Investment adviser · CRD 106793

OAKTREE CAPITAL MANAGEMENT, L.P.

LOS ANGELES, CA, United States · Form ADV filed Nov 2, 2022

Regulatory AUM: $147B
Client accounts: 455
Employees: 850
Advisory professionals: 290

How this adviser has changed

Annual filings

Regulatory assets under management

Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.

Annual adviser history and sources
Fiscal year	Regulatory AUM	Employees	Filed
2021	$147,452,182,548	850	Mar 31, 2022

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	239	$123,287,641,195	83.6%
Retirement plans	31	$9,645,851,124	6.5%
Insurance companies	11	$7,588,555,795	5.1%
Government entities	12	$4,068,227,309	2.8%
Corporations & businesses	8	$1,202,127,726	0.8%
Other clients	4	$659,161,371	0.4%
Sovereign wealth & foreign institutions	1	$352,940,659	0.2%
Other investment advisers	1	$322,607,910	0.2%
Charities	2	$207,889,668	0.1%
Investment companies	1	$117,179,791	0.1%

Filing source

Form ADV 1685667 · Nov 2, 2022 · Item 5.D

Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Private funds & service providers

238 detailed fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

OAKTREE CLO 2021-2, LTD.Securitized Asset Fund$507MGross asset value

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Custodian U.S. BANK NATIONAL ASSOCIATION HOUSTON, Texas, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

U.S. BANK NATIONAL ASSOCIATION
LEI 6BYL5QZYBDK8S7L73M02

Fund details & source

Fund ID: 805-3400983760
Reported beneficial owners: 1
Minimum commitment: $250K

Form ADV 1685667 · Nov 2, 2022 · Schedule D 7.B.(1)

Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

ARBOUR CLO IX DESIGNATED ACTIVITY COMPANYSecuritized Asset Fund$498MGross asset value

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Custodian BANK OF NEW YORK MELLON, LONDON BRANCH LONDON, United Kingdom Related to adviser: No Other funds reporting this name →

Custodian ELAVON FINANCIAL SERVICES LIMITED, UK BRANCH LONDON, United Kingdom Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

ELAVON FINANCIAL SERVICES LIMITED, UK BRANCH
LEI 5493008GNQHVI377MY19

Fund details & source

Fund ID: 805-8859449902
Reported beneficial owners: 1
Minimum commitment: $100K

Form ADV 1685667 · Nov 2, 2022 · Schedule D 7.B.(1)

Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

ARBOUR CLO X DESIGNATED ACTIVITY COMPANYSecuritized Asset Fund$494MGross asset value

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Custodian ELAVON FINANCIAL SERVICES LIMITED, UK BRANCH LONDON, United Kingdom Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

ELAVON FINANCIAL SERVICES LIMITED, UK BRANCH
LEI 5493008GNQHVI377MY19

Fund details & source

Fund ID: 805-8886371966
Reported beneficial owners: 2
Minimum commitment: $107K

Form ADV 1685667 · Nov 2, 2022 · Schedule D 7.B.(1)

Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

ARBOUR CLO II DESIGNATED ACTIVITY COMPANYSecuritized Asset Fund$492MGross asset value

Search Form D filings →

Custodian BANK OF NEW YORK MELLON, LONDON BRANCH LONDON, United Kingdom Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

Fund details & source

Fund ID: 805-3761935101
Reported beneficial owners: 1
Minimum commitment: $112K

Form ADV 1685667 · Nov 2, 2022 · Schedule D 7.B.(1)

Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

OAKTREE ABSOLUTE RETURN INCOME FUND, L.P.Hedge Fund$492MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Oaktree Absolute Return Income Fund, L.P.

Fund administrator BROWN BROTHERS HARRIMAN & CO. BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor ERNST & YOUNG LLP LOS ANGELES, California, United States Other funds reporting this name →

Custodian BROWN BROTHERS HARRIMAN & CO. BOSTON, Massachusetts, United States Related to adviser: No Other funds reporting this name →

Marketer OAKTREE CAPITAL (HONG KONG) LIMITED HONG KONG, Hong Kong Related to adviser: Yes Other funds reporting this name →

Marketer OAKTREE CAPITAL MANAGEMENT (DUBAI) LIMITED DUBAI, United Arab Emirates Related to adviser: Yes Other funds reporting this name →

Marketer OAKTREE CAPITAL MANAGEMENT (UK) LLP LONDON, United Kingdom Related to adviser: Yes Other funds reporting this name →

See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ERNST & YOUNG LLP
PCAOB 42

BROWN BROTHERS HARRIMAN & CO.
LEI 5493006KMX1VFTPYPW14

Fund details & source

Fund ID: 805-3502552867
Reported beneficial owners: 14
Minimum commitment: $2M
Form D file number: 021-367795

Form ADV 1685667 · Nov 2, 2022 · Schedule D 7.B.(1)

Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

ARBOUR CLO IV DESIGNATED ACTIVITY COMPANYSecuritized Asset Fund$483MGross asset value

Search Form D filings →

Custodian BANK OF NEW YORK MELLON, LONDON BRANCH LONDON, United Kingdom Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

Fund details & source

Fund ID: 805-2548387304
Reported beneficial owners: 1
Minimum commitment: $112K

Form ADV 1685667 · Nov 2, 2022 · Schedule D 7.B.(1)

Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

OAKTREE CLO 2022-1, LTD.Securitized Asset Fund$481MGross asset value

Search Form D filings →

Custodian U.S. BANK NATIONAL ASSOCIATION HOUSTON, Texas, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

U.S. BANK NATIONAL ASSOCIATION
LEI 6BYL5QZYBDK8S7L73M02

Fund details & source

Fund ID: 805-3124658616
Reported beneficial owners: 2
Minimum commitment: $250K

Form ADV 1685667 · Nov 2, 2022 · Schedule D 7.B.(1)

Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

View a filing

Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

Since Aug 25, 2022 · previous imported filing

No comparable changes in the displayed metrics.

Filing source

Form ADV 1685667 · Nov 2, 2022 · Items 1 & 5

Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary: $147B
Non-discretionary: $0

Reported services

Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

333 SOUTH GRAND AVE, 28TH FLOOR
LOS ANGELES, CA, 90071, United States

CRD 106793

Filing source

Form ADV 1685667 · Nov 2, 2022 · Items 1 & 5

Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.