Investment adviser · CRD 133720

PINE RIVER CAPITAL MANAGEMENT L.P.

Investment adviser filing (IA)

MINNETONKA, MN, United States · Form ADV filed Jun 16, 2026

Regulatory AUM
$46.9B
Form ADV · Item 5.F
Client accounts
7
Accounts, not individual clients
Employees
31
Reported in this filing
Advisory professionals
14
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles7$46,868,139,376100.0%
Filing source

Form ADV 2113769 · Jun 16, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

45 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

PINE RIVER CROSBY FUND LTD.Hedge Fund · Last reported Aug 12, 2013$421MGross asset value
Fund administrator SS&C GLOBEOP GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Fund administrator SS&C GLOBEOP HARRISON, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP MINNEAPOLIS, Minnesota, United States
Custodian BARCLAYS CAPITAL SECURITIES LIMITED LONDON, United Kingdom Related to adviser: No
Custodian DEUTSCHE BANK AG, ACTING THROUGH ITS LONDON BRANCH LONDON, United Kingdom Related to adviser: No
Custodian DEUTSCHE BANK AG, NEW YORK BRANCH NEW YORK, New York, United States Related to adviser: No
Custodian DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: No
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Custodian GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom Related to adviser: No
Custodian JP MORGAN CHASE BANK BROOKLYN, New York, United States Related to adviser: No
Prime broker BARCLAYS CAPITAL SECURITIES LIMITED LONDON, United Kingdom
Prime broker DEUTSCHE BANK AG, ACTING THROUGH ITS LONDON BRANCH LONDON, United Kingdom
Prime broker DEUTSCHE BANK AG, NEW YORK BRANCH NEW YORK, New York, United States
Prime broker DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Prime broker GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

DEUTSCHE BANK SECURITIES INC.
SEC 8-17822

GOLDMAN, SACHS & CO.
SEC 8-129

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 8-17822

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

Fund details & source
Fund ID
805-9466289945
Reported beneficial owners
8
Minimum commitment
$1M

Form ADV 742111 · Aug 12, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PINE RIVER BAXTER FUND LTD.Hedge Fund · Last reported Jan 5, 2018$321MGross asset value

Form D fundraising filings

Pine River Baxter Fund Ltd.

Fund administrator SS&C FINANCIAL SERVICES LLC WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Fund administrator SS&C FUND SERVICES (CAYMAN) LTD. GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP MINNEAPOLIS, Minnesota, United States
Custodian CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No
Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom Related to adviser: No
Custodian JP MORGAN CHASE BANK, N.A. BROOKLYN, New York, United States Related to adviser: No
Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Prime broker CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States
Prime broker GOLDMAN SACHS & CO. LLC NEW TORK, New York, United States
Prime broker GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom
Prime broker JPMORGAN CHASE BANK, N.A. BROOKLYN, New York, United States
Prime broker J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG LLP
PCAOB 42

GOLDMAN SACHS & CO. LLC
SEC 8-129

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

Fund details & source
Fund ID
805-9325346752
Reported beneficial owners
2
Minimum commitment
$1M
Form D file number
021-159411

Form ADV 1161506 · Jan 5, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PINE RIVER CREDIT RELATIVE VALUE MASTER FUND LTD.Hedge Fund · Last reported Feb 22, 2016$308MGross asset value

Feeder funds

Fund administrator MUFG FUND SERVICES (CAYMAN) LIMITED C/O MUFG FUND SERVICES (CANADA) LIMITED WATERLOO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP MINNEAPOLIS, Minnesota, United States
Custodian BARCLAYS BANK PLC LONDON, United Kingdom Related to adviser: No
Custodian BARCLAYS CAPITAL INC. NEW YORK, New York, United States Related to adviser: No
Custodian BNP PARIBAS PRIME BROKERAGE, INC. NEW YORK, New York, United States Related to adviser: No
Custodian GOLDMAN, SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Custodian GOLDMAN SACHS INTERNATIONAL NEW YORK, New York, United States Related to adviser: No
Custodian JP MORGAN CHASE BANK BROOKLYN, New York, United States Related to adviser: No
Custodian J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States Related to adviser: No
Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Prime broker BARCLAYS BANK PLC LONDON, United Kingdom
Prime broker BARCLAYS CAPITAL INC. NEW YORK, New York, United States
Prime broker BNP PARIBAS PRIME BROKERAGE, INC. NEW YORK, New York, United States
Prime broker GOLDMAN, SACHS & CO. NEW YORK, New York, United States
Prime broker GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom
Prime broker J.P. MORGAN CLEARING CORP. NEW YORK, New York, United States
Prime broker J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

BNP PARIBAS PRIME BROKERAGE, INC.
SEC 8-40490

GOLDMAN, SACHS & CO.
SEC 8-129

J.P. MORGAN CLEARING CORP.
SEC 8-43724

BNP PARIBAS PRIME BROKERAGE, INC.
CRD 24962 · SEC 8-40490

GOLDMAN, SACHS & CO.
CRD 361 · SEC 8-129

J.P. MORGAN CLEARING CORP.
CRD 28432 · SEC 8-43724

Fund details & source
Fund ID
805-9506885296
Reported beneficial owners
16
Minimum commitment
$1M
Form D file number
021-124690
Form D file number
021-124692

