Investment adviser · CRD 106793

OAKTREE CAPITAL MANAGEMENT, L.P.

LOS ANGELES, CA, United States · Form ADV filed Apr 1, 2023

Regulatory AUM: $151B
Client accounts: 586
Employees: 908
Advisory professionals: 284

How this adviser has changed

Annual filings

Regulatory assets under management

Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.

Annual adviser history and sources
Fiscal year	Regulatory AUM	Employees	Filed
2021	$147,452,182,548	850	Mar 31, 2022
2022	$151,313,799,778	908	Apr 1, 2023

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	256	$129,280,363,845	85.4%
Insurance companies	14	$8,719,070,187	5.8%
Retirement plans	32	$7,787,600,936	5.1%
Government entities	11	$3,453,114,548	2.3%
Corporations & businesses	8	$988,953,516	0.7%
Other clients	4	$619,941,168	0.4%
Charities	3	$242,532,211	0.2%
Other investment advisers	1	$222,223,367	0.1%

Filing source

Form ADV 1729252 · Apr 1, 2023 · Item 5.D

Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).

Annual Updating Amendment for Registered Adviser · fiscal year 2022.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Private funds & service providers

254 detailed fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

OAKTREE REAL ESTATE OPPORTUNITIES FUND IV, L.P.Hedge Fund$1.76MGross asset value

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Auditor ERNST & YOUNG LLP LOS ANGELES, California, United States Other funds reporting this name →

Custodian BANK OF NEW YORK MELLON CORPORATION BROOKLYN, New York, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

ERNST & YOUNG LLP
PCAOB 42

BANK OF NEW YORK MELLON CORPORATION
LEI WFLLPEPC7FZXENRZV188

Fund details & source

Fund ID: 805-3784222438
Reported beneficial owners: 48
Minimum commitment: $3M
Form D file number: 021-113102

Form ADV 1729252 · Apr 1, 2023 · Schedule D 7.B.(1)

Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).

Annual Updating Amendment for Registered Adviser · fiscal year 2022.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

OCM ASIA PRINCIPAL OPPORTUNITIES FUND, L.P.Hedge Fund$1.43MGross asset value

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Auditor ERNST & YOUNG LTD GRAND CAYMAN, Cayman Islands Other funds reporting this name →

Custodian BANK OF NEW YORK MELLON CORPORATION BROOKLYN, New York, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

ERNST & YOUNG LTD
PCAOB 1655

BANK OF NEW YORK MELLON CORPORATION
LEI WFLLPEPC7FZXENRZV188

Fund details & source

Fund ID: 805-5073500471
Reported beneficial owners: 121
Minimum commitment: $3M
Form D file number: 021-90854

Form ADV 1729252 · Apr 1, 2023 · Schedule D 7.B.(1)

Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).

Annual Updating Amendment for Registered Adviser · fiscal year 2022.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

OCM OPPORTUNITIES FUND VIIB (PARALLEL), L.P.Hedge Fund$1.38MGross asset value

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Auditor ERNST & YOUNG LTD GRAND CAYMAN, Cayman Islands Other funds reporting this name →

Custodian BANK OF NEW YORK MELLON CORPORATION BROOKLYN, New York, United States Related to adviser: No Other funds reporting this name →

Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

ERNST & YOUNG LTD
PCAOB 1655

BANK OF NEW YORK MELLON CORPORATION
LEI WFLLPEPC7FZXENRZV188

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Fund details & source

Fund ID: 805-9258766011
Reported beneficial owners: 5
Minimum commitment: $3M
Form D file number: 021-119733

Form ADV 1729252 · Apr 1, 2023 · Schedule D 7.B.(1)

Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).

Annual Updating Amendment for Registered Adviser · fiscal year 2022.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

OAKTREE CLO 2014-1 LTD.Securitized Asset Fund$1.18MGross asset value

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Custodian BANK OF NEW YORK MELLON TRUST COMPANY, NA HOUSTON, Texas, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

BANK OF NEW YORK MELLON TRUST COMPANY, NA
LEI HPFHU0OQ28E4N0NFVK49

Fund details & source

Fund ID: 805-8017835875
Reported beneficial owners: 2
Minimum commitment: $250K

Form ADV 1729252 · Apr 1, 2023 · Schedule D 7.B.(1)

Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).

Annual Updating Amendment for Registered Adviser · fiscal year 2022.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

OAKTREE ENHANCED INCOME FUND, L.P.Hedge Fund · Master$901KGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Oaktree Enhanced Income Fund, L.P.

Auditor ERNST & YOUNG LLP LOS ANGELES, California, United States Other funds reporting this name →

Custodian BANK OF NEW YORK MELLON CORPORATION NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

ERNST & YOUNG LLP
PCAOB 42

BANK OF NEW YORK MELLON CORPORATION
LEI HPFHU0OQ28E4N0NFVK49

Fund details & source

Fund ID: 805-6890852141
Reported beneficial owners: 42
Minimum commitment: $2M
Form D file number: 021-179369

Form ADV 1729252 · Apr 1, 2023 · Schedule D 7.B.(1)

Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).

Annual Updating Amendment for Registered Adviser · fiscal year 2022.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

OCM WLT CO-INVEST, L.P.Private Equity Fund$639KGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

OCM WLT Co-Invest, L.P.

Auditor ERNST & YOUNG LTD GRAND CAYMAN, Cayman Islands Other funds reporting this name →

Custodian BANK OF NEW YORK MELLON CORPORATION BROOKLYN, New York, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

ERNST & YOUNG LTD
PCAOB 1655

BANK OF NEW YORK MELLON CORPORATION
LEI WFLLPEPC7FZXENRZV188

Fund details & source

Fund ID: 805-6620285726
Reported beneficial owners: 6
Minimum commitment: $0
Form D file number: 021-386235

Form ADV 1729252 · Apr 1, 2023 · Schedule D 7.B.(1)

Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).

Annual Updating Amendment for Registered Adviser · fiscal year 2022.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

OAKTREE CLO 2014-2 LTD.Securitized Asset Fund$634KGross asset value

Search Form D filings →

Custodian BANK OF NEW YORK MELLON TRUST COMPANY, NA HOUSTON, Texas, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

BANK OF NEW YORK MELLON TRUST COMPANY, NA
LEI HPFHU0OQ28E4N0NFVK49

Fund details & source

Fund ID: 805-4733869775
Reported beneficial owners: 10
Minimum commitment: $250K

Form ADV 1729252 · Apr 1, 2023 · Schedule D 7.B.(1)

Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).

Annual Updating Amendment for Registered Adviser · fiscal year 2022.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

View a filing

Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

Since Feb 28, 2023 · previous imported filing

Regulatory AUM$147,452,182,548 → $151,313,799,778
Client accounts455 → 586
Employees850 → 908

Filing source

Form ADV 1729252 · Apr 1, 2023 · Items 1 & 5

Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).

Annual Updating Amendment for Registered Adviser · fiscal year 2022.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary: $151B
Non-discretionary: $328M

Reported services

Individual portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

333 SOUTH GRAND AVE, 28TH FLOOR
LOS ANGELES, CA, 90071, United States

CRD 106793

Filing source

Form ADV 1729252 · Apr 1, 2023 · Items 1 & 5

Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).

Annual Updating Amendment for Registered Adviser · fiscal year 2022.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.