LOOMIS, SAYLES & COMPANY, L.P.: Investment Adviser Form ADV Filing

How this adviser has changed

Annual filings

Regulatory assets under management

Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.

Annual adviser history and sources
Fiscal year	Regulatory AUM	Employees	Filed
2021	$329,969,162,140	702	Mar 31, 2022
2022	$254,158,838,705	717	Mar 31, 2023

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Investment companies	76	$66,148,312,504	26.0%
Retirement plans	306	$51,073,227,015	20.1%
Pooled investment vehicles	111	$37,064,174,706	14.6%
Government entities	156	$25,517,429,714	10.0%
Corporations & businesses	521	$16,626,693,242	6.5%
Other clients	70	$16,118,261,838	6.3%
Sovereign wealth & foreign institutions	11	$15,207,004,488	6.0%
Insurance companies	209	$14,392,223,130	5.7%
High-net-worth individuals	18,351	$8,865,731,462	3.5%
Other investment advisers	11	$1,692,954,530	0.7%
Charities	208	$1,452,826,076	0.6%

Filing source

Form ADV 1724709 · Mar 31, 2023 · Item 5.D

Reported by LOOMIS, SAYLES & COMPANY, L.P. (CRD 105377).

Annual Updating Amendment for Registered Adviser · fiscal year 2022.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Private funds & service providers

1 selected fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

View all funds in this filing

NHIT: CORE DISCIPLINED ALPHA TRUSTOther Private Fund$941MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

NHIT: Core Disciplined Alpha Trust

Fund administrator STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor PRICEWATERHOUSECOOPERS LLP BOSTON, Massachusetts, United States Other funds reporting this name →

Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572

Fund details & source

Fund ID: 805-5092627050
Reported beneficial owners: 17
Minimum commitment: $5M
Form D file number: 021-271185

Form ADV 1724709 · Mar 31, 2023 · Schedule D 7.B.(1)

Reported by LOOMIS, SAYLES & COMPANY, L.P. (CRD 105377).

Annual Updating Amendment for Registered Adviser · fiscal year 2022.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

View a filing

Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

Since Jan 23, 2023 · previous imported filing

Regulatory AUM$329,969,162,140 → $254,158,838,705
Client accounts21,356 → 20,030
Employees702 → 717

Filing source

Form ADV 1724709 · Mar 31, 2023 · Items 1 & 5

Reported by LOOMIS, SAYLES & COMPANY, L.P. (CRD 105377).

Annual Updating Amendment for Registered Adviser · fiscal year 2022.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary: $238B
Non-discretionary: $16B

Reported services

Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

ONE FINANCIAL CENTER
BOSTON, MA, 02111-2621, United States

CRD 105377

Filing source

Form ADV 1724709 · Mar 31, 2023 · Items 1 & 5

Reported by LOOMIS, SAYLES & COMPANY, L.P. (CRD 105377).

Annual Updating Amendment for Registered Adviser · fiscal year 2022.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.