Investment adviser · CRD 105742
TCW ASSET MANAGEMENT COMPANY LLC
LOS ANGELES, CA, United States · Form ADV filed Dec 1, 2023
- Regulatory AUM
- $54.2B Form ADV · Item 5.F
- Client accounts
- 256 Accounts, not individual clients
- Employees
- 424 Reported in this filing
- Advisory professionals
- 154 Investment advisory functions
How this adviser has changed
Annual filingsRegulatory assets under management
Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.
| Fiscal year | Regulatory AUM | Employees | Filed |
|---|---|---|---|
| 2021 | $64,822,534,127 | 414 | Mar 29, 2022 |
| 2022 | $54,236,898,080 | 424 | Mar 29, 2023 |
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 84 | $17,890,399,027 | 33.0% |
| Sovereign wealth & foreign institutions | 25 | $14,213,111,865 | 26.2% |
| Government entities | 18 | $8,474,511,166 | 15.6% |
| Retirement plans | 28 | $7,653,049,449 | 14.1% |
| Business development companies | 4 | $2,301,760,437 | 4.2% |
| Corporations & businesses | 21 | $1,408,421,875 | 2.6% |
| Insurance companies | 14 | $1,360,184,768 | 2.5% |
| Charities | 13 | $730,729,007 | 1.3% |
| High-net-worth individuals | 32 | $204,730,486 | 0.4% |
| Individuals | Fewer than 5 | $0 | 0.0% |
| Banks & thrifts | Fewer than 5 | $0 | 0.0% |
| Other investment advisers | Fewer than 5 | $0 | 0.0% |
Filing source
Form ADV 1801130 · Dec 1, 2023 · Item 5.D
Reported by TCW ASSET MANAGEMENT COMPANY LLC (CRD 105742).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Private funds & service providers
1 selected fund recordsLargest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.
TCW CLO 2020-1, LTD.Securitized Asset Fund$502MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A.
LEI WFLLPEPC7FZXENRZV188
JEFFERIES LLC
CRD 2347 · SEC 8-15074
Fund details & source
- Fund ID
- 805-1621945162
- Reported beneficial owners
- 0
- Minimum commitment
- $100K
Form ADV 1801130 · Dec 1, 2023 · Schedule D 7.B.(1)
Reported by TCW ASSET MANAGEMENT COMPANY LLC (CRD 105742).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Services & filing details
Showing values from the selected filing. Latest observed filing does not establish current registration status.
What changed?
Since Nov 1, 2023 · previous imported filing
No comparable changes in the displayed metrics.
Filing source
Form ADV 1801130 · Dec 1, 2023 · Items 1 & 5
Reported by TCW ASSET MANAGEMENT COMPANY LLC (CRD 105742).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Management of assets
- Discretionary
- $54.2B
- Non-discretionary
- $0
Reported services
Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management
Compensation
Percentage of assets · Fixed · Performance-based
Principal office
515 SOUTH FLOWER STREETLOS ANGELES, CA, 90071, United States
CRD 105742
Filing source
Form ADV 1801130 · Dec 1, 2023 · Items 1 & 5
Reported by TCW ASSET MANAGEMENT COMPANY LLC (CRD 105742).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.