Investment adviser · CRD 284290
SEPULVEDA MANAGEMENT LLC
LOS ANGELES, CA, United States · Form ADV filed Mar 28, 2024
- Regulatory AUM
- $327M Form ADV · Item 5.F
- Client accounts
- 3 Accounts, not individual clients
- Employees
- 8 Reported in this filing
- Advisory professionals
- 5 Investment advisory functions
How this adviser has changed
Annual filingsRegulatory assets under management
Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.
| Fiscal year | Regulatory AUM | Employees | Filed |
|---|---|---|---|
| 2021 | $305,739,697 | 9 | Mar 29, 2022 |
| 2022 | $351,686,356 | 8 | Mar 29, 2023 |
| 2023 | $327,235,309 | 8 | Mar 28, 2024 |
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 3 | $327,235,309 | 100.0% |
Filing source
Form ADV 1838580 · Mar 28, 2024 · Item 5.D
Reported by SEPULVEDA MANAGEMENT LLC (CRD 284290).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
U.S. BANK GLOBAL FUND SERVICES
Custodian · funds reporting this exact name in the selected filing
These are reported-name connections within this adviser's filing, not a verified global provider identity or market-wide client count.
Private funds & service providers
3 detailed fund recordsLargest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.
TCW SEPULVEDA LONG/SHORT EQUITY MASTER FUND, LTD.Hedge Fund · Master$188MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
DELOITTE & TOUCHE LLP
PCAOB 34
J.P. MORGAN SECURITIES LLC
SEC 8-35008
TCW FUNDS DISTRIBUTORS LLC
CRD 16670 · SEC 8-31114
J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008
Fund details & source
- Fund ID
- 805-8410862068
- Reported beneficial owners
- 31
- Minimum commitment
- $500K
Form ADV 1838580 · Mar 28, 2024 · Schedule D 7.B.(1)
Reported by SEPULVEDA MANAGEMENT LLC (CRD 284290).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
TCW SEPULVEDA LONG/SHORT EQUITY FUND I LPHedge Fund$110MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
DELOITTE & TOUCHE LLP
PCAOB 34
J.P. MORGAN SECURITIES LLC
SEC 8-35008
TCW FUNDS DISTRIBUTORS LLC
CRD 16670 · SEC 8-31114
J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008
Fund details & source
- Fund ID
- 805-8102848917
- Reported beneficial owners
- 80
- Minimum commitment
- $500K
- Form D file number
- 021-105639
Form ADV 1838580 · Mar 28, 2024 · Schedule D 7.B.(1)
Reported by SEPULVEDA MANAGEMENT LLC (CRD 284290).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
TCW SEPULVEDA FOCUSED VALUE FUND, LPHedge Fund$29.2MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
DELOITTE & TOUCHE LLP
PCAOB 34
J.P. MORGAN SECURITIES LLC
SEC 8-35008
TCW FUNDS DISTRIBUTORS LLC
CRD 16670 · SEC 8-31114
J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008
Fund details & source
- Fund ID
- 805-4878292986
- Reported beneficial owners
- 39
- Minimum commitment
- $500K
- Form D file number
- 021-332867
Form ADV 1838580 · Mar 28, 2024 · Schedule D 7.B.(1)
Reported by SEPULVEDA MANAGEMENT LLC (CRD 284290).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Services & filing details
Showing values from the selected filing. Latest observed filing does not establish current registration status.
What changed?
Since Dec 1, 2023 · previous imported filing
- Regulatory AUM$351,686,356 → $327,235,309
Filing source
Form ADV 1838580 · Mar 28, 2024 · Items 1 & 5
Reported by SEPULVEDA MANAGEMENT LLC (CRD 284290).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Management of assets
- Discretionary
- $327M
- Non-discretionary
- $0
Reported services
Pooled investment vehicle management · Business portfolio management
Compensation
Percentage of assets · Performance-based
Principal office
515 SOUTH FLOWER STREETLOS ANGELES, CA, 90071, United States
CRD 284290
Filing source
Form ADV 1838580 · Mar 28, 2024 · Items 1 & 5
Reported by SEPULVEDA MANAGEMENT LLC (CRD 284290).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.