Investment adviser · CRD 106793
OAKTREE CAPITAL MANAGEMENT, L.P.
LOS ANGELES, CA, United States · Form ADV filed Mar 28, 2024
- Regulatory AUM
- $161B Form ADV · Item 5.F
- Client accounts
- 637 Accounts, not individual clients
- Employees
- 853 Reported in this filing
- Advisory professionals
- 277 Investment advisory functions
How this adviser has changed
Annual filingsRegulatory assets under management
Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.
| Fiscal year | Regulatory AUM | Employees | Filed |
|---|---|---|---|
| 2021 | $147,452,182,548 | 850 | Mar 31, 2022 |
| 2022 | $151,313,799,778 | 908 | Apr 1, 2023 |
| 2023 | $161,477,442,132 | 853 | Mar 28, 2024 |
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 270 | $136,248,547,297 | 84.4% |
| Insurance companies | 24 | $12,229,189,395 | 7.6% |
| Retirement plans | 32 | $6,780,740,159 | 4.2% |
| Government entities | 11 | $3,979,151,633 | 2.5% |
| Corporations & businesses | 13 | $1,162,500,323 | 0.7% |
| Other clients | 4 | $647,892,114 | 0.4% |
| Charities | 3 | $225,324,570 | 0.1% |
| Other investment advisers | 1 | $204,096,641 | 0.1% |
Filing source
Form ADV 1833384 · Mar 28, 2024 · Item 5.D
Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Private funds & service providers
268 detailed fund recordsLargest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.
ARBOUR CLO X DESIGNATED ACTIVITY COMPANYSecuritized Asset Fund$451MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
BANK OF NEW YORK MELLON, LONDON BRANCH
LEI 5493008GNQHVI377MY19
Fund details & source
- Fund ID
- 805-8886371966
- Reported beneficial owners
- 2
- Minimum commitment
- $107K
Form ADV 1833384 · Mar 28, 2024 · Schedule D 7.B.(1)
Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
ARBOUR CLO VIII DESIGNATED ACTIVITY COMPANYSecuritized Asset Fund$448MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
BANK OF NEW YORK MELLON, LONDON BRANCH
LEI 549300KP56LL8NKKFL47
Fund details & source
- Fund ID
- 805-9416184298
- Reported beneficial owners
- 1
- Minimum commitment
- $112K
Form ADV 1833384 · Mar 28, 2024 · Schedule D 7.B.(1)
Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
ARBOUR CLO V DESIGNATED ACTIVITY COMPANYSecuritized Asset Fund$446MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
BANK OF NEW YORK MELLON, LONDON BRANCH
LEI 549300KP56LL8NKKFL47
Fund details & source
- Fund ID
- 805-4481973758
- Reported beneficial owners
- 5
- Minimum commitment
- $112K
Form ADV 1833384 · Mar 28, 2024 · Schedule D 7.B.(1)
Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
OAKTREE TRANSPORTATION INFRASTRUCTURE FUND (PARALLEL), L.P.Hedge Fund · Master$445MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
ERNST & YOUNG LTD
PCAOB 1655
CITIBANK N.A.
LEI E57ODZWZ7FF32TWEFA76
Fund details & source
- Fund ID
- 805-6128757335
- Reported beneficial owners
- 3
- Minimum commitment
- $10M
- Form D file number
- 021-285245
Form ADV 1833384 · Mar 28, 2024 · Schedule D 7.B.(1)
Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
OAKTREE CLO 2023-2, LTD.Securitized Asset Fund$442MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- Yes
THE BANK OF NEW YORK MELLON TRUST COMPANY, NATIONAL ASSOCIATION
LEI HPFHU0OQ28E4N0NFVK49
MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869
Fund details & source
- Fund ID
- 805-9716549213
- Reported beneficial owners
- 1
- Minimum commitment
- $250K
Form ADV 1833384 · Mar 28, 2024 · Schedule D 7.B.(1)
Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
OAKTREE PORTS AMERICA CAPITAL PARTNERS, L.P.Hedge Fund · Master$436MGross asset value
Form D fundraising filings
View filings for the issuers linked by this fund’s reported Form D file numbers.
See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
ERNST & YOUNG LLP
PCAOB 42
CITIBANK N.A.
LEI E57ODZWZ7FF32TWEFA76
Fund details & source
- Fund ID
- 805-6755891422
- Reported beneficial owners
- 4
- Minimum commitment
- $10M
- Form D file number
- 021-448914
- Form D file number
- 021-448911
Form ADV 1833384 · Mar 28, 2024 · Schedule D 7.B.(1)
Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
OAKTREE CLO 2021-1, LTD.Securitized Asset Fund$426MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
U.S. BANK NATIONAL ASSOCIATION
LEI 6BYL5QZYBDK8S7L73M02
Fund details & source
- Fund ID
- 805-2726149316
- Reported beneficial owners
- 2
- Minimum commitment
- $250K
Form ADV 1833384 · Mar 28, 2024 · Schedule D 7.B.(1)
Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Services & filing details
Showing values from the selected filing. Latest observed filing does not establish current registration status.
What changed?
Since Feb 14, 2024 · previous imported filing
- Regulatory AUM$151,313,799,778 → $161,477,442,132
- Client accounts586 → 637
- Employees908 → 853
Filing source
Form ADV 1833384 · Mar 28, 2024 · Items 1 & 5
Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Management of assets
- Discretionary
- $160B
- Non-discretionary
- $1.78B
Reported services
Individual portfolio management · Pooled investment vehicle management · Business portfolio management
Compensation
Percentage of assets · Performance-based
Principal office
333 SOUTH GRAND AVE, 28TH FLOORLOS ANGELES, CA, 90071, United States
CRD 106793
Filing source
Form ADV 1833384 · Mar 28, 2024 · Items 1 & 5
Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.