Investment adviser · CRD 310099

SUMMIT PEAK INVESTMENTS, LLC

Investment adviser filing (IA)

· Form ADV filed Jul 10, 2026

Regulatory AUM: $1.09B
Client accounts: 32
Employees: 5
Advisory professionals: 5

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	32	$1,089,219,940	100.0%

Filing source

Form ADV 2099844 · Jul 10, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

34 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

SUMMIT PEAK VENTURES I, LPVenture Capital Fund · Last reported Jul 10, 2026$235MGross asset value

Form D fundraising filings

Summit Peak Ventures I, LP

Fund administrator ADURO ADVISORS SEATTLE, Washington, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor FRANK, RIMERMAN & CO, LLP PALO ALTO, California, United States

Custodian RAYMOND JAMES & ASSOCIATES, INC. NEW YORK, New York, United States Related to adviser: No

Custodian SUSSER BANK DALLAS, Texas, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

FRANK, RIMERMAN & CO, LLP
PCAOB 1596

RAYMOND JAMES & ASSOCIATES, INC.
SEC 8-10999

Fund details & source

Fund ID: 805-7048855598
Reported beneficial owners: 83
Minimum commitment: $1M
Form D file number: 021-323710

Form ADV 2099844 · Jul 10, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SP HYPERNOVA, LLCVenture Capital Fund · Last reported Jul 10, 2026$205MGross asset value

Form D fundraising filings

SP Hypernova, LLC

Fund administrator ADURO ADVISORS SEATTLE, Washington, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor FRANK, RIMERMAN + CO, LLP PALO ALTO, California, United States

Custodian SUSSER BANK DALLAS, Texas, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

FRANK, RIMERMAN + CO, LLP
PCAOB 1596

Fund details & source

Fund ID: 805-8111032449
Reported beneficial owners: 60
Minimum commitment: $0
Form D file number: 021-391388

Form ADV 2099844 · Jul 10, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SUMMIT PEAK VENTURES II, LPVenture Capital Fund · Last reported Jul 10, 2026$187MGross asset value

Form D fundraising filings

Summit Peak Ventures II, LP

Fund administrator ADURO ADVISORS SEATTLE, Washington, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor FRANK, RIMERMAN + CO, LLP PALO ALTO, California, United States

Custodian SUSSER BANK DALLAS, Texas, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

FRANK, RIMERMAN + CO, LLP
PCAOB 1596

Fund details & source

Fund ID: 805-4203518479
Reported beneficial owners: 114
Minimum commitment: $1M
Form D file number: 021-372232

Form ADV 2099844 · Jul 10, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SUMMIT PEAK VENTURES III, LPVenture Capital Fund · Last reported Jul 10, 2026$120MGross asset value

Form D fundraising filings

Summit Peak Ventures III, LP

Fund administrator ADURO ADVISORS SEATTLE, Washington, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor FRANK, RIMERMAN + CO, LLP PALO ALTO, California, United States

Custodian RAYMOND JAMES & ASSOCIATES, INC. NEW YORK, New York, United States Related to adviser: No

Custodian SUSSER BANK DALLAS, Texas, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

FRANK, RIMERMAN + CO, LLP
PCAOB 1596

RAYMOND JAMES & ASSOCIATES, INC.
SEC 8-10999

Fund details & source

Fund ID: 805-6828844808
Reported beneficial owners: 99
Minimum commitment: $1M
Form D file number: 021-465481

Form ADV 2099844 · Jul 10, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SP HYPERNOVA II, LLCVenture Capital Fund · Last reported Jul 10, 2026$99.6MGross asset value

Form D fundraising filings

SP Hypernova II, LLC

Fund administrator ADURO ADVISORS SEATTLE, Washington, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor FRANK, RIMERMAN + CO, LLP PALO ALTO, California, United States

Custodian SUSSER BANK DALLAS, Texas, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

FRANK, RIMERMAN + CO, LLP
PCAOB 1596

Fund details & source

Fund ID: 805-6884123579
Reported beneficial owners: 30
Minimum commitment: $0
Form D file number: 021-421097

Form ADV 2099844 · Jul 10, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SUMMIT PEAK VENTURES OPPORTUNITY FUND I, LPVenture Capital Fund · Last reported Jul 10, 2026$67.4MGross asset value

Form D fundraising filings

Summit Peak Ventures Opportunity Fund I, LP

Fund administrator ADURO ADVISORS SEATTLE, Texas, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor FRANK, RIMERMAN + CO, LLP PALO ALTO, California, United States

Custodian RAYMOND JAMES & ASSOCIATES, INC. NEW YORK, New York, United States Related to adviser: No

Custodian SUSSER BANK DALLAS, Texas, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

FRANK, RIMERMAN + CO, LLP
PCAOB 1596

RAYMOND JAMES & ASSOCIATES, INC.
SEC 8-10999

Fund details & source

Fund ID: 805-5536758650
Reported beneficial owners: 45
Minimum commitment: $1M
Form D file number: 021-374019

Form ADV 2099844 · Jul 10, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SUMMIT PEAK VENTURES IV, LPVenture Capital Fund · Last reported Jul 10, 2026$33.7MGross asset value

Form D fundraising filings

Summit Peak Ventures IV, LP

Fund administrator ADURO ADVISORS SEATTLE, Texas, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor FRANK, RIMERMAN + CO, LLP PALO ALTO, California, United States

Custodian SUSSER BANK DALLAS, Texas, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

FRANK, RIMERMAN + CO, LLP
PCAOB 1596

Fund details & source

Fund ID: 805-1711437668
Reported beneficial owners: 17
Minimum commitment: $1M
Form D file number: 021-557045

Form ADV 2099844 · Jul 10, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jul 10, 2026. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

CRD 310099

Filing source

Form ADV 2099844 · Jul 10, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.