Investment adviser · CRD 157479

SOUND POINT CAPITAL MANAGEMENT, LP

Investment adviser filing (IA)

NEW YORK, NY, United States · Form ADV filed Mar 31, 2026

Regulatory AUM: $37B
Client accounts: 162
Employees: 200
Advisory professionals: 85

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	142	$35,142,449,957	95.0%
Insurance companies	13	$946,581,608	2.6%
Business development companies	1	$601,782,366	1.6%
Corporations & businesses	4	$289,647,472	0.8%
Investment companies	1	$0	0.0%

Filing source

Form ADV 2060924 · Mar 31, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

50+ Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

Browse the first 49 funds across 7 pages.

SP MAIN STREET FUNDING I LLCHedge Fund · Last reported Mar 31, 2026$398MGross asset value

Fund administrator US BANCORP FUND SERVICES LLC MILWAUKEE, Wisconsin, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG NEW YORK, New York, United States

Custodian US BANCORP FUND SERVICES LLC MILWAUKEE, Wisconsin, United States Related to adviser: No

Prime broker US BANCORP FUND SERVICES LLC MILWAUKEE, Wisconsin, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG
PCAOB 185

Fund details & source

Fund ID: 805-4359895311
Reported beneficial owners: 19
Minimum commitment: $250K

Form ADV 2060924 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SOUND POINT CLO XXVIII, LTDSecuritized Asset Fund · Last reported Mar 31, 2026$374MGross asset value

Fund administrator WELLS FARGO BANK NATIONAL ASSOCIATION COLUMBIA, Maryland, United States Investor statements: No (provided to no investors) Related to adviser: No

Custodian WELLS FARGO BANK NATIONAL ASSOCIATION COLUMBIA, Maryland, United States Related to adviser: No

Marketer BARCLAYS CAPITAL INC. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

WELLS FARGO BANK NATIONAL ASSOCIATION
LEI KB1H1DSPRFMYMCUFXT09

BARCLAYS CAPITAL INC.
CRD 19714 · SEC 8-41342

Fund details & source

Fund ID: 805-2857260436
Reported beneficial owners: 0
Minimum commitment: $250K

Form ADV 2060924 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SOUND POINT CLO IX, LTDSecuritized Asset Fund · Last reported Mar 31, 2026$319MGross asset value

Fund administrator US BANK NATIONAL ASSOCIATION CHICAGO, Illinois, United States Investor statements: No (provided to no investors) Related to adviser: No

Custodian US BANK NATIONAL ASSOCIATION CHICAGO, Illinois, United States Related to adviser: No

Marketer CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No

Marketer MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 801-3387

MORGAN STANLEY & CO. LLC
CRD 8209 · SEC 8-15869

Fund details & source

Fund ID: 805-9942464119
Reported beneficial owners: 0
Minimum commitment: $250K

Form ADV 2060924 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SOUND POINT TACTICAL LOAN OPPORTUNITY MASTER FUND I DACHedge Fund · Last reported Mar 31, 2026$316MGross asset value

Feeder funds

SOUND POINT TACTICAL LOAN OPPORTUNITY FUND I, LP
SOUND POINT TACTICAL LOAN OPPORTUNITY OFFSHORE FUND 1, LP
SOUND POINT TACTICAL LOAN OPPORTUNITY OFFSHORE MINI-MASTER, LP

Fund administrator SS&C FINANCIAL SERVICES LLC HARRISON, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG LLP NEW YORK, New York, United States

Custodian BNY MELLON HOUSTON, Texas, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG LLP
PCAOB 185

Fund details & source

Fund ID: 805-1748140933
Reported beneficial owners: 72
Minimum commitment: $0
Form D file number: 021-359588

Form ADV 2060924 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SOUND POINT CLO XX, LTDSecuritized Asset Fund · Last reported Mar 31, 2026$310MGross asset value

Fund administrator VIRTUS GROUP, LP PROVIDENCE, Rhode Island, United States Investor statements: No (provided to no investors) Related to adviser: No

Custodian CITIBANK N.A. SIOUX FALLS, South Dakota, United States Related to adviser: No

Marketer CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

CITIBANK N.A.
LEI E57ODZWZ7FF32TWEFA76

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 801-56264

Fund details & source

Fund ID: 805-3071122568
Reported beneficial owners: 0
Minimum commitment: $250K

Form ADV 2060924 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SOUND POINT CLO V-R, LTDSecuritized Asset Fund · Last reported Mar 31, 2026$293MGross asset value

Fund administrator DEUTSCHE BANK TRUST COMPANY AMERICAS SANTA ANA, California, United States Investor statements: No (provided to no investors) Related to adviser: No

Custodian DEUTSCHE BANK TRUST COMPANY AMERICAS SANTA ANA, California, United States Related to adviser: No

Marketer CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

DEUTSCHE BANK TRUST COMPANY AMERICAS
LEI 8EWQ2UQKS07AKK8ANH81

CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 801-3387

Fund details & source

Fund ID: 805-8090434209
Reported beneficial owners: 0
Minimum commitment: $250K

Form ADV 2060924 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SP TECHNOLOGY PAYMENTS II, LLCHedge Fund · Last reported Mar 31, 2026$291MGross asset value

Form D fundraising filings

SP Technology Payments II, LLC

Fund administrator US BANCORP FUND SERVICES LLC MILWAUKEE, Wisconsin, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor KPMG NEW YORK, New York, United States

Custodian US BANCORP FUND SERVICES LLC MILWAUKEE, Wisconsin, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

KPMG
PCAOB 185

Fund details & source

Fund ID: 805-2607623494
Reported beneficial owners: 6
Minimum commitment: $0
Form D file number: 021-466559

Form ADV 2060924 · Mar 31, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 31, 2026. View historical filings

Reported services

Investment company portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

375 PARK AVENUE, 34TH FLOOR
NEW YORK, NY, 10152, United States

CRD 157479

Filing source

Form ADV 2060924 · Mar 31, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.