Investment adviser · CRD 124687

NEUBERGER BERMAN INVESTMENT ADVISERS LLC

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Sep 24, 2026

Regulatory AUM: $399B
Client accounts: 43,954
Employees: 1,542
Advisory professionals: 646

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	378	$142,341,395,355	35.7%
Investment companies	72	$69,734,423,603	17.5%
High-net-worth individuals	15,676	$63,035,665,143	15.8%
Retirement plans	710	$28,486,763,414	7.1%
Government entities	44	$27,810,783,232	7.0%
Insurance companies	62	$24,051,394,774	6.0%
Corporations & businesses	1,828	$14,230,894,485	3.6%
Sovereign wealth & foreign institutions	14	$9,441,618,911	2.4%
Individuals	24,100	$8,852,730,569	2.2%
Charities	991	$6,000,269,905	1.5%
Other investment advisers	9	$3,877,739,512	1.0%
Other clients	69	$692,704,195	0.2%
Banks & thrifts	1	$93,528,361	0.0%

Filing source

Form ADV 2131395 · Sep 24, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

50+ Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

Browse the first 49 funds across 7 pages.

NEUBERGER BERMAN RISK PARITY MASTER FUND LPHedge Fund · Last reported Sep 24, 2026$380MGross asset value

Feeder funds

Fund administrator U.S. BANCORP FUND SERVICES, LLC MILWAUKEE., Wisconsin, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Fund administrator U.S. BANK GLOBAL USBFS (CAYMAN) LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LTD CAMANA BAY, Cayman Islands

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Custodian U.S. BANK NATIONAL ASSOCIATION CHARLOTTE, North Carolina, United States Related to adviser: No

Marketer NEUBERGER BERMAN BD LLC NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ERNST & YOUNG LTD
PCAOB 1655

GOLDMAN SACHS & CO. LLC
SEC 8-129

U.S. BANK NATIONAL ASSOCIATION
LEI 6BYL5QZYBDK8S7L73M02

NEUBERGER BERMAN BD LLC
CRD 2908 · SEC 801-3908

Fund details & source

Fund ID: 805-6815543720
Reported beneficial owners: 4
Minimum commitment: $250K
Form D file number: 021-223268
Form D file number: 021-337249

Form ADV 2131395 · Sep 24, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NB CROSSOVER AND PARTNER EQUITY MASTER FUND I LPHedge Fund · Last reported Sep 24, 2026$339MGross asset value

Feeder funds

NB CROSSOVER AND PARTNER EQUITY FUND I (CAYMAN) LP
NB CROSSOVER AND PARTNER EQUITY FUND I (DELAWARE) LP

Fund administrator SS&C FUND SERVICES (CAYMAN) LTD. GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Fund administrator SS&C TECHNOLOGIES INC. NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP DALLAS, Texas, United States

Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No

Custodian THE NORTHERN TRUST INTERNATIONAL BANKING CORPORATION JERSEY CITY, New Jersey, United States Related to adviser: No

Marketer NEUBERGER BERMAN BD LLC NEW YORK, New York, United States Related to adviser: Yes

Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG LLP
PCAOB 185

MORGAN STANLEY & CO. LLC
SEC 8-15869

NEUBERGER BERMAN BD LLC
CRD 2908 · SEC 801-3908

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Fund details & source

Fund ID: 805-9012660734
Reported beneficial owners: 438
Minimum commitment: $500K
Form D file number: 021-423300
Form D file number: 021-423301
Form D file number: 021-423302

Form ADV 2131395 · Sep 24, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NEUBERGER BERMAN PRINCIPAL STRATEGIES PRIMA FUND LPHedge Fund · Last reported Sep 24, 2026$291MGross asset value

Form D fundraising filings

Neuberger Berman Principal Strategies PRIMA Fund LP

Feeder funds

NEUBERGER BERMAN PRINCIPAL STRATEGIES PRIMA CAYMAN FUND LP

Fund administrator BROWN BROTHERS HARRIMAN & CO. BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LTD. GRAND CAYMAN, Cayman Islands

Custodian BROWN BROTHERS HARRIMAN & CO. BOSTON, Massachusetts, United States Related to adviser: No

Marketer NEUBERGER BERMAN BD LLC NEW YORK, New York, United States Related to adviser: Yes

Prime broker J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ERNST & YOUNG LTD.
PCAOB 1655

BROWN BROTHERS HARRIMAN & CO.
LEI 5493006KMX1VFTPYPW14

NEUBERGER BERMAN BD LLC
CRD 2908 · SEC 801-3908

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

Fund details & source

Fund ID: 805-8549465622
Reported beneficial owners: 97
Minimum commitment: $5M
Form D file number: 021-372650