Form ADV 981435 · Feb 22, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PINE RIVER GARRISON FUND LLCHedge Fund · Last reported Jan 5, 2018$250MGross asset value

Form D fundraising filings

Pine River Garrison Fund LLC

Fund administrator SS&C FINANCIAL SERVICES LLC WINDSOR, Connecticut, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP MINNEAPOLIS, Minnesota, United States
Custodian BARCLAYS BANK PLC LONDON, United Kingdom Related to adviser: No
Custodian BARCLAYS CAPITAL INC. NEW YORK, New York, United States Related to adviser: No
Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No
Custodian GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom Related to adviser: No
Prime broker BARCLAYS BANK PLC LONDON, United Kingdom
Prime broker BARCLAYS CAPITAL INC. NEW YORK, New York, United States
Prime broker GOLDMAN SACHS & CO. LLC NEW TORK, New York, United States
Prime broker GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

ERNST & YOUNG LLP
PCAOB 42

BARCLAYS CAPITAL INC.
SEC 8-41342

GOLDMAN SACHS & CO. LLC
SEC 8-129

BARCLAYS CAPITAL INC.
CRD 19714 · SEC 8-41342

GOLDMAN SACHS & CO. LLC
CRD 361 · SEC 8-129

Fund details & source
Fund ID
805-8117113213
Reported beneficial owners
1
Minimum commitment
$1M
Form D file number
021-290273

Form ADV 1161506 · Jan 5, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ISHIN MAC 90 LTD.Hedge Fund · Last reported Aug 17, 2015$224MGross asset value
Fund administrator BNY MELLON FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG GRAND CAYMAN, Cayman Islands
Custodian BARCLAYS CAPITAL SECURITIES LIMITED LONDON, United Kingdom Related to adviser: No
Custodian CITCO BANK NEDERLAND N.V., DUBLIN BRANCH DUBLIN, Ireland Related to adviser: No
Custodian DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: No
Custodian GOLDMAN SACHS & CO. NEW YORK, New York, United States Related to adviser: No
Custodian GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom Related to adviser: No
Custodian UBS SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Marketer MAN INVESTMENTS (CH) AG PFAFFIKON, Switzerland Related to adviser: No
Marketer MAN INVESTMENTS INC. NEW YORK, New York, United States Related to adviser: No
Marketer MAN INVESTMENTS (UK) LIMITED LONDON, United Kingdom Related to adviser: No
Prime broker BARCLAYS CAPITAL SECURITIES LIMITED LONDON, United Kingdom
Prime broker DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States
Prime broker GOLDMAN SACHS & CO. NEW YORK, New York, United States
Prime broker GOLDMAN SACHS INTERNATIONAL LONDON, United Kingdom
Prime broker UBS SECURITIES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

DEUTSCHE BANK SECURITIES INC.
SEC 8-17822

UBS SECURITIES LLC
SEC 8-22651

MAN INVESTMENTS INC.
CRD 15770 · SEC 8-32575

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 8-17822

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Fund details & source
Fund ID
805-6177055805
Reported beneficial owners
1
Minimum commitment
$100K

Form ADV 940623 · Aug 17, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MARKETPLACE INVESTING II SF 2016, LLCHedge Fund · Last reported Mar 9, 2017$205MGross asset value
Fund administrator SS&C TECHNOLOGIES, INC. HARRISON, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP MINNEAPOLIS, Minnesota, United States
Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No
Custodian WILMINGTON TRUST, NATIONAL ASSOCIATION WILMINGTON, Delaware, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-9680394059
Reported beneficial owners
2
Minimum commitment
$0

Form ADV 1084531 · Mar 9, 2017 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PINE RIVER FINANCIAL SERVICES MASTER FUND LTD.Hedge Fund · Last reported May 12, 2014$181MGross asset value

Feeder funds

Fund administrator MUFG FUND SERVICES (CAYMAN) LIMITED C/O MUFG FUND SERVICES (CANADA) LIMITED WATERLOO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG LLP MINNEAPOLIS, Minnesota, United States
Custodian CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No
Custodian DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States Related to adviser: No
Custodian JP MORGAN CHASE BANK BROOKLYN, New York, United States Related to adviser: No
Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No
Prime broker CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States
Prime broker DEUTSCHE BANK SECURITIES INC. NEW YORK, New York, United States
Prime broker MORGAN STANLEY & CO. LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

DEUTSCHE BANK SECURITIES INC.
SEC 8-17822

DEUTSCHE BANK SECURITIES INC.
CRD 2525 · SEC 8-17822

Fund details & source
Fund ID
805-4180012917
Reported beneficial owners
15
Minimum commitment
$1M
Form D file number
021-171986

Form ADV 823923 · May 12, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jun 16, 2026. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

601 CARLSON PARKWAY, SUITE 700
MINNETONKA, MN, 55305, United States

CRD 133720

Filing source

Form ADV 2113769 · Jun 16, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.