Investment adviser · CRD 106793

OAKTREE CAPITAL MANAGEMENT, L.P.

LOS ANGELES, CA, United States · Form ADV filed Nov 26, 2021

Regulatory AUM
$125B
Form ADV · Item 5.F
Client accounts
458
Accounts, not individual clients
Employees
830
Reported in this filing
Advisory professionals
280
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles229$104,730,061,88883.6%
Retirement plans36$9,315,750,0567.4%
Insurance companies10$4,270,674,0193.4%
Government entities12$3,325,442,3522.7%
Corporations & businesses9$1,361,490,6581.1%
Other clients4$674,956,9480.5%
Charities3$503,544,6800.4%
Investment companies5$471,912,3800.4%
Other investment advisers1$341,435,9390.3%
Sovereign wealth & foreign institutions1$331,649,3390.3%
Filing source

Form ADV 1578562 · Nov 26, 2021 · Item 5.D

Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Private funds & service providers

236 detailed fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

OAKTREE TRANSPORTATION INFRASTRUCTURE FUND (PARALLEL 3), L.P.Hedge Fund$261MGross asset value
Search Form D filings →
Fund administrator GEN II FUND SERVICES, LLC NEW YORK, New York, United States Investor statements: No (provided to no investors) Related to adviser: No Other funds reporting this name →
Auditor ERNST & YOUNG LTD GRAND CAYMAN, Cayman Islands Other funds reporting this name →
Custodian CITIBANK N.A. NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG LTD
PCAOB 1655

CITIBANK N.A.
LEI E57ODZWZ7FF32TWEFA76

Fund details & source
Fund ID
805-5018846036
Reported beneficial owners
2
Minimum commitment
$10M

Form ADV 1578562 · Nov 26, 2021 · Schedule D 7.B.(1)

Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

OAKTREE GLACIER INVESTMENT FUND II, L.P.Hedge Fund · Master$258MGross asset value
Search Form D filings →
Auditor ERNST & YOUNG LLP LOS ANGELES, California, United States Other funds reporting this name →
Custodian BANK OF NEW YORK MELLON CORPORATION BROOKLYN, New York, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

ERNST & YOUNG LLP
PCAOB 42

BANK OF NEW YORK MELLON CORPORATION
LEI WFLLPEPC7FZXENRZV188

Fund details & source
Fund ID
805-7755469462
Reported beneficial owners
4
Minimum commitment
$0

Form ADV 1578562 · Nov 26, 2021 · Schedule D 7.B.(1)

Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

OAKTREE STRATEGIC INCOME, LLCHedge Fund · Master$253MGross asset value

Form D fundraising filings

View filings for the issuers linked by this fund’s reported Form D file numbers.

Fund administrator STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor ERNST & YOUNG LLP LOS ANGELES, California, United States Other funds reporting this name →
Custodian BANK OF NEW YORK MELLON CORPORATION BROOKLYN, New York, United States Related to adviser: No Other funds reporting this name →
Custodian ING LUXEMBOURG SA LUXEMBOURG, Luxembourg Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG LLP
PCAOB 42

BANK OF NEW YORK MELLON CORPORATION
LEI WFLLPEPC7FZXENRZV188

ING LUXEMBOURG SA
LEI 549300BT51N3KAXDPP56

Fund details & source
Fund ID
805-3482813941
Reported beneficial owners
4
Minimum commitment
$250K
Form D file number
021-236724
Form D file number
021-236725

Form ADV 1578562 · Nov 26, 2021 · Schedule D 7.B.(1)

Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

OAKTREE-TBMR STRATEGIC CREDIT FUND F, LLCHedge Fund$253MGross asset value
Search Form D filings →
Auditor ERNST & YOUNG LLP LOS ANGELES, California, United States Other funds reporting this name →
Custodian BANK OF NEW YORK MELLON CORPORATION BROOKLYN, New York, United States Related to adviser: No Other funds reporting this name →
Custodian ING LUXEMBOURG SA LUXEMBOURG, Luxembourg Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

ERNST & YOUNG LLP
PCAOB 42

BANK OF NEW YORK MELLON CORPORATION
LEI WFLLPEPC7FZXENRZV188

ING LUXEMBOURG SA
LEI 549300BT51N3KAXDPP56

Fund details & source
Fund ID
805-1406854521
Reported beneficial owners
2
Minimum commitment
$0

Form ADV 1578562 · Nov 26, 2021 · Schedule D 7.B.(1)

Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

OAKTREE TRANSPORTATION INFRASTRUCTURE FUND, L.P.Hedge Fund$252MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Fund administrator GEN II FUND SERVICES, LLC NEW YORK, New York, United States Investor statements: No (provided to no investors) Related to adviser: No Other funds reporting this name →
Auditor ERNST & YOUNG LLP NEW YORK, New York, United States Other funds reporting this name →
Custodian CITIBANK N.A. NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG LLP
PCAOB 42

CITIBANK N.A.
LEI E57ODZWZ7FF32TWEFA76

Fund details & source
Fund ID
805-2447382536
Reported beneficial owners
33
Minimum commitment
$10M
Form D file number
021-285243

Form ADV 1578562 · Nov 26, 2021 · Schedule D 7.B.(1)

Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

OAKTREE PRINCIPAL FUND V, L.P.Hedge Fund · Master$250MGross asset value
Search Form D filings →
Auditor ERNST & YOUNG LTD GRAND CAYMAN, Cayman Islands Other funds reporting this name →
Custodian BANK OF NEW YORK MELLON CORPORATION BROOKLYN, New York, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

ERNST & YOUNG LTD
PCAOB 55

BANK OF NEW YORK MELLON CORPORATION
LEI WFLLPEPC7FZXENRZV188

Fund details & source
Fund ID
805-7463835528
Reported beneficial owners
182
Minimum commitment
$3M
Form D file number
021-128282

Form ADV 1578562 · Nov 26, 2021 · Schedule D 7.B.(1)

Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

HIGHSTAR CAPITAL IV PRISM, L.P.Private Equity Fund · Master$244MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Fund administrator GEN II FUND SERVICES, LLC NEW YORK, New York, United States Investor statements: No (provided to no investors) Related to adviser: No Other funds reporting this name →
Auditor ERNST & YOUNG LTD GRAND CAYMAN, Cayman Islands Other funds reporting this name →
Custodian CITIBANK N.A. NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG LTD
PCAOB 1655

CITIBANK N.A.
LEI E57ODZWZ7FF32TWEFA76

Fund details & source
Fund ID
805-3548921780
Reported beneficial owners
23
Minimum commitment
$0
Form D file number
021-149661

Form ADV 1578562 · Nov 26, 2021 · Schedule D 7.B.(1)

Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

No comparable changes in the displayed metrics.

Filing source

Form ADV 1578562 · Nov 26, 2021 · Items 1 & 5

Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary
$125B
Non-discretionary
$0
Filing history · 0 annual filings

Adviser-level financial and staffing figures are unavailable in these annual filings. Select a filing to view its reported funds and providers.

    Reported services

    Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management

    Compensation

    Percentage of assets · Performance-based

    Principal office

    333 SOUTH GRAND AVE, 28TH FLOOR
    LOS ANGELES, CA, 90071, United States

    CRD 106793

    Filing source

    Form ADV 1578562 · Nov 26, 2021 · Items 1 & 5

    Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).

    Other-Than Anual Amendment For Registered Adviser.

    Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.