Investment adviser · CRD 106793

OAKTREE CAPITAL MANAGEMENT, L.P.

LOS ANGELES, CA, United States · Form ADV filed May 23, 2023

Regulatory AUM: $151B
Client accounts: 586
Employees: 908
Advisory professionals: 284

How this adviser has changed

Annual filings

Regulatory assets under management

Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.

Annual adviser history and sources
Fiscal year	Regulatory AUM	Employees	Filed
2021	$147,452,182,548	850	Mar 31, 2022
2022	$151,313,799,778	908	Apr 1, 2023

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	256	$129,280,363,845	85.4%
Insurance companies	14	$8,719,070,187	5.8%
Retirement plans	32	$7,787,600,936	5.1%
Government entities	11	$3,453,114,548	2.3%
Corporations & businesses	8	$988,953,516	0.7%
Other clients	4	$619,941,168	0.4%
Charities	3	$242,532,211	0.2%
Other investment advisers	1	$222,223,367	0.1%

Filing source

Form ADV 1761789 · May 23, 2023 · Item 5.D

Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Private funds & service providers

248 detailed fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

OAKTREE HUNTINGTON INVESTMENT FUND II, L.P. - CLASS FHedge Fund$494MGross asset value

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Auditor ERNST & YOUNG LLP LOS ANGELES, California, United States Other funds reporting this name →

Custodian BANK OF NEW YORK MELLON CORPORATION BROOKLYN, New York, United States Related to adviser: No Other funds reporting this name →

Prime broker JP MORGAN SECURITIES LLC NEW YORK, New York, United States Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

ERNST & YOUNG LLP
PCAOB 42

BANK OF NEW YORK MELLON CORPORATION
LEI WFLLPEPC7FZXENRZV188

Fund details & source

Fund ID: 805-9884600855
Reported beneficial owners: 3
Minimum commitment: $0

Form ADV 1761789 · May 23, 2023 · Schedule D 7.B.(1)

Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

OAKTREE CLO 2018-1 LTD.Securitized Asset Fund$490MGross asset value

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Custodian U.S. BANK N.A. CHICAGO, Illinois, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

U.S. BANK N.A.
LEI 6BYL5QZYBDK8S7L73M02

Fund details & source

Fund ID: 805-5229070647
Reported beneficial owners: 2
Minimum commitment: $250K

Form ADV 1761789 · May 23, 2023 · Schedule D 7.B.(1)

Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

OAKTREE CLO 2019-2 LTD.Securitized Asset Fund$484MGross asset value

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Custodian BANK OF NEW YORK MELLON TRUST COMPANY, NA HOUSTON, Texas, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

BANK OF NEW YORK MELLON TRUST COMPANY, NA
LEI HPFHU0OQ28E4N0NFVK49

Fund details & source

Fund ID: 805-4913712540
Reported beneficial owners: 10
Minimum commitment: $250K

Form ADV 1761789 · May 23, 2023 · Schedule D 7.B.(1)

Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

OAKTREE BROADGATE MULTI-STRATEGY FUND, L.P.Hedge Fund$483MGross asset value

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Fund administrator BROWN BROTHERS HARRIMAN & CO. BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor ERNST & YOUNG LLP LOS ANGELES, California, United States Other funds reporting this name →

Custodian BROWN BROTHERS HARRIMAN & CO. BOSTON, Massachusetts, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LLP
PCAOB 42

BROWN BROTHERS HARRIMAN & CO.
LEI 5493006KMX1VFTPYPW14

Fund details & source

Fund ID: 805-7315855004
Reported beneficial owners: 1
Minimum commitment: $0

Form ADV 1761789 · May 23, 2023 · Schedule D 7.B.(1)

Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

OAKTREE GILEAD INVESTMENT FUND, L.P. - SERIES AOther Private Fund$483MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Oaktree Gilead Investment Fund, L.P.

Auditor ERNST & YOUNG LLP LOS ANGELES, California, United States Other funds reporting this name →

Custodian BANK OF NEW YORK MELLON CORPORATION BROOKLYN, New York, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

ERNST & YOUNG LLP
PCAOB 42

BANK OF NEW YORK MELLON CORPORATION
LEI WFLLPEPC7FZXENRZV188

Fund details & source

Fund ID: 805-6205924392
Reported beneficial owners: 2
Minimum commitment: $0
Form D file number: 021-369663

Form ADV 1761789 · May 23, 2023 · Schedule D 7.B.(1)

Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

OAKTREE CLO 2022-1, LTD.Securitized Asset Fund$450MGross asset value

Search Form D filings →

Custodian U.S. BANK NATIONAL ASSOCIATION HOUSTON, Texas, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

U.S. BANK NATIONAL ASSOCIATION
LEI 6BYL5QZYBDK8S7L73M02

Fund details & source

Fund ID: 805-3124658616
Reported beneficial owners: 3
Minimum commitment: $250K

Form ADV 1761789 · May 23, 2023 · Schedule D 7.B.(1)

Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

OAKTREE MIDDLE-MARKET DIRECT LENDING FUND (PARALLEL 2), L.P.Hedge Fund$446MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Oaktree Middle-Market Direct Lending Fund (Parallel 2), L.P.

Auditor ERNST & YOUNG LLP LOS ANGELES, California, United States Other funds reporting this name →

Custodian BANK OF NEW YORK MELLON CORPORATION BROOKLYN, New York, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

ERNST & YOUNG LLP
PCAOB 42

BANK OF NEW YORK MELLON CORPORATION
LEI WFLLPEPC7FZXENRZV188

Fund details & source

Fund ID: 805-3917222862
Reported beneficial owners: 8
Minimum commitment: $10M
Form D file number: 021-324192

Form ADV 1761789 · May 23, 2023 · Schedule D 7.B.(1)

Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

View a filing

Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

Since Apr 1, 2023 · previous imported filing

No comparable changes in the displayed metrics.

Filing source

Form ADV 1761789 · May 23, 2023 · Items 1 & 5

Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary: $151B
Non-discretionary: $328M

Reported services

Individual portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

333 SOUTH GRAND AVE, 28TH FLOOR
LOS ANGELES, CA, 90071, United States

CRD 106793

Filing source

Form ADV 1761789 · May 23, 2023 · Items 1 & 5

Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.