Investment adviser · CRD 136133
POLAR CAPITAL
POLAR CAPITAL LLP
LONDON, United Kingdom · Form ADV filed Jun 21, 2022
- Regulatory AUM
- $30.3B Form ADV · Item 5.F
- Client accounts
- 40 Accounts, not individual clients
- Employees
- 194 Reported in this filing
- Advisory professionals
- 64 Investment advisory functions
How this adviser has changed
Annual filingsRegulatory assets under management
Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.
| Fiscal year | Regulatory AUM | Employees | Filed |
|---|---|---|---|
| 2022 | $30,348,286,115 | 194 | Jun 15, 2022 |
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 29 | $28,871,663,792 | 95.1% |
| Other clients | 10 | $1,467,901,562 | 4.8% |
| Investment companies | 1 | $8,720,761 | 0.0% |
| Individuals | Fewer than 5 | Not reported | Not reported |
| High-net-worth individuals | Fewer than 5 | Not reported | Not reported |
| Banks & thrifts | Fewer than 5 | Not reported | Not reported |
| Retirement plans | Fewer than 5 | Not reported | Not reported |
| Charities | Fewer than 5 | Not reported | Not reported |
| Government entities | Fewer than 5 | Not reported | Not reported |
| Other investment advisers | Fewer than 5 | Not reported | Not reported |
| Insurance companies | Fewer than 5 | Not reported | Not reported |
| Sovereign wealth & foreign institutions | Fewer than 5 | Not reported | Not reported |
| Corporations & businesses | Fewer than 5 | Not reported | Not reported |
Filing source
Form ADV 1659294 · Jun 21, 2022 · Item 5.D
Reported by POLAR CAPITAL LLP (CRD 136133).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Private funds & service providers
23 detailed fund recordsLargest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.
POLAR CAPITAL FUNDS PLC -- HEALTHCARE BLUE CHIP FUNDHedge Fund$116MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
DELOITTE
PCAOB 1193
Fund details & source
- Fund ID
- 805-5666514529
- Reported beneficial owners
- 44
- Minimum commitment
- $1
- Form D file number
- 021-42030
Form ADV 1659294 · Jun 21, 2022 · Schedule D 7.B.(1)
Reported by POLAR CAPITAL LLP (CRD 136133).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
POLAR CAPITAL FUNDS PLC -- INCOME OPPORTUNITIES FUNDHedge Fund$96.9MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
DELOITTE
PCAOB 1193
Fund details & source
- Fund ID
- 805-7394247025
- Reported beneficial owners
- 46
- Minimum commitment
- $1
- Form D file number
- 021-42030
Form ADV 1659294 · Jun 21, 2022 · Schedule D 7.B.(1)
Reported by POLAR CAPITAL LLP (CRD 136133).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
POLAR CAPITAL FUNDS PLC -- SMART ENERGY FUNDHedge Fund$52.6MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
DELOITTE
PCAOB 1193
Fund details & source
- Fund ID
- 805-6755404819
- Reported beneficial owners
- 23
- Minimum commitment
- $1
- Form D file number
- 021-42030
Form ADV 1659294 · Jun 21, 2022 · Schedule D 7.B.(1)
Reported by POLAR CAPITAL LLP (CRD 136133).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
POLAR CAPITAL FUNDS PLC -- HEALTHCARE DISCOVERY FUNDHedge Fund$50.9MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
DELOITTE
PCAOB 1193
Fund details & source
- Fund ID
- 805-1947403296
- Reported beneficial owners
- 22
- Minimum commitment
- $1
- Form D file number
- 021-42030
Form ADV 1659294 · Jun 21, 2022 · Schedule D 7.B.(1)
Reported by POLAR CAPITAL LLP (CRD 136133).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
POLAR CAPITAL FUNDS PLC -- FINANCIAL OPPORTUNITIES FUNDHedge Fund$27.1MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
DELOITTE
PCAOB 1193
Fund details & source
- Fund ID
- 805-1955118940
- Reported beneficial owners
- 34
- Minimum commitment
- $1
- Form D file number
- 021-42030
Form ADV 1659294 · Jun 21, 2022 · Schedule D 7.B.(1)
Reported by POLAR CAPITAL LLP (CRD 136133).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
POLAR CAPITAL FUNDS PLC -- CHINA STARS FUNDHedge Fund$15.2MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
DELOITTE
PCAOB 1193
Fund details & source
- Fund ID
- 805-1319573885
- Reported beneficial owners
- 18
- Minimum commitment
- $1
- Form D file number
- 021-42030
Form ADV 1659294 · Jun 21, 2022 · Schedule D 7.B.(1)
Reported by POLAR CAPITAL LLP (CRD 136133).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
POLAR CAPITAL FUNDS PLC -- SMART MOBILITY FUNDHedge Fund$9.5MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
DELOITTE
PCAOB 1193
Fund details & source
- Fund ID
- 805-9761191921
- Reported beneficial owners
- 10
- Minimum commitment
- $1
- Form D file number
- 021-42030
Form ADV 1659294 · Jun 21, 2022 · Schedule D 7.B.(1)
Reported by POLAR CAPITAL LLP (CRD 136133).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Services & filing details
Showing values from the selected filing. Latest observed filing does not establish current registration status.
What changed?
Since Jun 15, 2022 · previous imported filing
No comparable changes in the displayed metrics.
Filing source
Form ADV 1659294 · Jun 21, 2022 · Items 1 & 5
Reported by POLAR CAPITAL LLP (CRD 136133).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Management of assets
- Discretionary
- $30.3B
- Non-discretionary
- $0
Reported services
Investment company portfolio management · Pooled investment vehicle management · Business portfolio management
Compensation
Percentage of assets · Performance-based
Principal office
16 PALACE STREETLONDON, SW1E 5JD, United Kingdom
CRD 136133
Filing source
Form ADV 1659294 · Jun 21, 2022 · Items 1 & 5
Reported by POLAR CAPITAL LLP (CRD 136133).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.