Investment adviser · CRD 105742

TCW ASSET MANAGEMENT COMPANY LLC

LOS ANGELES, CA, United States · Form ADV filed May 9, 2023

Regulatory AUM: $54.2B
Client accounts: 256
Employees: 424
Advisory professionals: 154

How this adviser has changed

Annual filings

Regulatory assets under management

Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.

Annual adviser history and sources
Fiscal year	Regulatory AUM	Employees	Filed
2021	$64,822,534,127	414	Mar 29, 2022
2022	$54,236,898,080	424	Mar 29, 2023

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	84	$17,890,399,027	33.0%
Sovereign wealth & foreign institutions	25	$14,213,111,865	26.2%
Government entities	18	$8,474,511,166	15.6%
Retirement plans	28	$7,653,049,449	14.1%
Business development companies	4	$2,301,760,437	4.2%
Corporations & businesses	21	$1,408,421,875	2.6%
Insurance companies	14	$1,360,184,768	2.5%
Charities	13	$730,729,007	1.3%
High-net-worth individuals	32	$204,730,486	0.4%
Individuals	Fewer than 5	$0	0.0%
Banks & thrifts	Fewer than 5	$0	0.0%
Other investment advisers	Fewer than 5	$0	0.0%

Filing source

Form ADV 1760078 · May 9, 2023 · Item 5.D

Reported by TCW ASSET MANAGEMENT COMPANY LLC (CRD 105742).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Private funds & service providers

52 detailed fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

TCW SECURITIZED OPPORTUNITIES, L.P.Other Private Fund · Master$1.01BGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

TCW Securitized Opportunities, L.P.

Fund administrator THE BANK OF NEW YORK MELLON LOS ANGELES, California, United States Investor statements: No (provided to no investors) Related to adviser: No Other funds reporting this name →

Auditor DELOITTE & TOUCHE LLP LOS ANGELES, California, United States Other funds reporting this name →

Custodian THE BANK OF NEW YORK MELLON LAKE MARY, Florida, United States Related to adviser: No Other funds reporting this name →

Marketer TCW FUNDS DISTRIBUTORS LLC LOS ANGELES, California, United States Related to adviser: Yes Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

DELOITTE & TOUCHE LLP
PCAOB 34

THE BANK OF NEW YORK MELLON
LEI HPFHU0OQ28E4N0NFVK49

TCW FUNDS DISTRIBUTORS LLC
CRD 16670 · SEC 8-31114

Fund details & source

Fund ID: 805-3043541585
Reported beneficial owners: 70
Minimum commitment: $1M
Form D file number: 021-168677

Form ADV 1760078 · May 9, 2023 · Schedule D 7.B.(1)

Reported by TCW ASSET MANAGEMENT COMPANY LLC (CRD 105742).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

TCW DIRECT LENDING STRUCTURED SOLUTIONS 2019 LLCHedge Fund$516MGross asset value

Search Form D filings →

Fund administrator STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor DELOITTE & TOUCHE LLP LOS ANGELES, California, United States Other funds reporting this name →

Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE & TOUCHE LLP
PCAOB 34

STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572

Fund details & source

Fund ID: 805-6904477902
Reported beneficial owners: 12
Minimum commitment: $250K

Form ADV 1760078 · May 9, 2023 · Schedule D 7.B.(1)

Reported by TCW ASSET MANAGEMENT COMPANY LLC (CRD 105742).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

TCW CLO 2017-1, LTD.Securitized Asset Fund$502MGross asset value

Search Form D filings →

Fund administrator U.S. BANK, NA HOUSTON, Texas, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Custodian U.S. BANK, NA HOUSTON, Texas, United States Related to adviser: No Other funds reporting this name →

Marketer JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

U.S. BANK, NA
LEI 6BYL5QZYBDK8S7L73M02

JEFFERIES LLC
CRD 2347 · SEC 8-15074

Fund details & source

Fund ID: 805-9570387165
Reported beneficial owners: 0
Minimum commitment: $250K

Form ADV 1760078 · May 9, 2023 · Schedule D 7.B.(1)

Reported by TCW ASSET MANAGEMENT COMPANY LLC (CRD 105742).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

TCW CLO 2020-1, LTD.Securitized Asset Fund$502MGross asset value

Search Form D filings →

Fund administrator THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Custodian THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. CHICAGO, Illinois, United States Related to adviser: No Other funds reporting this name →

Marketer JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A.
LEI WFLLPEPC7FZXENRZV188

JEFFERIES LLC
CRD 2347 · SEC 8-15074

Fund details & source

Fund ID: 805-1621945162
Reported beneficial owners: 0
Minimum commitment: $100K

Form ADV 1760078 · May 9, 2023 · Schedule D 7.B.(1)

Reported by TCW ASSET MANAGEMENT COMPANY LLC (CRD 105742).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

TCW SKYLINE LENDING, L.P.Hedge Fund$410MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

TCW Specialty Lending Fund, L.P.

Auditor DELOITTE & TOUCHE LLP LOS ANGELES, California, United States Other funds reporting this name →

Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE & TOUCHE LLP
PCAOB 34

STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572

Fund details & source

Fund ID: 805-7880223927
Reported beneficial owners: 3
Minimum commitment: $2M
Form D file number: 021-257478

Form ADV 1760078 · May 9, 2023 · Schedule D 7.B.(1)

Reported by TCW ASSET MANAGEMENT COMPANY LLC (CRD 105742).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

TCW CLO 2019-1 AMR, LTD.Securitized Asset Fund$404MGross asset value

Search Form D filings →

Custodian BANK OF NEW YORK MELLON TRUST COMPANY, N.A. CHICAGO, Illinois, United States Related to adviser: No Other funds reporting this name →

Marketer JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

BANK OF NEW YORK MELLON TRUST COMPANY, N.A.
LEI WFLLPEPC7FZXENRZV188

JEFFERIES LLC
CRD 2347 · SEC 8-15074

Fund details & source

Fund ID: 805-6052778904
Reported beneficial owners: 0
Minimum commitment: $250K

Form ADV 1760078 · May 9, 2023 · Schedule D 7.B.(1)

Reported by TCW ASSET MANAGEMENT COMPANY LLC (CRD 105742).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

TCW CLO 2019-2, LTD.Securitized Asset Fund$403MGross asset value

Search Form D filings →

Custodian THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. CHICAGO, Illinois, United States Related to adviser: No Other funds reporting this name →

Marketer JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A.
LEI WFLLPEPC7FZXENRZV188

JEFFERIES LLC
CRD 2347 · SEC 8-15074

Fund details & source

Fund ID: 805-7012198217
Reported beneficial owners: 0
Minimum commitment: $100K

Form ADV 1760078 · May 9, 2023 · Schedule D 7.B.(1)

Reported by TCW ASSET MANAGEMENT COMPANY LLC (CRD 105742).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

View a filing

Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

Since Mar 29, 2023 · previous imported filing

No comparable changes in the displayed metrics.

Filing source

Form ADV 1760078 · May 9, 2023 · Items 1 & 5

Reported by TCW ASSET MANAGEMENT COMPANY LLC (CRD 105742).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary: $54.2B
Non-discretionary: $0

Reported services

Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

865 S FIGUEROA ST, STE 1800
LOS ANGELES, CA, 90017-2593, United States

CRD 105742

Filing source

Form ADV 1760078 · May 9, 2023 · Items 1 & 5

Reported by TCW ASSET MANAGEMENT COMPANY LLC (CRD 105742).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.