Investment adviser · CRD 151736

PATHSTONE

Investment adviser filing (IA)

PATHSTONE FAMILY OFFICE, LLC

ENGLEWOOD, NJ, United States · Form ADV filed Mar 31, 2026

Regulatory AUM: $110B
Client accounts: 27,165
Employees: 704
Advisory professionals: 365

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
High-net-worth individuals	1,834	$91,001,328,224	82.5%
Pooled investment vehicles	165	$10,664,570,838	9.7%
Charities	72	$6,340,998,378	5.7%
Corporations & businesses	23	$1,907,984,517	1.7%
Retirement plans	5	$306,567,608	0.3%
Individuals	145	$74,424,173	0.1%

Filing source

Form ADV 2081708 · Mar 31, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

50+ Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

Browse the first 49 funds across 7 pages.

HCP EARLY STAGE VENTURE FUND, L.P. - SERIES 1Private Equity Fund · Last reported Mar 31, 2026$80.6MGross asset value

Form D fundraising filings

HCP EARLY STAGE VENTURE FUND, L.P. - SERIES 1

Fund administrator SS&C TECHNOLOGIES INC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PWC LLP SAN FRANCISCO, California, United States

Custodian CHARLES SCHWAB & CO., INC. PHOENIX, Arizona, United States Related to adviser: No

Custodian CITY NATIONAL BANK LOS ANGELES, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PWC LLP
PCAOB 238

CHARLES SCHWAB & CO., INC.
SEC 8-16514

Fund details & source

Fund ID: 805-8826087827
Reported beneficial owners: 32
Minimum commitment: $250K
Form D file number: 021-316755

Form ADV 2081708 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MAROON PEAKS PRIVATE EQUITY FUND VIII LPPrivate Equity Fund · Last reported Mar 31, 2026$77.1MGross asset value

Form D fundraising filings

Maroon Peaks Private Equity Fund VIII LP

Fund administrator UMB FINANCIAL SERVICES INC KANSAS CITY, Missouri, United States Investor statements: Some (provided to some but not all investors) Related to adviser: No

Auditor PLANTE & MORAN, PLLC DENVER, Colorado, United States

Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No

Custodian UMB FINANCIAL SERVICES, INC. KANSAS CITY, Missouri, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PLANTE & MORAN, PLLC
PCAOB 166

UMB FINANCIAL SERVICES, INC.
SEC 8-34999

Fund details & source

Fund ID: 805-6198257821
Reported beneficial owners: 119
Minimum commitment: $100K
Form D file number: 021-275795

Form ADV 2081708 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MAROON PEAKS PRIVATE EQUITY FUND IX LPPrivate Equity Fund · Last reported Mar 31, 2026$76MGross asset value

Form D fundraising filings

MAROON PEAKS PRIVATE EQUITY FUND IX LP

Fund administrator UMB FINANCIAL SERVICES INC KANSAS CITY, Missouri, United States Investor statements: Some (provided to some but not all investors) Related to adviser: No

Auditor PLANTE & MORAN, PLLC DENVER, Colorado, United States

Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No

Custodian UMB FINANCIAL SERVICES, INC. KANSAS CITY, Missouri, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PLANTE & MORAN, PLLC
PCAOB 166

UMB FINANCIAL SERVICES, INC.
SEC 8-34999

Fund details & source

Fund ID: 805-2607144184
Reported beneficial owners: 131
Minimum commitment: $100K
Form D file number: 021-316573

Form ADV 2081708 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HCP AH 2022 INVESTORS, L.P.Private Equity Fund · Last reported Mar 31, 2026$75.6MGross asset value

Form D fundraising filings

HCP AH 2022 INVESTORS, L.P.

Fund administrator SS&C TECHNOLOGIES INC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PWC LLP SAN FRANCISCO, California, United States

Custodian CHARLES SCHWAB & CO., INC. PHOENIX, Arizona, United States Related to adviser: No

Custodian CITY NATIONAL BANK LOS ANGELES, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PWC LLP
PCAOB 238

CHARLES SCHWAB & CO., INC.
SEC 8-16514

Fund details & source

Fund ID: 805-5244275638
Reported beneficial owners: 14
Minimum commitment: $250K
Form D file number: 021-423769

Form ADV 2081708 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MAROON PEAKS PRIVATE EQUITY FUND VII LPPrivate Equity Fund · Last reported Mar 31, 2026$74.6MGross asset value

Form D fundraising filings

Maroon Peaks Private Equity Fund VII LP

Fund administrator UMB FINANCIAL SERVICES INC KANSAS CITY, Missouri, United States Investor statements: Some (provided to some but not all investors) Related to adviser: No

Auditor PLANTE & MORAN, PLLC DENVER, Colorado, United States

Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No

Custodian UMB FINANCIAL SERVICES, INC. KANSAS CITY, Missouri, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PLANTE & MORAN, PLLC
PCAOB 166

UMB FINANCIAL SERVICES, INC.
SEC 8-34999

Fund details & source

Fund ID: 805-1652900933
Reported beneficial owners: 116
Minimum commitment: $100K
Form D file number: 021-249260

Form ADV 2081708 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HCP PRIVATE EQUITY FUND VI, L.P.Private Equity Fund · Last reported Mar 31, 2026$71.9MGross asset value

Form D fundraising filings

HCP Private Equity Fund VI, L.P.

Feeder funds

HCP PRIVATE EQUITY FUND VI (CAYMAN), L.P.

Fund administrator SS&C TECHNOLOGIES INC NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PWC LLP SAN FRANCISCO, California, United States

Custodian CHARLES SCHWAB & CO., INC. PHOENIX, Arizona, United States Related to adviser: No

Custodian CITY NATIONAL BANK LOS ANGELES, California, United States Related to adviser: No

Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED SAN FRANCISCO, California, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PWC LLP
PCAOB 238

CHARLES SCHWAB & CO., INC.
SEC 8-16514

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

Fund details & source

Fund ID: 805-8717952985
Reported beneficial owners: 61
Minimum commitment: $1M
Form D file number: 021-190791
Form D file number: 021-190795

Form ADV 2081708 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MONTEZUMA FUND IV LPVenture Capital Fund · Last reported Mar 31, 2026$70.9MGross asset value

Form D fundraising filings

MONTEZUMA FUND IV LP

Fund administrator UMB FINANCIAL SERVICES, INC. KANSAS CITY, Missouri, United States Investor statements: Some (provided to some but not all investors) Related to adviser: No

Auditor PLANTE & MORAN, PLLC DENVER, Colorado, United States

Custodian PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No

Custodian UMB FINANCIAL SERVICES, INC. KANSAS CITY, Missouri, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PLANTE & MORAN, PLLC
PCAOB 166

UMB FINANCIAL SERVICES, INC.
SEC 8-34999

Fund details & source

Fund ID: 805-6986584557
Reported beneficial owners: 127
Minimum commitment: $100K
Form D file number: 021-311896

Form ADV 2081708 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 31, 2026. View historical filings

Reported services

Financial planning · Individual portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers · Educational seminars

Compensation

Percentage of assets · Hourly · Fixed · Performance-based

Principal office

10 STERLING BLVD, SUITE 402
ENGLEWOOD, NJ, 07631, United States

CRD 151736

Filing source

Form ADV 2081708 · Mar 31, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.