OAKTREE CAPITAL MANAGEMENT, L.P.: Investment Adviser Form ADV Filing

How this adviser has changed

Annual filings

Regulatory assets under management

Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.

Annual adviser history and sources
Fiscal year	Regulatory AUM	Employees	Filed
2021	$147,452,182,548	850	Mar 31, 2022
2022	$151,313,799,778	908	Apr 1, 2023
2023	$161,477,442,132	853	Mar 28, 2024

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	270	$136,248,547,297	84.4%
Insurance companies	24	$12,229,189,395	7.6%
Retirement plans	32	$6,780,740,159	4.2%
Government entities	11	$3,979,151,633	2.5%
Corporations & businesses	13	$1,162,500,323	0.7%
Other clients	4	$647,892,114	0.4%
Charities	3	$225,324,570	0.1%
Other investment advisers	1	$204,096,641	0.1%

Filing source

Form ADV 1897628 · Aug 30, 2024 · Item 5.D

Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Private funds & service providers

1 selected fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

View all funds in this filing

OAKTREE LENDING PARTNERS (UNLEVERED), L.P.Hedge Fund · Master$101MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Oaktree Lending Partners (Unlevered), L.P.

Auditor ERNST & YOUNG LTD GRAND CAYMAN, Cayman Islands Other funds reporting this name →

Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Marketer OAKTREE CAPITAL (HONG KONG) LIMITED HONG KONG, China Related to adviser: Yes Other funds reporting this name →

Marketer OAKTREE CAPITAL MANAGEMENT (DUBAI) LIMITED DUBAI, United Arab Emirates Related to adviser: Yes Other funds reporting this name →

Marketer OAKTREE CAPITAL MANAGEMENT (UK) LLP LONDON, United Kingdom Related to adviser: Yes Other funds reporting this name →

Marketer OAKTREE JAPAN, INC. TOKYO, Japan Related to adviser: Yes Other funds reporting this name →

See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: Yes

ERNST & YOUNG LTD
PCAOB 1655

THE BANK OF NEW YORK MELLON
LEI WFLLPEPC7FZXENRZV188

Fund details & source

Fund ID: 805-5780271658
Reported beneficial owners: 10
Minimum commitment: $10M
Form D file number: 021-501874

Form ADV 1897628 · Aug 30, 2024 · Schedule D 7.B.(1)

Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

View a filing

Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

Since Aug 19, 2024 · previous imported filing

No comparable changes in the displayed metrics.

Filing source

Form ADV 1897628 · Aug 30, 2024 · Items 1 & 5

Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary: $160B
Non-discretionary: $1.78B

Reported services

Individual portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

333 SOUTH GRAND AVE, 28TH FLOOR
LOS ANGELES, CA, 90071, United States

CRD 106793

Filing source

Form ADV 1897628 · Aug 30, 2024 · Items 1 & 5

Reported by OAKTREE CAPITAL MANAGEMENT, L.P. (CRD 106793).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.