520 · Mar 31, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Nov 15, 2018. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Fixed

Principal office

345 PARK AVENUE, 25TH FL.
NEW YORK, NY, 10154, United States

CRD 108204

Filing source

Form ADV 1251792 · Nov 15, 2018 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.