Investment adviser · CRD 106793

OAKTREE CAPITAL MANAGEMENT, L.P.

LOS ANGELES, CA, United States · Form ADV filed Feb 28, 2023

Regulatory AUM: $147B
Client accounts: 455
Employees: 850
Advisory professionals: 290

How this adviser has changed

Annual filings

Regulatory assets under management

Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.

Annual adviser history and sources
Fiscal year	Regulatory AUM	Employees	Filed
2021	$147,452,182,548	850	Mar 31, 2022

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	239	$123,287,641,195	83.6%
Retirement plans	31	$9,645,851,124	6.5%
Insurance companies	11	$7,588,555,795	5.1%
Government entities	12	$4,068,227,309	2.8%
Corporations & businesses	8	$1,202,127,726	0.8%
Other clients	4	$659,161,371	0.4%
Sovereign wealth & foreign institutions	1	$352,940,659	0.2%
Other investment advisers	1	$322,607,910	0.2%
Charities	2	$207,889,668	0.1%
Investment companies	1	$117,179,791	0.1%

Filing source

Form ADV 1720880 · Feb 28, 2023 · Item 5.D

Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Private funds & service providers

254 detailed fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

OAKTREE EMERGING MARKETS EQUITY FUND (CAYMAN), L.P.Hedge Fund · Feeder$560MGross asset value

Search Form D filings →

Fund administrator MORGAN STANLEY FUND SERVICES (CAYMAN) LTD. GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor ERNST & YOUNG LTD. GRAND CAYMAN, Cayman Islands Other funds reporting this name →

Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Marketer OAKTREE CAPITAL (HONG KONG) LIMITED HONG KONG, Hong Kong Related to adviser: Yes Other funds reporting this name →

Marketer OAKTREE CAPITAL MANAGEMENT (DUBAI) LIMITED DUBAI, United Arab Emirates Related to adviser: Yes Other funds reporting this name →

Marketer OAKTREE CAPITAL MANAGEMENT (UK) LLP LONDON, United Kingdom Related to adviser: Yes Other funds reporting this name →

See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

ERNST & YOUNG LTD.
PCAOB 1655

MORGAN STANLEY & CO. LLC
SEC 8-15869

Fund details & source

Fund ID: 805-7391010580
Reported beneficial owners: 15
Minimum commitment: $2M

Form ADV 1720880 · Feb 28, 2023 · Schedule D 7.B.(1)

Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

ARBOUR CLO III DESIGNATED ACTIVITY COMPANYSecuritized Asset Fund$545MGross asset value

Search Form D filings →

Custodian ELAVON FINANCIAL SERVICES LIMITED, UK BRANCH LONDON, United Kingdom Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

ELAVON FINANCIAL SERVICES LIMITED, UK BRANCH
LEI 5493008GNQHVI377MY19

Fund details & source

Fund ID: 805-5789019107
Reported beneficial owners: 1
Minimum commitment: $112K

Form ADV 1720880 · Feb 28, 2023 · Schedule D 7.B.(1)

Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

OAKTREE HUNTINGTON INVESTMENT FUND II, L.P.Hedge Fund$544MGross asset value

Search Form D filings →

Auditor ERNST & YOUNG LLP LOS ANGELES, California, United States Other funds reporting this name →

Custodian BANK OF NEW YORK MELLON CORPORATION BROOKLYN, New York, United States Related to adviser: No Other funds reporting this name →

Prime broker J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

ERNST & YOUNG LLP
PCAOB 42

BANK OF NEW YORK MELLON CORPORATION
LEI WFLLPEPC7FZXENRZV188

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

Fund details & source

Fund ID: 805-8374086455
Reported beneficial owners: 12
Minimum commitment: $0

Form ADV 1720880 · Feb 28, 2023 · Schedule D 7.B.(1)

Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

OAKTREE EUROPEAN PRINCIPAL FUND V, L.P.Hedge Fund · Master$541MGross asset value

Form D fundraising filings

View filings for the issuers linked by this fund’s reported Form D file numbers.

