Investment adviser · CRD 328954

SOCOTRA MANAGEMENT, INC.

Investment adviser filing (IA)

SACRAMENTO, CA, United States · Form ADV filed Mar 24, 2026

Regulatory AUM
$389M
Form ADV · Item 5.F
Client accounts
5
Accounts, not individual clients
Employees
4
Reported in this filing
Advisory professionals
4
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles5$388,502,152100.0%
Filing source

Form ADV 2069558 · Mar 24, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

5 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

THE SOCOTRA FUND, LLCOther Private Fund · Last reported Mar 24, 2026$244MGross asset value
Auditor COHNREZNICK LLP SACRAMENTO, California, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No

COHNREZNICK LLP
PCAOB 596

Fund details & source
Fund ID
805-8971151911
Reported beneficial owners
1,248
Minimum commitment
$25K
Form D file number
021-1573807

Form ADV 2069558 · Mar 24, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HERZER FINANCIAL MORTGAGE FUND LLCOther Private Fund · Last reported Mar 24, 2026$70.3MGross asset value
Auditor COHNREZNICK LLP SACRAMENTO, California, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No

COHNREZNICK LLP
PCAOB 596

Fund details & source
Fund ID
805-8166939851
Reported beneficial owners
311
Minimum commitment
$5K
Form D file number
021-1731982

Form ADV 2069558 · Mar 24, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

THE SOCOTRA OPPORTUNITY FUND, LLCOther Private Fund · Last reported Mar 24, 2026$47.4MGross asset value
Auditor COHNREZNICK LLP SACRAMENTO, California, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No

COHNREZNICK LLP
PCAOB 596

Fund details & source
Fund ID
805-3418997713
Reported beneficial owners
349
Minimum commitment
$25K
Form D file number
021-1657698

Form ADV 2069558 · Mar 24, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

HFS FUND IV, LLCOther Private Fund · Last reported Mar 24, 2026$14.5MGross asset value
Auditor COHNREZNICK LLP SACRAMENTO, California, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No

COHNREZNICK LLP
PCAOB 596

Fund details & source
Fund ID
805-6816723177
Reported beneficial owners
52
Minimum commitment
$5K

Form ADV 2069558 · Mar 24, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

THE SOCOTRA OPPORTUNITY FUND II, LLCOther Private Fund · Last reported Mar 24, 2026$12.4MGross asset value

Form D fundraising filings

Socotra Opportunity Fund II LLC

Auditor COHNREZNICK LLP SACRAMENTO, California, United States
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No

COHNREZNICK LLP
PCAOB 596

Fund details & source
Fund ID
805-5429483889
Reported beneficial owners
126
Minimum commitment
$25K
Form D file number
021-518664

Form ADV 2069558 · Mar 24, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 24, 2026. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

2714 V STREET
SACRAMENTO, CA, 95818, United States

CRD 328954

Filing source

Form ADV 2069558 · Mar 24, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.