Form ADV 2131395 · Sep 24, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NEUBERGER BERMAN SPECIAL SITUATIONS MASTER FUND III LPHedge Fund · Last reported Sep 24, 2026$285MGross asset value

Feeder funds

NEUBERGER BERMAN SPECIAL SITUATIONS FUND III LP

Fund administrator U.S. BANCORP FUND SERVICES, LLC MILWAUKEE, Wisconsin, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Fund administrator U.S. BANK GLOBAL FUND SERVICES (GUERNSEY) LIMITED ST PETER PORT, Guernsey Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP DALLAS, Texas, United States

Custodian U.S. BANK NATIONAL ASSOCIATION CHICAGO, Illinois, United States Related to adviser: No

Marketer NEUBERGER BERMAN BD LLC NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG LLP
PCAOB 185

U.S. BANK NATIONAL ASSOCIATION
LEI 6BYL5QZYBDK8S7L73M02

NEUBERGER BERMAN BD LLC
CRD 2908 · SEC 801-3908

Fund details & source

Fund ID: 805-9657860606
Reported beneficial owners: 14
Minimum commitment: $5M
Form D file number: 021-479547

Form ADV 2131395 · Sep 24, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NEUBERGER BERMAN HIGH INCOME FUND LLCOther Private Fund · Last reported Sep 24, 2026$282MGross asset value

Form D fundraising filings

NEUBERGER BERMAN HIGH INCOME FUND LLC

Fund administrator U.S. BANCORP FUND SERVICES, LLC MILWAUKEE, Wisconsin, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LTD. GRAND CAYMAN, Cayman Islands

Custodian U.S. BANK NATIONAL ASSOCIATION BOSTON, Massachusetts, United States Related to adviser: No

Marketer NEUBERGER BERMAN BD LLC NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ERNST & YOUNG LTD.
PCAOB 1655

U.S. BANK NATIONAL ASSOCIATION
LEI 6BYL5QZYBDK8S7L73M02

NEUBERGER BERMAN BD LLC
CRD 2908 · SEC 801-3908

Fund details & source

Fund ID: 805-8511503800
Reported beneficial owners: 14
Minimum commitment: $20M
Form D file number: 021-65852

Form ADV 2131395 · Sep 24, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

KANTOR PRIVATE OPPORTUNITIES VII LPPrivate Equity Fund · Last reported Sep 24, 2026$276MGross asset value

Fund administrator US BANCORP FUND SERVICES, LLC MILWAUKEE, Wisconsin, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP DALLAS, Texas, United States

Custodian BANK OF AMERICA, N.A. NEW YORK, New York, United States Related to adviser: No

Custodian NATIONAL FINANCIAL SERVICES LLC JERSEY CITY, New Jersey, United States Related to adviser: No

Marketer NEUBERGER BERMAN BD LLC NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

KPMG LLP
PCAOB 185

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

NEUBERGER BERMAN BD LLC
CRD 2908 · SEC 801-3908

Fund details & source

Fund ID: 805-8658703730
Reported beneficial owners: 26
Minimum commitment: $150K
Form D file number: 021-2027095

Form ADV 2131395 · Sep 24, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

NEUBERGER BERMAN REAL ESTATE DEBT INCOME CORE FUND B-1 LPHedge Fund · Last reported Sep 24, 2026$229MGross asset value

Feeder funds

NEUBERGER BERMAN REAL ESTATE DEBT INCOME OFFSHORE CORE FUND B-1 LP

Fund administrator U.S. BANCORP FUND SERVICES, LLC MILWAUKEE, Wisconsin, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LTD. GRAND CAYMAN, Cayman Islands

Custodian U.S. BANK NATIONAL ASSOCIATION ST. PAUL, Minnesota, United States Related to adviser: No

Marketer NEUBERGER BERMAN BD LLC NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ERNST & YOUNG LTD.
PCAOB 1655

U.S. BANK NATIONAL ASSOCIATION
LEI 6BYL5QZYBDK8S7L73M02

NEUBERGER BERMAN BD LLC
CRD 2908 · SEC 801-3908

Fund details & source

Fund ID: 805-3083529966
Reported beneficial owners: 2
Minimum commitment: $0

Form ADV 2131395 · Sep 24, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Sep 24, 2026. View historical filings

Reported services

Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers · Educational seminars

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

1290 AVENUE OF THE AMERICAS
NEW YORK, NY, 10104, United States

CRD 124687

Filing source

Form ADV 2131395 · Sep 24, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.