Investment adviser · CRD 106793

OAKTREE CAPITAL MANAGEMENT, L.P.

LOS ANGELES, CA, United States · Form ADV filed Apr 1, 2023

Regulatory AUM: $151B
Client accounts: 586
Employees: 908
Advisory professionals: 284

How this adviser has changed

Annual filings

Regulatory assets under management

Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.

Annual adviser history and sources
Fiscal year	Regulatory AUM	Employees	Filed
2021	$147,452,182,548	850	Mar 31, 2022
2022	$151,313,799,778	908	Apr 1, 2023

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	256	$129,280,363,845	85.4%
Insurance companies	14	$8,719,070,187	5.8%
Retirement plans	32	$7,787,600,936	5.1%
Government entities	11	$3,453,114,548	2.3%
Corporations & businesses	8	$988,953,516	0.7%
Other clients	4	$619,941,168	0.4%
Charities	3	$242,532,211	0.2%
Other investment advisers	1	$222,223,367	0.1%

Filing source

Form ADV 1729252 · Apr 1, 2023 · Item 5.D

Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).

Annual Updating Amendment for Registered Adviser · fiscal year 2022.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Private funds & service providers

254 detailed fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

ARBOUR CLO IV DESIGNATED ACTIVITY COMPANYSecuritized Asset Fund$408MGross asset value

Search Form D filings →

Custodian BANK OF NEW YORK MELLON, LONDON BRANCH LONDON, United Kingdom Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

Fund details & source

Fund ID: 805-2548387304
Reported beneficial owners: 5
Minimum commitment: $112K

Form ADV 1729252 · Apr 1, 2023 · Schedule D 7.B.(1)

Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).

Annual Updating Amendment for Registered Adviser · fiscal year 2022.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

ARBOUR CLO VII DESIGNATED ACTIVITY COMPANYSecuritized Asset Fund$407MGross asset value

Search Form D filings →

Custodian BANK OF NEW YORK MELLON, LONDON BRANCH LONDON, United Kingdom Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

Fund details & source

Fund ID: 805-4851536705
Reported beneficial owners: 2
Minimum commitment: $109K

Form ADV 1729252 · Apr 1, 2023 · Schedule D 7.B.(1)

Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).

Annual Updating Amendment for Registered Adviser · fiscal year 2022.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

ARBOUR CLO IX DESIGNATED ACTIVITY COMPANYSecuritized Asset Fund$406MGross asset value

Search Form D filings →

Custodian BANK OF NEW YORK MELLON, LONDON BRANCH LONDON, United Kingdom Related to adviser: No Other funds reporting this name →

Custodian ELAVON FINANCIAL SERVICES LIMITED, UK BRANCH LONDON, United Kingdom Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

ELAVON FINANCIAL SERVICES LIMITED, UK BRANCH
LEI 5493008GNQHVI377MY19

Fund details & source

Fund ID: 805-8859449902
Reported beneficial owners: 3
Minimum commitment: $100K

Form ADV 1729252 · Apr 1, 2023 · Schedule D 7.B.(1)

Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).

Annual Updating Amendment for Registered Adviser · fiscal year 2022.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

ARBOUR CLO VI DESIGNATED ACTIVITY COMPANYSecuritized Asset Fund$406MGross asset value

Search Form D filings →

Custodian BANK OF NEW YORK MELLON, LONDON BRANCH LONDON, United Kingdom Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

Fund details & source

Fund ID: 805-5210056482
Reported beneficial owners: 2
Minimum commitment: $112K

Form ADV 1729252 · Apr 1, 2023 · Schedule D 7.B.(1)

Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).

Annual Updating Amendment for Registered Adviser · fiscal year 2022.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

OAKTREE CLO 2021-1, LTD.Securitized Asset Fund$405MGross asset value

Search Form D filings →

Custodian U.S. BANK NATIONAL ASSOCIATION HOUSTON, Texas, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

U.S. BANK NATIONAL ASSOCIATION
LEI 6BYL5QZYBDK8S7L73M02

Fund details & source

Fund ID: 805-2726149316
Reported beneficial owners: 2
Minimum commitment: $250K

Form ADV 1729252 · Apr 1, 2023 · Schedule D 7.B.(1)

Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).

Annual Updating Amendment for Registered Adviser · fiscal year 2022.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

OAKTREE CLO 2020-1, LTD.Securitized Asset Fund$404MGross asset value

Search Form D filings →

Custodian U.S. BANK NATIONAL ASSOCIATION HOUSTON, Texas, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

U.S. BANK NATIONAL ASSOCIATION
LEI 6BYL5QZYBDK8S7L73M02

Fund details & source

Fund ID: 805-2703448590
Reported beneficial owners: 2
Minimum commitment: $250K

Form ADV 1729252 · Apr 1, 2023 · Schedule D 7.B.(1)

Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).

Annual Updating Amendment for Registered Adviser · fiscal year 2022.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

OAKTREE CLO 2021-2, LTD.Securitized Asset Fund$404MGross asset value

Search Form D filings →

Custodian U.S. BANK NATIONAL ASSOCIATION HOUSTON, Texas, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

U.S. BANK NATIONAL ASSOCIATION
LEI 6BYL5QZYBDK8S7L73M02

Fund details & source

Fund ID: 805-3400983760
Reported beneficial owners: 1
Minimum commitment: $250K

Form ADV 1729252 · Apr 1, 2023 · Schedule D 7.B.(1)

Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).

Annual Updating Amendment for Registered Adviser · fiscal year 2022.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

View a filing

Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

Since Feb 28, 2023 · previous imported filing

Regulatory AUM$147,452,182,548 → $151,313,799,778
Client accounts455 → 586
Employees850 → 908

Filing source

Form ADV 1729252 · Apr 1, 2023 · Items 1 & 5

Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).

Annual Updating Amendment for Registered Adviser · fiscal year 2022.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary: $151B
Non-discretionary: $328M

Reported services

Individual portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

333 SOUTH GRAND AVE, 28TH FLOOR
LOS ANGELES, CA, 90071, United States

CRD 106793

Filing source

Form ADV 1729252 · Apr 1, 2023 · Items 1 & 5

Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).

Annual Updating Amendment for Registered Adviser · fiscal year 2022.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.