LOOMIS, SAYLES & COMPANY, L.P.: Investment Adviser Form ADV Filing

How this adviser has changed

Annual filings

Regulatory assets under management

Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.

Annual adviser history and sources
Fiscal year	Regulatory AUM	Employees	Filed
2021	$329,969,162,140	702	Mar 31, 2022

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Investment companies	78	$98,053,983,384	29.7%
Retirement plans	308	$62,974,257,499	19.1%
Pooled investment vehicles	110	$47,186,250,584	14.3%
Government entities	159	$28,854,863,946	8.7%
Other clients	65	$24,287,261,832	7.4%
Corporations & businesses	591	$20,141,341,627	6.1%
Sovereign wealth & foreign institutions	11	$18,497,593,208	5.6%
Insurance companies	184	$15,017,071,477	4.6%
High-net-worth individuals	19,609	$11,279,875,755	3.4%
Other investment advisers	10	$1,881,647,933	0.6%
Charities	231	$1,795,014,895	0.5%

Filing source

Form ADV 1703837 · Jan 23, 2023 · Item 5.D

Reported by LOOMIS, SAYLES & COMPANY, L.P. (CRD 105377).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

MERRILL LYNCH PROFESSIONAL CLEARING CORP.

Prime broker · funds reporting this exact name in the selected filing

These are reported-name connections within this adviser's filing, not a verified global provider identity or market-wide client count.

SAKORUM LONG/SHORT EQUITY MASTER FUND, LTD.

Private funds & service providers

4 detailed fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

SENIOR FLOATING RATE FUND LLCOther Private Fund$2.6BGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Loomis Sayles Senior Floating Rate Fund LLC

Fund administrator STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor PRICEWATERHOUSECOOPERS LLP BOSTON, Massachusetts, United States Other funds reporting this name →

Custodian STATE STREET BANK AND TRUST COMPANY BOSON, Massachusetts, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572

Fund details & source

Fund ID: 805-4466910977
Reported beneficial owners: 57
Minimum commitment: $5M
Form D file number: 021-67489

Form ADV 1703837 · Jan 23, 2023 · Schedule D 7.B.(1)

Reported by LOOMIS, SAYLES & COMPANY, L.P. (CRD 105377).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

NHIT: CORE DISCIPLINED ALPHA TRUSTOther Private Fund$941MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

NHIT: Core Disciplined Alpha Trust

Fund administrator STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor PRICEWATERHOUSECOOPERS LLP BOSTON, Massachusetts, United States Other funds reporting this name →

Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572

Fund details & source

Fund ID: 805-5092627050
Reported beneficial owners: 15
Minimum commitment: $5M
Form D file number: 021-271185

Form ADV 1703837 · Jan 23, 2023 · Schedule D 7.B.(1)

Reported by LOOMIS, SAYLES & COMPANY, L.P. (CRD 105377).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

TRIKUTA PARTNERS MASTER FUND, LTD.Hedge Fund · Master$56.3MGross asset value

Search Form D filings →

Fund administrator SS&C TECHNOLOGIES, INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor PRICEWATERHOUSECOOPERS LLP BOSTON, Massachusetts, United States Other funds reporting this name →

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Other funds reporting this name →

Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

GOLDMAN SACHS & CO. LLC
SEC 8-129

MORGAN STANLEY & CO. LLC
SEC 8-15869

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Fund details & source

Fund ID: 805-5051175546
Reported beneficial owners: 9
Minimum commitment: $1M

Form ADV 1703837 · Jan 23, 2023 · Schedule D 7.B.(1)

Reported by LOOMIS, SAYLES & COMPANY, L.P. (CRD 105377).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

SAKORUM LONG/SHORT EQUITY MASTER FUND, LTD.Hedge Fund · Master$52.8MGross asset value

Form D fundraising filings

View filings for the issuers linked by this fund’s reported Form D file numbers.

Fund administrator SS&C TECHNOLOGIES, INC. WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor PRICEWATERHOUSECOOPERS LLP BOSTON, Massachusetts, United States Other funds reporting this name →

Custodian MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Prime broker GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Other funds reporting this name →

Prime broker MERRILL LYNCH PROFESSIONAL CLEARING CORP. NEW YORK, New York, United States Other funds reporting this name →

See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
SEC 8-33359

MORGAN STANLEY & CO. LLC
SEC 8-15869

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
CRD 16139 · SEC 8-33359

Fund details & source

Fund ID: 805-4812963358
Reported beneficial owners: 19
Minimum commitment: $1M
Form D file number: 021-172753
Form D file number: 021-283706
Form D file number: 021-311662

Form ADV 1703837 · Jan 23, 2023 · Schedule D 7.B.(1)

Reported by LOOMIS, SAYLES & COMPANY, L.P. (CRD 105377).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

View a filing

Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

Since Jan 3, 2023 · previous imported filing

No comparable changes in the displayed metrics.

Filing source

Form ADV 1703837 · Jan 23, 2023 · Items 1 & 5

Reported by LOOMIS, SAYLES & COMPANY, L.P. (CRD 105377).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary: $306B
Non-discretionary: $24.3B

Reported services

Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

ONE FINANCIAL CENTER
BOSTON, MA, 02111-2621, United States

CRD 105377

Filing source

Form ADV 1703837 · Jan 23, 2023 · Items 1 & 5

Reported by LOOMIS, SAYLES & COMPANY, L.P. (CRD 105377).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.