Investment adviser · CRD 106793

OAKTREE CAPITAL MANAGEMENT, L.P.

LOS ANGELES, CA, United States · Form ADV filed Feb 24, 2022

Regulatory AUM
$125B
Form ADV · Item 5.F
Client accounts
458
Accounts, not individual clients
Employees
830
Reported in this filing
Advisory professionals
280
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles229$104,730,061,88883.6%
Retirement plans36$9,315,750,0567.4%
Insurance companies10$4,270,674,0193.4%
Government entities12$3,325,442,3522.7%
Corporations & businesses9$1,361,490,6581.1%
Other clients4$674,956,9480.5%
Charities3$503,544,6800.4%
Investment companies5$471,912,3800.4%
Other investment advisers1$341,435,9390.3%
Sovereign wealth & foreign institutions1$331,649,3390.3%
Filing source

Form ADV 1591255 · Feb 24, 2022 · Item 5.D

Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Private funds & service providers

230 detailed fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

OAKTREE OPPORTUNITIES FUND XB (PARALLEL), L.P.Hedge Fund$1.07BGross asset value
Search Form D filings →
Auditor ERNST & YOUNG LTD GRAND CAYMAN, Cayman Islands Other funds reporting this name →
Custodian BANK OF NEW YORK MELLON CORPORATION BROOKLYN, New York, United States Related to adviser: No Other funds reporting this name →
Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →
Prime broker J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

ERNST & YOUNG LTD
PCAOB 1655

BANK OF NEW YORK MELLON CORPORATION
LEI WFLLPEPC7FZXENRZV188

J.P. MORGAN SECURITIES LLC
SEC 8-35008

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

Fund details & source
Fund ID
805-1869252009
Reported beneficial owners
7
Minimum commitment
$10M

Form ADV 1591255 · Feb 24, 2022 · Schedule D 7.B.(1)

Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

OAKTREE EUROPEAN PRINCIPAL FUND IV, L.P.Hedge Fund · Master$963MGross asset value

Form D fundraising filings

View filings for the issuers linked by this fund’s reported Form D file numbers.

Auditor ERNST & YOUNG LTD GRAND CAYMAN, Cayman Islands Other funds reporting this name →
Custodian BANK OF NEW YORK MELLON CORPORATION BROOKLYN, New York, United States Related to adviser: No Other funds reporting this name →
Custodian ING LUXEMBOURG SA LUXEMBOURG, Luxembourg Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

ERNST & YOUNG LTD
PCAOB 1655

BANK OF NEW YORK MELLON CORPORATION
LEI WFLLPEPC7FZXENRZV188

ING LUXEMBOURG SA
LEI 549300BT51N3KAXDPP56

Fund details & source
Fund ID
805-1620179537
Reported beneficial owners
42
Minimum commitment
$11.2M
Form D file number
021-246695
Form D file number
021-246693
Form D file number
021-246266

Form ADV 1591255 · Feb 24, 2022 · Schedule D 7.B.(1)

Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

OAKTREE REAL ESTATE INCOME FUND, L.P.Hedge Fund · Master$909MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Auditor ERNST & YOUNG LTD GRAND CAYMAN, Cayman Islands Other funds reporting this name →
Custodian BANK OF NEW YORK MELLON CORPORATION BROOKLYN, New York, United States Related to adviser: No Other funds reporting this name →
Marketer OAKTREE CAPITAL (HONG KONG) LIMITED HONG KONG, Hong Kong Related to adviser: Yes Other funds reporting this name →
Marketer OAKTREE CAPITAL MANAGEMENT (DUBAI) LIMITED DUBAI, United Arab Emirates Related to adviser: Yes Other funds reporting this name →
Marketer OAKTREE CAPITAL MANAGEMENT (UK) LLP LONDON, United Kingdom Related to adviser: Yes Other funds reporting this name →
Marketer OAKTREE JAPAN, INC. TOKYO, Japan Related to adviser: Yes Other funds reporting this name →

See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.

Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
Yes

ERNST & YOUNG LTD
PCAOB 1655

BANK OF NEW YORK MELLON CORPORATION
LEI WFLLPEPC7FZXENRZV188

Fund details & source
Fund ID
805-2107665137
Reported beneficial owners
110
Minimum commitment
$2M
Form D file number
021-280507

Form ADV 1591255 · Feb 24, 2022 · Schedule D 7.B.(1)

Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

OAKTREE REAL ESTATE OPPORTUNITIES FUND VI, L.P.Hedge Fund · Master$825MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Auditor ERNST & YOUNG LLP LOS ANGELES, California, United States Other funds reporting this name →
Custodian BANK OF NEW YORK MELLON CORPORATION BROOKLYN, New York, United States Related to adviser: No Other funds reporting this name →
Custodian CITIBANK NA SAN ANTONIO, Texas, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

ERNST & YOUNG LLP
PCAOB 42

BANK OF NEW YORK MELLON CORPORATION
LEI WFLLPEPC7FZXENRZV188

CITIBANK NA
LEI E57ODZWZ7FF32TWEFA76

Fund details & source
Fund ID
805-2442879860
Reported beneficial owners
211
Minimum commitment
$2M
Form D file number
021-177993

Form ADV 1591255 · Feb 24, 2022 · Schedule D 7.B.(1)

Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

OAKTREE PRINCIPAL V CONTINUATION FUND, L.P.Hedge Fund$806MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Auditor ERNST & YOUNG LTD GRAND CAYMAN, Cayman Islands Other funds reporting this name →
Custodian BANK OF NEW YORK MELLON CORPORATION BROOKLYN, New York, United States Related to adviser: No Other funds reporting this name →
Marketer EVERCORE GROUP L.L.C. NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
Yes

ERNST & YOUNG LTD
PCAOB 1655

BANK OF NEW YORK MELLON CORPORATION
LEI WFLLPEPC7FZXENRZV188

Fund details & source
Fund ID
805-2840427606
Reported beneficial owners
46
Minimum commitment
$0
Form D file number
021-347939

Form ADV 1591255 · Feb 24, 2022 · Schedule D 7.B.(1)

Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

OAKTREE CLO 2019-4, LTD.Securitized Asset Fund$803MGross asset value
Search Form D filings →
Custodian BANK OF NEW YORK MELLON TRUST COMPANY, NA HOUSTON, Texas, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-1771237277
Reported beneficial owners
1
Minimum commitment
$250K

Form ADV 1591255 · Feb 24, 2022 · Schedule D 7.B.(1)

Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

OAKTREE CLO 2019-2 LTD.Securitized Asset Fund$790MGross asset value
Search Form D filings →
Custodian BANK OF NEW YORK MELLON TRUST COMPANY, NA HOUSTON, Texas, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No
Fund details & source
Fund ID
805-4913712540
Reported beneficial owners
10
Minimum commitment
$250K

Form ADV 1591255 · Feb 24, 2022 · Schedule D 7.B.(1)

Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

Since Nov 26, 2021 · previous imported filing

No comparable changes in the displayed metrics.

Filing source

Form ADV 1591255 · Feb 24, 2022 · Items 1 & 5

Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary
$125B
Non-discretionary
$0
Filing history · 0 annual filings

Adviser-level financial and staffing figures are unavailable in these annual filings. Select a filing to view its reported funds and providers.

    Reported services

    Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management

    Compensation

    Percentage of assets · Performance-based

    Principal office

    333 SOUTH GRAND AVE, 28TH FLOOR
    LOS ANGELES, CA, 90071, United States

    CRD 106793

    Filing source

    Form ADV 1591255 · Feb 24, 2022 · Items 1 & 5

    Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).

    Other-Than Anual Amendment For Registered Adviser.

    Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.