Investment adviser · CRD 321900

SUNDIAL WEALTH LLC

BOCA RATON, FL, United States · Form ADV filed Nov 21, 2025

Regulatory AUM
$139M
Form ADV · Item 5.F
Client accounts
113
Accounts, not individual clients
Employees
3
Reported in this filing
Advisory professionals
2
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
High-net-worth individuals38$136,538,00098.2%
Pooled investment vehicles1$2,000,0001.4%
Individuals5$510,8000.4%
Filing source

Form ADV 2019505 · Nov 21, 2025 · Item 5.D

Reported by SUNDIAL WEALTH LLC (CRD 321900).

Initial SEC Registration Request; Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

CLEAR STREET LLC

Prime broker · funds reporting this exact name in the selected filing

These are reported-name connections within this adviser's filing, not a verified global provider identity or market-wide client count.

Private funds & service providers

1 detailed fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

AMBRUS SUNDIAL L.P.Hedge Fund$2.2MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Fund administrator NAV FUND ADMINISTRATION GROUP OAKBROOK TERRACE, Illinois, United States Investor statements: No (provided to no investors) Related to adviser: No Other funds reporting this name →
Auditor RICHEY MAY & CO. ENGLEWOOD, Colorado, United States Other funds reporting this name →
Custodian CLEAR STREET LLC NEW YORK, Florida, United States Related to adviser: No Other funds reporting this name →
Custodian VELOCITY CLEARING, LLC HAZLET, New Jersey, United States Related to adviser: No Other funds reporting this name →
Prime broker CLEAR STREET LLC NEW YORK, New York, United States Other funds reporting this name →
Prime broker VELOCITY CLEARING, LLC HAZLET, New Jersey, United States Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

RICHEY MAY & CO.
PCAOB 637

CLEAR STREET LLC
SEC 8-69972

VELOCITY CLEARING, LLC
SEC 8-65894

CLEAR STREET LLC
CRD 288933 · SEC 8-69972

VELOCITY CLEARING, LLC
CRD 126588 · SEC 8-65894

Fund details & source
Fund ID
805-8414457883
Reported beneficial owners
6
Minimum commitment
$250K
Form D file number
021-537303

Form ADV 2019505 · Nov 21, 2025 · Schedule D 7.B.(1)

Reported by SUNDIAL WEALTH LLC (CRD 321900).

Initial SEC Registration Request; Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

No comparable changes in the displayed metrics.

Filing source

Form ADV 2019505 · Nov 21, 2025 · Items 1 & 5

Reported by SUNDIAL WEALTH LLC (CRD 321900).

Initial SEC Registration Request; Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary
$139M
Non-discretionary
$0
Filing history · 0 annual filings

Adviser-level financial and staffing figures are unavailable in these annual filings. Select a filing to view its reported funds and providers.

    Reported services

    Financial planning · Individual portfolio management · Pooled investment vehicle management · Selection of other advisers

    Compensation

    Percentage of assets · Hourly · Performance-based

    Principal office

    3200 NORTH FEDERAL HIGHWAY, SUITE 228
    BOCA RATON, FL, 33431, United States

    CRD 321900

    Filing source

    Form ADV 2019505 · Nov 21, 2025 · Items 1 & 5

    Reported by SUNDIAL WEALTH LLC (CRD 321900).

    Initial SEC Registration Request; Other-Than Anual Amendment For Registered Adviser.

    Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.