OAKTREE CAPITAL MANAGEMENT, L.P.: Investment Adviser Form ADV Filing

How this adviser has changed

Annual filings

Regulatory assets under management

Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.

Annual adviser history and sources
Fiscal year	Regulatory AUM	Employees	Filed
2021	$147,452,182,548	850	Mar 31, 2022
2022	$151,313,799,778	908	Apr 1, 2023

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	256	$129,280,363,845	85.4%
Insurance companies	14	$8,719,070,187	5.8%
Retirement plans	32	$7,787,600,936	5.1%
Government entities	11	$3,453,114,548	2.3%
Corporations & businesses	8	$988,953,516	0.7%
Other clients	4	$619,941,168	0.4%
Charities	3	$242,532,211	0.2%
Other investment advisers	1	$222,223,367	0.1%

Filing source

Form ADV 1729252 · Apr 1, 2023 · Item 5.D

Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).

Annual Updating Amendment for Registered Adviser · fiscal year 2022.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Private funds & service providers

1 selected fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

View all funds in this filing

OAKTREE-TCDRS STRATEGIC CREDIT, LLCHedge Fund$352MGross asset value

Search Form D filings →

Auditor ERNST & YOUNG LLP LOS ANGELES, California, United States Other funds reporting this name →

Custodian BANK OF NEW YORK MELLON CORPORATION BROOKLYN, New York, United States Related to adviser: No Other funds reporting this name →

Custodian ING LUXEMBOURG SA LUXEMBOURG, Luxembourg Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

ERNST & YOUNG LLP
PCAOB 42

BANK OF NEW YORK MELLON CORPORATION
LEI WFLLPEPC7FZXENRZV188

ING LUXEMBOURG SA
LEI 549300BT51N3KAXDPP56

Fund details & source

Fund ID: 805-7114782653
Reported beneficial owners: 2
Minimum commitment: $0

Form ADV 1729252 · Apr 1, 2023 · Schedule D 7.B.(1)

Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).

Annual Updating Amendment for Registered Adviser · fiscal year 2022.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

View a filing

Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

Since Feb 28, 2023 · previous imported filing

Regulatory AUM$147,452,182,548 → $151,313,799,778
Client accounts455 → 586
Employees850 → 908

Filing source

Form ADV 1729252 · Apr 1, 2023 · Items 1 & 5

Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).

Annual Updating Amendment for Registered Adviser · fiscal year 2022.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary: $151B
Non-discretionary: $328M

Reported services

Individual portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

333 SOUTH GRAND AVE, 28TH FLOOR
LOS ANGELES, CA, 90071, United States

CRD 106793

Filing source

Form ADV 1729252 · Apr 1, 2023 · Items 1 & 5

Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).

Annual Updating Amendment for Registered Adviser · fiscal year 2022.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.