Investment adviser · CRD 105377

LOOMIS, SAYLES & COMPANY, L.P.

BOSTON, MA, United States · Form ADV filed Nov 1, 2021

Regulatory AUM
$319B
Form ADV · Item 5.F
Client accounts
18,258
Accounts, not individual clients
Employees
692
Reported in this filing
Advisory professionals
692
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Investment companies98$94,363,733,76829.5%
Retirement plans318$60,324,187,77918.9%
Pooled investment vehicles145$48,334,796,76815.1%
Government entities163$28,027,031,9688.8%
Other clients81$22,579,700,7377.1%
Sovereign wealth & foreign institutions11$20,018,098,5536.3%
Corporations & businesses227$17,433,838,7115.5%
Insurance companies166$13,579,167,4944.3%
High-net-worth individuals16,869$9,661,414,3703.0%
Other investment advisers17$3,624,088,6181.1%
Charities163$1,410,348,9340.4%
Filing source

Form ADV 1574972 · Nov 1, 2021 · Item 5.D

Reported by LOOMIS, SAYLES & COMPANY, L.P. (CRD 105377).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Private funds & service providers

6 detailed fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

SENIOR FLOATING RATE FUND LLCOther Private Fund$1.89BGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Fund administrator STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor PRICEWATERHOUSECOOPERS LLP BOSTON, Massachusetts, United States Other funds reporting this name →
Custodian STATE STREET BANK AND TRUST COMPANY BOSON, Massachusetts, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572

Fund details & source
Fund ID
805-4466910977
Reported beneficial owners
58
Minimum commitment
$5M
Form D file number
021-67489

Form ADV 1574972 · Nov 1, 2021 · Schedule D 7.B.(1)

Reported by LOOMIS, SAYLES & COMPANY, L.P. (CRD 105377).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

NHIT: CORE DISCIPLINED ALPHA TRUSTOther Private Fund$652MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Fund administrator STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor PRICEWATERHOUSECOOPERS LLP BOSTON, Massachusetts, United States Other funds reporting this name →
Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572

Fund details & source
Fund ID
805-5092627050
Reported beneficial owners
9
Minimum commitment
$5M
Form D file number
021-271185

Form ADV 1574972 · Nov 1, 2021 · Schedule D 7.B.(1)

Reported by LOOMIS, SAYLES & COMPANY, L.P. (CRD 105377).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

LOOMIS SAYLES CLO II, LTD.Securitized Asset Fund$351MGross asset value
Search Form D filings →
Fund administrator INTERTRUST SPV (CAYMAN) LIMITED GEORGE TOWN, Cayman Islands Investor statements: No (provided to no investors) Related to adviser: No Other funds reporting this name →
Fund administrator JPMORGAN CHASE BANK, NATIONAL ASSOCIATION NEWARK, Delaware, United States Investor statements: No (provided to no investors) Related to adviser: No Other funds reporting this name →
Custodian THE BANK OF NEW YORK MELLON TRUST COMPANY, NATIONAL ASSOCIATION HOUSTON, Texas, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-3712961784
Reported beneficial owners
5
Minimum commitment
$100K

Form ADV 1574972 · Nov 1, 2021 · Schedule D 7.B.(1)

Reported by LOOMIS, SAYLES & COMPANY, L.P. (CRD 105377).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

LOOMIS SAYLES CREDIT DISLOCATION MASTER FUND, LPHedge Fund · Master$71.2MGross asset value

Form D fundraising filings

View filings for the issuers linked by this fund’s reported Form D file numbers.

Fund administrator SS&C TECHNOLOGIES, INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor CITRIN COOPERMAN WOBURN, Massachusetts, United States Other funds reporting this name →
Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

CITRIN COOPERMAN
PCAOB 2468

STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572

Fund details & source
Fund ID
805-7558083334
Reported beneficial owners
24
Minimum commitment
$1M
Form D file number
021-393964
Form D file number
021-393963

Form ADV 1574972 · Nov 1, 2021 · Schedule D 7.B.(1)

Reported by LOOMIS, SAYLES & COMPANY, L.P. (CRD 105377).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

SAKORUM LONG/SHORT EQUITY MASTER FUND, LTD.Hedge Fund · Master$40.1MGross asset value

Form D fundraising filings

View filings for the issuers linked by this fund’s reported Form D file numbers.

Fund administrator SS&C TECHNOLOGIES, INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor PRICEWATERHOUSECOOPERS LLP BOSTON, Massachusetts, United States Other funds reporting this name →
Custodian MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →
Prime broker MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States Other funds reporting this name →
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
SEC 8-33359

MORGAN STANLEY & CO. LLC
SEC 8-15869

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
CRD 16139 · SEC 8-33359

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Fund details & source
Fund ID
805-4812963358
Reported beneficial owners
21
Minimum commitment
$1M
Form D file number
021-172753
Form D file number
021-283706
Form D file number
021-311662

Form ADV 1574972 · Nov 1, 2021 · Schedule D 7.B.(1)

Reported by LOOMIS, SAYLES & COMPANY, L.P. (CRD 105377).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

TRIKUTA PARTNERS MASTER FUND, LTD.Hedge Fund · Master$32.6MGross asset value
Search Form D filings →
Fund administrator SS&C TECHNOLOGIES, INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor PRICEWATERHOUSECOOPERS LLP BOSTON, Massachusetts, United States Other funds reporting this name →
Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →
Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Other funds reporting this name →
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

GOLDMAN SACHS & CO. LLC
SEC 8-129

MORGAN STANLEY & CO. LLC
SEC 8-15869

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Fund details & source
Fund ID
805-5051175546
Reported beneficial owners
8
Minimum commitment
$1M

Form ADV 1574972 · Nov 1, 2021 · Schedule D 7.B.(1)

Reported by LOOMIS, SAYLES & COMPANY, L.P. (CRD 105377).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

No comparable changes in the displayed metrics.

Filing source

Form ADV 1574972 · Nov 1, 2021 · Items 1 & 5

Reported by LOOMIS, SAYLES & COMPANY, L.P. (CRD 105377).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary
$297B
Non-discretionary
$22.6B
Filing history · 0 annual filings

Adviser-level financial and staffing figures are unavailable in these annual filings. Select a filing to view its reported funds and providers.

    Reported services

    Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management

    Compensation

    Percentage of assets · Performance-based

    Principal office

    ONE FINANCIAL CENTER
    BOSTON, MA, 02111-2621, United States

    CRD 105377

    Filing source

    Form ADV 1574972 · Nov 1, 2021 · Items 1 & 5

    Reported by LOOMIS, SAYLES & COMPANY, L.P. (CRD 105377).

    Other-Than Anual Amendment For Registered Adviser.

    Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.