Investment adviser · CRD 104517

FRANKLIN ADVISERS, INC.

Investment adviser filing (IA)

SAN MATEO, CA, United States · Form ADV filed Sep 16, 2026

Regulatory AUM: $509B
Client accounts: 25,018
Employees: 384
Advisory professionals: 272

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Investment companies	254	$368,096,530,114	72.3%
Pooled investment vehicles	263	$98,210,493,146	19.3%
Individuals	22,641	$14,808,202,778	2.9%
Sovereign wealth & foreign institutions	20	$8,579,667,613	1.7%
Retirement plans	255	$6,014,679,945	1.2%
Insurance companies	18	$5,110,334,689	1.0%
High-net-worth individuals	382	$3,073,826,881	0.6%
Other investment advisers	83	$2,919,051,700	0.6%
Corporations & businesses	823	$1,596,473,866	0.3%
Other clients	223	$487,095,133	0.1%
Charities	139	$465,230,099	0.1%
Government entities	6	$70,795,574	0.0%
Banks & thrifts	13	$21,033,403	0.0%

Filing source

Form ADV 2127927 · Sep 16, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

50+ Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

Browse the first 49 funds across 7 pages.

FRANKLIN ONCHAIN INSTITUTIONAL LIQUIDITY FUND LTD.Liquidity Fund · Last reported Sep 16, 2026$1.68BGross asset value

Form D fundraising filings

Franklin Onchain Institutional Liquidity Fund Ltd.

Fund administrator BANK OF NEW YORK MELLON NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS ASSURANCE, SOCIETE COOPERATIVE GRAND DUCHY OF LUXEMBOURG, Luxembourg

Custodian BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No

Marketer FRANKLIN DISTRIBUTORS, LLC SAN MATEO, California, United States Related to adviser: Yes

Marketer FRANKLIN TEMPLETON INTERNATIONAL SERVICES S.A R.L. 8A RUE ALBERT BORSCHETTE 1246, Luxembourg Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSECOOPERS ASSURANCE, SOCIETE COOPERATIVE
PCAOB 2182

FRANKLIN DISTRIBUTORS, LLC
CRD 109064 · SEC 8-53089

FRANKLIN TEMPLETON INTERNATIONAL SERVICES S.A R.L.
CRD 172140

Fund details & source

Fund ID: 805-5760284541
Reported beneficial owners: 19
Minimum commitment: $5M
Form D file number: 021-547482

Form ADV 2127927 · Sep 16, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PUTNAM CASH COLLATERAL POOL, LLCLiquidity Fund · Last reported Sep 16, 2026$570MGross asset value

Form D fundraising filings

Putnam Cash Collateral Pool, LLC

Fund administrator STATE STREET BANK AND TRUST COMPANY, SUB-ACCOUNTING AGENT BOSTON, Massachusetts, United States Investor statements: No (provided to no investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP BOSTON, Massachusetts, United States

Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572

Fund details & source

Fund ID: 805-7533869015
Reported beneficial owners: 20
Minimum commitment: $0
Form D file number: 021-146141

Form ADV 2127927 · Sep 16, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FVP GROWTH PARTNERS, L.P.Private Equity Fund · Last reported Sep 16, 2026$425MGross asset value

Form D fundraising filings

FVP Growth Partners, L.P.

Fund administrator SS&C TECHNOLOGIES, INC., WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS LLP 300 MADISON AVENUE, New York, United States

Custodian J.P. MORGAN CHASE BANK N.A. NEW YORK, New York, United States Related to adviser: No

Marketer FRANKLIN DISTRIBUTORS, LLC SAN MATEO, California, United States Related to adviser: Yes

Marketer MORGAN STANLEY NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

FRANKLIN DISTRIBUTORS, LLC
CRD 109064 · SEC 8-53089

MORGAN STANLEY
CRD 149777 · SEC 801-70103

Fund details & source

Fund ID: 805-1587852806
Reported beneficial owners: 708
Minimum commitment: $0
Form D file number: 021-492655

Form ADV 2127927 · Sep 16, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

37 CAPITAL CLO 4, LTD.Securitized Asset Fund · Last reported Sep 16, 2026$397MGross asset value

Fund administrator WILMINGTON TRUST, NATIONAL ASSOCIATION WILMINGTON, Delaware, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian WILMINGTON TRUST, NATIONAL ASSOCIATION WILMINGTON, Delaware, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

WILMINGTON TRUST, NATIONAL ASSOCIATION
LEI 254900K52ZHF2PEQE649

Fund details & source

Fund ID: 805-2130246411
Reported beneficial owners: 1
Minimum commitment: $250K

Form ADV 2127927 · Sep 16, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

37 CAPITAL CLO 1, LTD.Securitized Asset Fund · Last reported Sep 16, 2026$386MGross asset value

Fund administrator U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian U.S. BANK NATIONAL ASSOCIATION BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

U.S. BANK NATIONAL ASSOCIATION
LEI 5493001WC5CQQI9L9G80

Fund details & source

Fund ID: 805-8226499784
Reported beneficial owners: 1
Minimum commitment: $250K

Form ADV 2127927 · Sep 16, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

37 CAPITAL CLO 3, LTD.Securitized Asset Fund · Last reported Sep 16, 2026$345MGross asset value

Fund administrator WILMINGTON TRUST, NATIONAL ASSOCIATION WILMINGTON, Delaware, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian WILMINGTON TRUST, NATIONAL ASSOCIATION WILMINGTON, Delaware, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

WILMINGTON TRUST, NATIONAL ASSOCIATION
LEI 254900K52ZHF2PEQE649

Fund details & source

Fund ID: 805-9960138859
Reported beneficial owners: 1
Minimum commitment: $250K

Form ADV 2127927 · Sep 16, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

37 CAPITAL CLO 2, LTD.Securitized Asset Fund · Last reported Sep 16, 2026$344MGross asset value

Fund administrator U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Custodian U.S. BANK NATIONAL ASSOCIATION BOSTON, Massachusetts, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

U.S. BANK NATIONAL ASSOCIATION
LEI 5493001WC5CQQI9L9G80

Fund details & source

Fund ID: 805-1997807582
Reported beneficial owners: 1
Minimum commitment: $250K

Form ADV 2127927 · Sep 16, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Sep 16, 2026. View historical filings

Reported services

Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

ONE FRANKLIN PARKWAY, BUILDING 970, 1ST FLOOR
SAN MATEO, CA, 94403, United States

CRD 104517

Filing source

Form ADV 2127927 · Sep 16, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.