Investment adviser · CRD 155436

EMPIRICAL ASSET MANAGEMENT, LLC

Investment adviser filing (IA)

WELLESLEY, MA, United States · Form ADV filed Jul 7, 2026

Regulatory AUM: $560M
Client accounts: 1,399
Employees: 14
Advisory professionals: 10

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
High-net-worth individuals	267	$422,745,814	75.5%
Individuals	190	$74,819,816	13.4%
Retirement plans	6	$35,336,115	6.3%
Corporations & businesses	10	$22,402,758	4.0%
Charities	Fewer than 5	$4,269,796	0.8%
Pooled investment vehicles	1	$444,683	0.1%

Filing source

Form ADV 2117925 · Jul 7, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

EMPIRICAL LONG SHORT FUND, L.P.Hedge Fund · Last reported Jul 7, 2026$445KGross asset value

Form D fundraising filings

Empirical Long Short Fund, L.P.

Fund administrator OPUS FUND SERVICES NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor WEAVER AND TIDWELL, LLP HOUSTON, Texas, United States

Custodian INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States Related to adviser: No

Prime broker INTERACTIVE BROKERS LLC GREENWICH, Connecticut, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

WEAVER AND TIDWELL, LLP
PCAOB 410

INTERACTIVE BROKERS LLC
SEC 8-47257

INTERACTIVE BROKERS LLC
CRD 36418 · SEC 8-47257

Fund details & source

Fund ID: 805-9905938115
Reported beneficial owners: 4
Minimum commitment: $100K
Form D file number: 021-164271

Form ADV 2117925 · Jul 7, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jul 7, 2026. View historical filings

Reported services

Individual portfolio management · Pooled investment vehicle management · Business portfolio management · Pension consulting · Selection of other advisers

Compensation

Percentage of assets · Performance-based

Principal office

57 RIVER STREET, SUITE 301
WELLESLEY, MA, 02481, United States

CRD 155436

Filing source

Form ADV 2117925 · Jul 7, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.