Investment adviser · CRD 106682
IRON FINANCIAL LLC
NORTHBROOK, IL, United States · Form ADV filed Dec 7, 2022
- Regulatory AUM
- $449M Form ADV · Item 5.F
- Client accounts
- 671 Accounts, not individual clients
- Employees
- 12 Reported in this filing
- Advisory professionals
- 8 Investment advisory functions
How this adviser has changed
Annual filingsRegulatory assets under management
Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.
| Fiscal year | Regulatory AUM | Employees | Filed |
|---|---|---|---|
| 2021 | $449,097,026 | 12 | Mar 28, 2022 |
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 102 | $357,046,530 | 79.5% |
| Individuals | 194 | $78,893,272 | 17.6% |
| Retirement plans | Fewer than 5 | $7,498,903 | 1.7% |
| Corporations & businesses | 7 | $5,658,321 | 1.3% |
Filing source
Form ADV 1693253 · Dec 7, 2022 · Item 5.D
Reported by IRON FINANCIAL LLC (CRD 106682).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Private funds & service providers
0 detailed fund recordsLargest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.
This filing answers No to private funds.
Services & filing details
Showing values from the selected filing. Latest observed filing does not establish current registration status.
What changed?
Since Mar 28, 2022 · previous imported filing
No comparable changes in the displayed metrics.
Filing source
Form ADV 1693253 · Dec 7, 2022 · Items 1 & 5
Reported by IRON FINANCIAL LLC (CRD 106682).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Management of assets
- Discretionary
- $449M
- Non-discretionary
- $0
Reported services
Individual portfolio management · Business portfolio management
Compensation
Percentage of assets
Principal office
630 DUNDEE ROAD, SUITE 200NORTHBROOK, IL, 60062, United States
CRD 106682
Filing source
Form ADV 1693253 · Dec 7, 2022 · Items 1 & 5
Reported by IRON FINANCIAL LLC (CRD 106682).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.