Auditor ERNST & YOUNG LTD GRAND CAYMAN, Cayman Islands Other funds reporting this name →

Custodian BANK OF NEW YORK MELLON CORPORATION BROOKLYN, New York, United States Related to adviser: No Other funds reporting this name →

Custodian ING LUXEMBOURG SA LUXEMBOURG, Luxembourg Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

ERNST & YOUNG LTD
PCAOB 1655

BANK OF NEW YORK MELLON CORPORATION
LEI WFLLPEPC7FZXENRZV188

ING LUXEMBOURG SA
LEI 549300BT51N3KAXDPP56

Fund details & source

Fund ID: 805-5632286936
Reported beneficial owners: 43
Minimum commitment: $11.2M
Form D file number: 021-341842
Form D file number: 021-341831
Form D file number: 021-341836
Form D file number: 021-341823

Form ADV 1720880 · Feb 28, 2023 · Schedule D 7.B.(1)

Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

OAKTREE CLO 2018-1 LTD.Securitized Asset Fund$525MGross asset value

Search Form D filings →

Custodian U.S. BANK N.A. CHICAGO, Illinois, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

U.S. BANK N.A.
LEI 6BYL5QZYBDK8S7L73M02

Fund details & source

Fund ID: 805-5229070647
Reported beneficial owners: 1
Minimum commitment: $250K

Form ADV 1720880 · Feb 28, 2023 · Schedule D 7.B.(1)

Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

OAKTREE VALUE EQUITY FUND (DELAWARE), L.P.Hedge Fund · Feeder$520MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Oaktree Value Equity Fund (Delaware), L.P.

Auditor ERNST & YOUNG LLP LOS ANGELES, California, United States Other funds reporting this name →

Custodian BANK OF NEW YORK MELLON CORPORATION BROOKLYN, New York, United States Related to adviser: No Other funds reporting this name →

Marketer OAKTREE CAPITAL (HONG KONG) LIMITED HONG KONG, Hong Kong Related to adviser: Yes Other funds reporting this name →

Marketer OAKTREE CAPITAL MANAGEMENT (DUBAI) LIMITED DUBAI, United Arab Emirates Related to adviser: Yes Other funds reporting this name →

Marketer OAKTREE CAPITAL MANAGEMENT (UK) LLP LONDON, United Kingdom Related to adviser: Yes Other funds reporting this name →

Marketer OCM INVESTMENTS, LLC LOS ANGELES, California, United States Related to adviser: Yes Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: Yes

ERNST & YOUNG LLP
PCAOB 42

BANK OF NEW YORK MELLON CORPORATION
LEI WFLLPEPC7FZXENRZV188

OCM INVESTMENTS, LLC
CRD 128803 · SEC 8-66176

Fund details & source

Fund ID: 805-1104619388
Reported beneficial owners: 77
Minimum commitment: $2M
Form D file number: 021-212675

Form ADV 1720880 · Feb 28, 2023 · Schedule D 7.B.(1)

Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

OAKTREE CLO 2019-2 LTD.Securitized Asset Fund$517MGross asset value

Search Form D filings →

Custodian BANK OF NEW YORK MELLON TRUST COMPANY, NA HOUSTON, Texas, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

BANK OF NEW YORK MELLON TRUST COMPANY, NA
LEI HPFHU0OQ28E4N0NFVK49

Fund details & source

Fund ID: 805-4913712540
Reported beneficial owners: 1
Minimum commitment: $250K

Form ADV 1720880 · Feb 28, 2023 · Schedule D 7.B.(1)

Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

View a filing

Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

Since Feb 27, 2023 · previous imported filing

No comparable changes in the displayed metrics.

Filing source

Form ADV 1720880 · Feb 28, 2023 · Items 1 & 5

Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary: $147B
Non-discretionary: $0

Reported services

Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

333 SOUTH GRAND AVE, 28TH FLOOR
LOS ANGELES, CA, 90071, United States

CRD 106793

Filing source

Form ADV 1720880 · Feb 28, 2023 · Items 1 & 5

Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.