Investment adviser · CRD 171971
FIRST WILSHIRE SECURITIES MANAGEMENT, INC.
PASADENA, CA, United States · Form ADV filed Mar 27, 2026
- Regulatory AUM
- $415M Form ADV · Item 5.F
- Client accounts
- 286 Accounts, not individual clients
- Employees
- 9 Reported in this filing
- Advisory professionals
- 6 Investment advisory functions
How this adviser has changed
Annual filingsRegulatory assets under management
Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.
| Fiscal year | Regulatory AUM | Employees | Filed |
|---|---|---|---|
| 2021 | $359,077,070 | 11 | Mar 30, 2022 |
| 2022 | $307,358,589 | 11 | Mar 28, 2023 |
| 2023 | $328,779,338 | 9 | Mar 26, 2024 |
| 2024 | $374,929,393 | 9 | Mar 28, 2025 |
| 2025 | $415,474,414 | 9 | Mar 27, 2026 |
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 202 | $305,660,949 | 73.6% |
| Pooled investment vehicles | 2 | $55,725,184 | 13.4% |
| Individuals | 73 | $24,425,837 | 5.9% |
| Corporations & businesses | 5 | $20,894,116 | 5.0% |
| Retirement plans | 4 | $8,768,328 | 2.1% |
Filing source
Form ADV 2077328 · Mar 27, 2026 · Item 5.D
Reported by FIRST WILSHIRE SECURITIES MANAGEMENT, INC. (CRD 171971).
Annual Updating Amendment for Registered Adviser · fiscal year 2025.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Private funds & service providers
1 selected fund recordsLargest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.
MOUNT WILSON GLOBAL FUND, L.P.Hedge Fund$7.96MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
EISNERAMPER LLP
PCAOB 274
Fund details & source
- Fund ID
- 805-4752343957
- Reported beneficial owners
- 19
- Minimum commitment
- $500K
- Form D file number
- 021-145636
Form ADV 2077328 · Mar 27, 2026 · Schedule D 7.B.(1)
Reported by FIRST WILSHIRE SECURITIES MANAGEMENT, INC. (CRD 171971).
Annual Updating Amendment for Registered Adviser · fiscal year 2025.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Services & filing details
Showing values from the selected filing. Latest observed filing does not establish current registration status.
What changed?
Since Mar 28, 2025 · previous imported filing
- Regulatory AUM$374,929,393 → $415,474,414
- Client accounts281 → 286
Filing source
Form ADV 2077328 · Mar 27, 2026 · Items 1 & 5
Reported by FIRST WILSHIRE SECURITIES MANAGEMENT, INC. (CRD 171971).
Annual Updating Amendment for Registered Adviser · fiscal year 2025.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Management of assets
- Discretionary
- $415M
- Non-discretionary
- $0
Reported services
Financial planning · Individual portfolio management · Pooled investment vehicle management · Business portfolio management
Compensation
Percentage of assets · Performance-based
Principal office
1214 EAST GREEN STREET, SUITE 104PASADENA, CA, 91106-3168, United States
CRD 171971
Filing source
Form ADV 2077328 · Mar 27, 2026 · Items 1 & 5
Reported by FIRST WILSHIRE SECURITIES MANAGEMENT, INC. (CRD 171971).
Annual Updating Amendment for Registered Adviser · fiscal year 2025.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.