Investment adviser · CRD 106682
IRON FINANCIAL LLC
NORTHBROOK, IL, United States · Form ADV filed Nov 12, 2021
- Regulatory AUM
- $564M Form ADV · Item 5.F
- Client accounts
- 917 Accounts, not individual clients
- Employees
- 15 Reported in this filing
- Advisory professionals
- 8 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 135 | $419,870,260 | 74.4% |
| Individuals | 257 | $96,896,328 | 17.2% |
| Investment companies | 1 | $35,688,759 | 6.3% |
| Corporations & businesses | 12 | $6,723,369 | 1.2% |
| Retirement plans | 1 | $5,301,091 | 0.9% |
Filing source
Form ADV 1577457 · Nov 12, 2021 · Item 5.D
Reported by IRON FINANCIAL LLC (CRD 106682).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Private funds & service providers
0 detailed fund recordsLargest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.
This filing answers No to private funds.
Services & filing details
Showing values from the selected filing. Latest observed filing does not establish current registration status.
What changed?
Since Sep 14, 2021 · previous imported filing
No comparable changes in the displayed metrics.
Filing source
Form ADV 1577457 · Nov 12, 2021 · Items 1 & 5
Reported by IRON FINANCIAL LLC (CRD 106682).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Management of assets
- Discretionary
- $564M
- Non-discretionary
- $0
Filing history · 0 annual filings
Adviser-level financial and staffing figures are unavailable in these annual filings. Select a filing to view its reported funds and providers.
Reported services
Individual portfolio management · Investment company portfolio management · Business portfolio management
Compensation
Percentage of assets
Principal office
630 DUNDEE ROAD, SUITE 200NORTHBROOK, IL, 60062, United States
CRD 106682
Filing source
Form ADV 1577457 · Nov 12, 2021 · Items 1 & 5
Reported by IRON FINANCIAL LLC (CRD 106682).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.