Investment adviser · CRD 160297
SOFINNOVA INVESTMENTS, INC.
Investment adviser filing (IA)
MENLO PARK, CA, United States · Form ADV filed Mar 27, 2026
- Regulatory AUM
- $5.37B Form ADV · Item 5.F
- Client accounts
- 20 Accounts, not individual clients
- Employees
- 41 Reported in this filing
- Advisory professionals
- 20 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 9 | $2,937,610,418 | 54.7% |
| Corporations & businesses | 11 | $2,430,881,466 | 45.3% |
Filing source
Form ADV 2075659 · Mar 27, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
14 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
80Venture Capital Fund · Last reported Mar 27, 2014$2.21MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
Fund details & source
- Fund ID
- 805-3048160719
- Reported beneficial owners
- 21
- Minimum commitment
- $500K
- Form D file number
- 021-199695
Form ADV 808154 · Mar 27, 2014 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
294Venture Capital Fund · Last reported Mar 27, 2015$192KGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
J.P. MORGAN SECURITIES LLC
SEC 8-35008
LEERINK PARTNERS LLC
SEC 8-48535
Fund details & source
- Fund ID
- 805-8860912213
- Reported beneficial owners
- 8
- Minimum commitment
- $20K
- Form D file number
- 021-9999999999
Form ADV 886462 · Mar 27, 2015 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
94Venture Capital Fund · Last reported Mar 27, 2015$28.7KGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
J.P. MORGAN SECURITIES LLC
SEC 8-35008
LEERINK PARTNERS LLC
SEC 8-48535
Fund details & source
- Fund ID
- 805-8824035255
- Reported beneficial owners
- 89
- Minimum commitment
- $110K
- Form D file number
- 021-9999999999
Form ADV 886462 · Mar 27, 2015 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
194Venture Capital Fund · Last reported Mar 27, 2015$3.16KGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
J.P. MORGAN SECURITIES LLC
SEC 8-35008
LEERINK PARTNERS LLC
SEC 8-48535
Fund details & source
- Fund ID
- 805-7009500673
- Reported beneficial owners
- 99
- Minimum commitment
- $5K
- Form D file number
- 021-9999999999
Form ADV 886462 · Mar 27, 2015 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
SOFINNOVA VENTURE AFFILIATES VI, L.P.Venture Capital Fund · Last reported Mar 6, 2017$0Gross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
J.P. MORGAN SECURITIES LLC
SEC 8-35008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221
Fund details & source
- Fund ID
- 805-1347626934
- Reported beneficial owners
- 38
- Minimum commitment
- $20K
- Form D file number
- 021-9999999999
Form ADV 1083489 · Mar 6, 2017 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
SOFINNOVA VENTURE PARTNERS VI GMBH & CO. K.G.Venture Capital Fund · Last reported Mar 6, 2017$0Gross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
J.P. MORGAN SECURITIES LLC
SEC 8-35008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221
Fund details & source
- Fund ID
- 805-5091821977
- Reported beneficial owners
- 10
- Minimum commitment
- $500K
Form ADV 1083489 · Mar 6, 2017 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
SOFINNOVA VENTURE PARTNERS VI, L.P.Venture Capital Fund · Last reported Mar 6, 2017$0Gross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
J.P. MORGAN SECURITIES LLC
SEC 8-35008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221
Fund details & source
- Fund ID
- 805-4489517417
- Reported beneficial owners
- 49
- Minimum commitment
- $200K
- Form D file number
- 021-9999999999
Form ADV 1083489 · Mar 6, 2017 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Services & filing details
Most recent filing: Mar 27, 2026. View historical filings
Reported services
Pooled investment vehicle management · Business portfolio management
Compensation
Percentage of assets · Performance-based
Principal office
3000 SAND HILL ROAD, 3-150MENLO PARK, CA, 94025, United States
CRD 160297
Filing source
Form ADV 2075659 · Mar 27, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.