GATOR CAPITAL MANAGEMENT, LLC: Investment Adviser Form ADV Filing

How this adviser has changed

Annual filings

Regulatory assets under management

Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.

Annual adviser history and sources
Fiscal year	Regulatory AUM	Employees	Filed
2021	$174,088,000	3	Mar 28, 2022

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	3	$123,684,000	71.0%
Investment companies	1	$26,627,000	15.3%
High-net-worth individuals	14	$18,763,000	10.8%
Individuals	8	$5,014,000	2.9%

Filing source

Form ADV 1596632 · Mar 28, 2022 · Item 5.D

Reported by GATOR CAPITAL MANAGEMENT, LLC (CRD 147067).

Annual Updating Amendment for Registered Adviser · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

INTERACTIVE BROKERS CORP.

Custodian · funds reporting this exact name in the selected filing

These are reported-name connections within this adviser's filing, not a verified global provider identity or market-wide client count.

GATOR FINANCIAL PARTNERS, LLC

Private funds & service providers

1 detailed fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

GATOR FINANCIAL PARTNERS, LLCHedge Fund · Master$121MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Gator Financial Partners, LLC

Fund administrator ULTIMUS LEVERPOINT PRIVATE FUND SOLUTIONS LLC CLIFTON PARK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor KAUFMAN ROSSIN MIAMI, Florida, United States Other funds reporting this name →

Custodian FIRST REPUBLIC BANK NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Custodian INTERACTIVE BROKERS CORP. CHICAGO, Illinois, United States Related to adviser: No Other funds reporting this name →

Custodian JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Custodian WELLS FARGO BANK TAMPA, Florida, United States Related to adviser: No Other funds reporting this name →

See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KAUFMAN ROSSIN
PCAOB 137

INTERACTIVE BROKERS CORP.
SEC 8-53615

JEFFERIES LLC
SEC 8-15074

Fund details & source

Fund ID: 805-3878563519
Reported beneficial owners: 72
Minimum commitment: $100K
Form D file number: 021-134239

Form ADV 1596632 · Mar 28, 2022 · Schedule D 7.B.(1)

Reported by GATOR CAPITAL MANAGEMENT, LLC (CRD 147067).

Annual Updating Amendment for Registered Adviser · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

No comparable changes in the displayed metrics.

Filing source

Form ADV 1596632 · Mar 28, 2022 · Items 1 & 5

Reported by GATOR CAPITAL MANAGEMENT, LLC (CRD 147067).

Annual Updating Amendment for Registered Adviser · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary: $174M
Non-discretionary: $0

Reported services

Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

100 S. ASHLEY DR., SUITE 895
TAMPA, FL, 33602, United States

CRD 147067

Filing source

Form ADV 1596632 · Mar 28, 2022 · Items 1 & 5

Reported by GATOR CAPITAL MANAGEMENT, LLC (CRD 147067).

Annual Updating Amendment for Registered Adviser · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.