TCW ASSET MANAGEMENT COMPANY LLC: Investment Adviser Form ADV Filing

How this adviser has changed

Annual filings

Regulatory assets under management

Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.

Annual adviser history and sources
Fiscal year	Regulatory AUM	Employees	Filed
2021	$64,822,534,127	414	Mar 29, 2022
2022	$54,236,898,080	424	Mar 29, 2023
2023	$64,193,181,956	423	Mar 28, 2024

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	70	$24,346,804,935	37.9%
Sovereign wealth & foreign institutions	22	$17,437,270,026	27.2%
Government entities	17	$8,275,639,769	12.9%
Retirement plans	26	$7,277,297,794	11.3%
Business development companies	4	$3,512,775,497	5.5%
Corporations & businesses	20	$1,751,071,179	2.7%
Insurance companies	15	$980,024,241	1.5%
Charities	5	$349,233,379	0.5%
High-net-worth individuals	26	$263,065,136	0.4%
Individuals	Fewer than 5	$0	0.0%
Banks & thrifts	Fewer than 5	$0	0.0%
Other investment advisers	Fewer than 5	$0	0.0%

Filing source

Form ADV 1906574 · Oct 10, 2024 · Item 5.D

Reported by TCW ASSET MANAGEMENT COMPANY LLC (CRD 105742).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Private funds & service providers

1 selected fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

View all funds in this filing

TCW DIRECT LENDING VIII LLC CAYMAN FEEDER, L.P.Private Equity Fund$74.2MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

TCW Direct Lending VIII Cayman Feeder LP

Auditor DELOITTE & TOUCHE LLP LOS ANGELES, California, United States Other funds reporting this name →

Custodian U.S. BANK, NA MINNEAPOLIS, Minnesota, United States Related to adviser: No Other funds reporting this name →

Marketer TCW FUNDS DISTRIBUTORS LLC LOS ANGELES, California, United States Related to adviser: Yes Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: Yes

DELOITTE & TOUCHE LLP
PCAOB 34

U.S. BANK, NA
LEI 6BYL5QZYBDK8S7L73M02

TCW FUNDS DISTRIBUTORS LLC
CRD 16670 · SEC 8-31114

Fund details & source

Fund ID: 805-7218631893
Reported beneficial owners: 2
Minimum commitment: $10M
Form D file number: 021-451691

Form ADV 1906574 · Oct 10, 2024 · Schedule D 7.B.(1)

Reported by TCW ASSET MANAGEMENT COMPANY LLC (CRD 105742).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

View a filing

Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

Since May 22, 2024 · previous imported filing

No comparable changes in the displayed metrics.

Filing source

Form ADV 1906574 · Oct 10, 2024 · Items 1 & 5

Reported by TCW ASSET MANAGEMENT COMPANY LLC (CRD 105742).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary: $64.2B
Non-discretionary: $0

Reported services

Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

515 SOUTH FLOWER STREET
LOS ANGELES, CA, 90071, United States

CRD 105742

Filing source

Form ADV 1906574 · Oct 10, 2024 · Items 1 & 5

Reported by TCW ASSET MANAGEMENT COMPANY LLC (CRD 105742).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.